0001239819-18-000019.txt : 20180412 0001239819-18-000019.hdr.sgml : 20180412 20180412162715 ACCESSION NUMBER: 0001239819-18-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180410 FILED AS OF DATE: 20180412 DATE AS OF CHANGE: 20180412 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carilion Clinic CENTRAL INDEX KEY: 0001363589 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52008 FILM NUMBER: 18752360 BUSINESS ADDRESS: STREET 1: EDWARD MURPHY, M.D. STREET 2: 213 SOUTH JEFFERSON STREET, SUITE 807 CITY: ROANOKE STATE: VA ZIP: 24011 BUSINESS PHONE: 540-981-7893 MAIL ADDRESS: STREET 1: EDWARD MURPHY, M.D. STREET 2: 213 SOUTH JEFFERSON STREET, SUITE 807 CITY: ROANOKE STATE: VA ZIP: 24011 FORMER NAME: FORMER CONFORMED NAME: Carilion Health System DATE OF NAME CHANGE: 20060519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUNA INNOVATIONS INC CENTRAL INDEX KEY: 0001239819 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 301 FIRST STREET SW STREET 2: SUITE 200 CITY: ROANOKE STATE: VA ZIP: 24011 BUSINESS PHONE: 540-769-8400 MAIL ADDRESS: STREET 1: 301 FIRST STREET SW STREET 2: SUITE 200 CITY: ROANOKE STATE: VA ZIP: 24011 4 1 wf-form4_152356482220594.xml FORM 4 X0306 4 2018-04-10 0 0001239819 LUNA INNOVATIONS INC LUNA 0001363589 Carilion Clinic C/O LUNA INNOVATIONS INCORPORATED 301 1ST STREET SW, SUITE 200 ROANOKE VA 24011 0 0 1 0 Common Stock 2018-04-10 4 S 0 24666 3.44 D 2139664 D Common Stock 2018-04-11 4 S 0 19346 3.42 D 2120318 D Price reflected is a weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $3.40 to $3.47 per share, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Price reflected is a weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $3.40 to $3.43 per share, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. /s/ Robert Vaughan, Assistant Treasurer, Carilion Clinic 2018-04-12