0001239819-19-000064.txt : 20190516
0001239819-19-000064.hdr.sgml : 20190516
20190516161048
ACCESSION NUMBER: 0001239819-19-000064
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190514
FILED AS OF DATE: 20190516
DATE AS OF CHANGE: 20190516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wise Michael W.
CENTRAL INDEX KEY: 0001519999
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52008
FILM NUMBER: 19832329
MAIL ADDRESS:
STREET 1: C/O LUNA INNOVATIONS INCORPORATED
STREET 2: 1 RIVERSIDE CIRCLE, SUITE 400
CITY: ROANOKE
STATE: VA
ZIP: 24016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LUNA INNOVATIONS INC
CENTRAL INDEX KEY: 0001239819
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 301 FIRST STREET SW
STREET 2: SUITE 200
CITY: ROANOKE
STATE: VA
ZIP: 24011
BUSINESS PHONE: 540-769-8400
MAIL ADDRESS:
STREET 1: 301 FIRST STREET SW
STREET 2: SUITE 200
CITY: ROANOKE
STATE: VA
ZIP: 24011
4
1
wf-form4_155803743346979.xml
FORM 4
X0306
4
2019-05-14
0
0001239819
LUNA INNOVATIONS INC
LUNA
0001519999
Wise Michael W.
C/O LUNA INNOVATIONS INCORPORATED
301 1ST STREET SW, SUITE 200
ROANOKE
VA
24011
1
0
0
0
Stock Units
2019-05-14
4
A
0
5800
0
A
Common Stock
5800.0
98095.37
D
Stock units are convertible into issuer's common stock on a 1-for-1 basis.
This grant was awarded in connection with Mr. Wise's service as a member of the board of directors, pursuant to the issuer's non-employee director compensation policy. The number of stock units awarded is equal to $25,000 divided by $4.31, the closing price of the issuer's stock on the Nasdaq Capital Market on May 14, 2019, the date of grant.
The stock units vest upon the earlier of the one year anniversary of the grant date or the issuer's annual meeting of stockholders and, subject to vesting, will become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The stock units have no expiration date.
Scott A. Graeff, Attorney-In-Fact
2019-05-16