-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fr7VNUPxa9BR/NwaXTPMMHJzKYFBKAze22Vw/QswY+jqPJzmpBWg85Fc7Pjxiw/B B21/WuA5i19+oKe1Zvxvkw== 0000899140-08-000811.txt : 20080310 0000899140-08-000811.hdr.sgml : 20080310 20080310171939 ACCESSION NUMBER: 0000899140-08-000811 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20080306 FILED AS OF DATE: 20080310 DATE AS OF CHANGE: 20080310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Builders FirstSource, Inc. CENTRAL INDEX KEY: 0001316835 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-LUMBER & OTHER BUILDING MATERIALS DEALERS [5211] IRS NUMBER: 522084569 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2001 BRYAN STREET, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: (214) 880-3500 MAIL ADDRESS: STREET 1: 2001 BRYAN STREET, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARR DAVID CENTRAL INDEX KEY: 0001239309 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51357 FILM NUMBER: 08678606 BUSINESS ADDRESS: BUSINESS PHONE: (704) 588-5310 MAIL ADDRESS: STREET 1: C/O POLYPORE INTERNATIONAL, INC. STREET 2: 11430 N. COMMUNITY HOUSE ROAD, SUITE 350 CITY: CHARLOTTE STATE: NC ZIP: 28277 4 1 barr_bldr4-031008ex.xml X0202 4 2008-03-06 0 0001316835 Builders FirstSource, Inc. BLDR 0001239309 BARR DAVID C/O WARBURG PINCUS LLC 466 LEXINGTON AVENUE NEW YORK NY 10017 1 0 0 0 Common Stock, par value $0.01 per share 2008-03-06 4 P 0 595 6.38 A 8970069.5 I See footnote Common Stock, par value $0.01 per share 2008-03-06 4 P 0 19 6.39 A 8970088.5 I See footnote Common Stock, par value $0.01 per share 2008-03-06 4 P 0 3435 6.40 A 8973523.5 I See footnote Common Stock, par value $0.01 per share 2008-03-06 4 P 0 636 6.41 A 8974159.5 I See footnote Common Stock, par value $0.01 per share 2008-03-06 4 P 0 500 6.42 A 8974659.5 I See footnote Common Stock, par value $0.01 per share 2008-03-06 4 P 0 975 6.43 A 8975634.5 I See footnote Common Stock, par value $0.01 per share 2008-03-06 4 P 0 3695 6.44 A 8979329.5 I See footnote Common Stock, par value $0.01 per share 2008-03-06 4 P 0 1430 6.45 A 8980759.5 I See footnote Common Stock, par value $0.01 per share 2008-03-06 4 P 0 900 6.46 A 8981659.5 I See footnote Common Stock, par value $0.01 per share 2008-03-06 4 P 0 100 6.47 A 8981759.5 I See footnote Common Stock, par value $0.01 per share 2008-03-06 4 P 0 2300 6.48 A 8984059.5 I See footnote Common Stock, par value $0.01 per share 2008-03-06 4 P 0 1860 6.49 A 8985919.5 I See footnote Common Stock, par value $0.01 per share 2008-03-06 4 P 0 579 6.50 A 8986498.5 I See footnote Common Stock, par value $0.01 per share 2008-03-06 4 P 0 1840 6.51 A 8988338.5 I See footnote Common Stock, par value $0.01 per share 2008-03-06 4 P 0 1300 6.52 A 8989638.5 I See footnote Common Stock, par value $0.01 per share 2008-03-06 4 P 0 1715 6.53 A 8991353.5 I See footnote Common Stock, par value $0.01 per share 2008-03-06 4 P 0 600 6.54 A 8991953.5 I See footnote Common Stock, par value $0.01 per share 2008-03-06 4 P 0 400 6.55 A 8992353.5 I See footnote Common Stock, par value $0.01 per share 2008-03-06 4 P 0 1900 6.56 A 8994253.5 I See footnote Common Stock, par value $0.01 per share 2008-03-06 4 P 0 1100 6.58 A 8995353.5 I See footnote Common Stock, par value $0.01 per share 2008-03-06 4 P 0 200 6.59 A 8995553.5 I See footnote Common Stock, par value $0.01 per share 2008-03-06 4 P 0 800 6.60 A 8996353.5 I See footnote Common Stock, par value $0.01 per share 2008-03-06 4 P 0 1800 6.61 A 8998153.5 I See footnote Common Stock, par value $0.01 per share 2008-03-06 4 P 0 2800 6.62 A 9000353.5 I See footnote Common Stock, par value $0.01 per share 2008-03-07 4 P 0 3000 6.63 A 9003953.5 I See footnote Common Stock, par value $0.01 per share 2008-03-07 4 P 0 17 6.52 A 9003970.5 I See footnote Common Stock, par value $0.01 per share 2008-03-07 4 P 0 300 6.53 A 9004270.5 I See footnote Common Stock, par value $0.01 per share 2008-03-07 4 P 0 5500 6.54 A 9009770.5 I See footnote Common Stock, par value $0.01 per share 2008-03-07 4 P 0 4600 6.56 A 9014370.5 I See footnote See Exhibit 99.1. Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Table I (Continued) - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned /s/ David Barr 2008-03-10 EX-99 2 b031008a.txt 99.1 - EXPLANATION OF RESPONSES Designated Filer: David Barr Issuer & Ticker Symbol: Builders FirstSource, Inc. (BLDR) Date of Event Requiring Statement: March 10, 2008 Exhibit 99.1 Explanation of Responses: (1) Building Products, LLC is the direct record owner of 17,605,103 shares of Builders FirstSource, Inc. Common Stock ("Common Stock"). By virtue of its position as a member of Building Products, LLC and pursuant to the Amended and Restated Limited Liability Company Agreement of Building Products, LLC, Warburg Pincus Private Equity IX, L.P., a Delaware limited partnership ("WP IX"), may be deemed to be the beneficial owner of 8,652,551.5 shares of Common Stock. The sole general partner of WP IX is Warburg Pincus IX LLC, a New York limited liability company ("WP IX LLC"); Warburg Pincus Partners LLC, a New York limited liability company ("WPP LLC"), is the sole member of WP IX LLC; Warburg Pincus & Co., a New York general partnership ( "WP"), is the managing member of WPP LLC; Warburg Pincus LLC, a New York limited liability company ("WP LLC"), manages WP IX; and Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Co-Presidents and Managing Members of WP LLC. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934 (the "Act"), WP, WP LLC, WPP LLC, WP IX LLC, Mr. Kaye and Mr. Landy may be deemed to be the beneficial owners of the securities reported as beneficially owned by WP IX. Each of WP, WP LLC, WPP LLC, WP IX LLC, Mr. Kaye and Mr. Landy all disclaim beneficial ownership of all shares of Common Stock except to the extent of any indirect pecuniary interest therein. Through a series of purchases on November 30, 2006, December 1, 2006, and December 4, 2006, WP IX is the direct record owner of an additional 72,500 shares of Common Stock. Through a series of purchases on March 14, 2007, WP IX is the direct record owner of an additional 39,585 shares of Common Stock. Through a series of purchases on February 27, 2008, February 28, 2008, February 29, 2008, March 3, 2008, March 4, 2008 and March 5, 2008, WP IX is the direct record owner of an additional 204,838 shares of Common Stock. Through a series of purchases on March 6, 2008 and March 7, 2008, WP IX is the direct record owner of an additional 49,896 shares of Common Stock. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934 (the "Act"), WP, WP LLC, WPP LLC, WP IX LLC, Mr. Kaye and Mr. Landy may be deemed to be the beneficial owners of the securities reported as beneficially owned by WP IX. Each of WP, WP LLC, WPP LLC, WP IX LLC, Mr. Kaye and Mr. Landy all disclaim beneficial ownership of all shares of Common Stock except to the extent of any indirect pecuniary interest therein. Mr. Barr, who became a director of Builders FirstSource, Inc. on February 27, 2006, is a Partner of WP, and a Member and Managing Director of WP LLC. As such, Mr. Barr may be deemed to have an indirect pecuniary interest (within the meaning of 16a-1 of the Act) in an indeterminate portion of the securities reported as beneficially owned by WP IX. Mr. Barr disclaims beneficial ownership of such securities except to the extent of any indirect pecuniary interest therein. Mr. Barr does not directly own any shares of Common Stock. EX-99 3 b031008b.txt 99.2 - TABLE I CONTINUATION Designated Filer: David Barr Issuer & Ticker Symbol: Builders FirstSource, Inc. (BLDR) Date of Event Requiring Statement: March 6, 2008 Exhibit 99.2 - ------------------------------------------------------------------------------------- ---------------------------------------------- 1. Name and Address of Reporting Person: 2. Issuer Name and Ticker or Trading Symbol: David Barr Builders FirstSource, Inc. (BLDR) c/o Warburg Pincus LLC 3. Date of Earliest Transaction Required to be Reported: 466 Lexington Avenue 03/06/2008 New York, NY 10017 - ------------------------------------------------------------------------------------- ---------------------------------------------- Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ---------------------- --------------- ----------- ------------ -------------------------- --------------- ------------ ----------- - ---------------------- --------------- ----------- ------------ -------------------------- --------------- ------------ -----------
1. Title of Security 2. Transaction 2A. 3. 4. Securities Acquired 5. Amount of 6. 7. Nature (Instr. 3) Date Deemed Transaction (A) or Disposed of (D) Securities Ownership of Execution Code (Instr. (Instr. 3, 4, and 5) Beneficially Form: Indirect Date, if 8) Owned Direct (D) Beneficial any Following or Ownership (Month/Day/ Reported Indirect (Instr. 4) Year) Transaction(s) (I) (Instr. 3 and (Instr. 4) 4) - ---------------------- --------------- ----------- ------------ -------------------------- --------------- ------------ ----------- Code V Amount (A) or Price (D) - ---------------------- --------------- ----------- ------ ----- --------- ------- -------- --------------- ------------ ----------- - ---------------------- --------------- ----------- ------ ----- --------- ------- -------- --------------- ------------ ----------- Common Stock, par value $0.01 per share 3/7/2008 P 100 A $6.57 9,014,470.5 I(1) (1) - ---------------------- --------------- ----------- ------ ----- --------- ------- -------- --------------- ------------ ----------- Common Stock, par value $0.01 per share 3/7/2008 P 2,800 A $6.58 9,017,270.5 I(1) (1) - ---------------------- --------------- ----------- ------ ----- --------- ------- -------- --------------- ------------ ----------- Common Stock, par value $0.01 per share 3/7/2008 P 1,100 A $6.59 9,018,370.5 I(1) (1) - ---------------------- --------------- ----------- ------ ----- --------- ------- -------- --------------- ------------ ----------- Common Stock, par value $0.01 per share 3/7/2008 P 1,000 A $6.60 9,019,370.5 I(1) (1 - ---------------------- --------------- ----------- ------ ----- --------- ------- -------- --------------- ------------ -----------
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