0001653247-24-000002.txt : 20240104 0001653247-24-000002.hdr.sgml : 20240104 20240104184608 ACCESSION NUMBER: 0001653247-24-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240103 FILED AS OF DATE: 20240104 DATE AS OF CHANGE: 20240104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRIMSTAD CARL A CENTRAL INDEX KEY: 0001239359 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37788 FILM NUMBER: 24513846 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Waitr Holdings Inc. CENTRAL INDEX KEY: 0001653247 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 263828008 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 214 JEFFERSON STREET STREET 2: SUITE 200 CITY: LAFAYETTE STATE: LA ZIP: 70501 BUSINESS PHONE: 1-337-534-6881 MAIL ADDRESS: STREET 1: 214 JEFFERSON STREET STREET 2: SUITE 200 CITY: LAFAYETTE STATE: LA ZIP: 70501 FORMER COMPANY: FORMER CONFORMED NAME: Landcadia Holdings, Inc. DATE OF NAME CHANGE: 20150916 4 1 wk-form4_1704411956.xml FORM 4 X0508 4 2024-01-03 0 0001653247 Waitr Holdings Inc. ASAP 0001239359 GRIMSTAD CARL A C/O WAITR HOLDINGS INC. 214 JEFFERSON STREET, SUITE 200 LAFAYETTE LA 70501 1 1 0 0 Chief Executive Officer 0 Common Stock 2024-01-03 4 M 0 58333 0 A 149802 D Common Stock 2024-01-03 4 F 0 17296 0.06 D 132506 D Restricted Stock Units (RSUs) - 042321 2024-01-03 4 M 0 58333 0 D Common Stock 58333 58334 D Restricted Stock Units (RSUs) - 042320 Common Stock 156716 156716 D Restricted Stock Units (RSUs) - 041122 Common Stock 133334 133334 D Stock Options - 010320 7.40 2025-01-03 Common Stock 478619 478619 D Each RSU represents a contingent right to receive one share of the Issuer's common stock. The grant of 175,000 RSUs was made to the Reporting Person on April 23, 2021. The RSUs shall vest in three (3) equal installments on the first, second and third anniversaries of January 3, 2022, subject to the Reporting Person's continued employment through the applicable vesting date; provided further, that, the RSUs vest upon (i) a Corporate Change (as defined in the Reporting Person's employment agreement), subject to the Reporting Person's continued employment through the closing of such Corporate Change, (ii) termination by the Reporting Person of the employment agreement for Good Reason (as defined therein), or (iii) termination by the Company of the employment agreement for other than Misconduct (as defined therein). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest upon the consummation of a Corporate Change (as defined in the Reporting Person's employment agreement), provided that the employment agreement has not been previously terminated; provided further, that, the RSUs shall fully vest upon the termination of the employment agreement by the Reporting Person for Good Reason (as defined therein) of by the Company for reason other than Misconduct (as defined therein). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The grant of 200,000 RSUs was made to the Reporting Person on April 11, 2022. The RSUs shall vest in three generally equal installments on the first, second and third anniversaries of such grant date, subject to the Reporting Person's continued employment through the applicable vesting date; provided further, that, the RSUs vest upon (i) a Corporate Change (as defined in the Reporting Person's employment agreement), subject to the Reporting Person's continued employment through the closing of such Corporate Change, (ii) termination by the Reporting Person of the employment agreement for Good Reason (as defined therein), or (iii) termination by the Company of the employment agreement for other than Misconduct (as defined therein). The Reporting Person's right to purchase the shares of the Issuer's common stock vested and became exercisable as follows: (i) 1/2 of the option vested and became exercisable on January 2, 2021 and (ii) 1/2 of the option vested and became exercisable on January 2, 2022. /s/ Annette Finch, Attorney-in-Fact 2024-01-04