0001239819-19-000013.txt : 20190116 0001239819-19-000013.hdr.sgml : 20190116 20190116163247 ACCESSION NUMBER: 0001239819-19-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190114 FILED AS OF DATE: 20190116 DATE AS OF CHANGE: 20190116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Graeff Scott A CENTRAL INDEX KEY: 0001362847 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52008 FILM NUMBER: 19529353 MAIL ADDRESS: STREET 1: LUNA INNOVATIONS INCORPORATED STREET 2: 2851 COMMERCE STREET CITY: BLACKSBURG STATE: VA ZIP: 24060 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUNA INNOVATIONS INC CENTRAL INDEX KEY: 0001239819 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 301 FIRST STREET SW STREET 2: SUITE 200 CITY: ROANOKE STATE: VA ZIP: 24011 BUSINESS PHONE: 540-769-8400 MAIL ADDRESS: STREET 1: 301 FIRST STREET SW STREET 2: SUITE 200 CITY: ROANOKE STATE: VA ZIP: 24011 4 1 wf-form4_154767435035440.xml FORM 4 X0306 4 2019-01-14 0 0001239819 LUNA INNOVATIONS INC LUNA 0001362847 Graeff Scott A C/O LUNA INNOVATIONS INCORPORATED 301 1ST STREET, SW, SUITE 200 ROANOKE VA 24011 1 1 0 0 Chief Executive Officer Common Stock 2019-01-14 4 A 0 92000 0 A 578490 D Consists of restricted stock units. Each restricted stock unit represents the contingent right to receive one share of common stock of the Issuer. The restricted stock units vest in three equal annual installments from January 10, 2019, subject to the Reporting Person's continued service with the Company as of each vesting date. /s/ Scott A. Graeff 2019-01-16