0001181431-12-013566.txt : 20120301 0001181431-12-013566.hdr.sgml : 20120301 20120301173542 ACCESSION NUMBER: 0001181431-12-013566 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120228 FILED AS OF DATE: 20120301 DATE AS OF CHANGE: 20120301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Froggatt Mark CENTRAL INDEX KEY: 0001464281 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52008 FILM NUMBER: 12659196 MAIL ADDRESS: STREET 1: LUNA INNOVATIONS INCORPORATED STREET 2: 1 RIVERSIDE CIRCLE, SUITE 400 CITY: ROANOKE STATE: VA ZIP: 24016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUNA INNOVATIONS INC CENTRAL INDEX KEY: 0001239819 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2851 COMMERCE ST CITY: BLACKSBURG STATE: VA ZIP: 24060 BUSINESS PHONE: 540-769-8400 MAIL ADDRESS: STREET 1: 1 RIVERSIDE CIRCLE STREET 2: SUITE 400 CITY: ROANOKE STATE: VA ZIP: 24016 4 1 rrd336828.xml X0304 4 2012-02-28 0 0001239819 LUNA INNOVATIONS INC LUNA 0001464281 Froggatt Mark 1 RIVERSIDE CIRCLE, SUITE 400 ROANOKE VA 24015 0 1 0 0 CTO Common Stock Option (Right to Buy) 1.75 2012-02-28 4 A 0 34531 0 D 2022-02-28 Common Stock 34531 335817 D The exercise price is equal to the closing price of the issuer's common stock on the Nasdaq Capital Market on the effective date of grant, February 28,2012. This option grant will vest over four years in 48 equal installments. /s/ Talfourd H. Kemper, Jr., Attorney-In-Fact 2012-03-01