0001495384-14-000003.txt : 20140730
0001495384-14-000003.hdr.sgml : 20140730
20140730162946
ACCESSION NUMBER: 0001495384-14-000003
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140730
FILED AS OF DATE: 20140730
DATE AS OF CHANGE: 20140730
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Avalanche Biotechnologies, Inc.
CENTRAL INDEX KEY: 0001501756
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 205258327
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2749 CAROLINA AVENUE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94061
BUSINESS PHONE: 415-203-1722
MAIL ADDRESS:
STREET 1: 2749 CAROLINA AVENUE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94061
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROBERTS BRYAN E
CENTRAL INDEX KEY: 0001239242
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36579
FILM NUMBER: 141003201
MAIL ADDRESS:
STREET 1: C/O VENROCK ASSOCIATES
STREET 2: 2494 SAND HILL ROAD STE 200
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VHCP Co-Investment Holdings, LLC
CENTRAL INDEX KEY: 0001479354
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36579
FILM NUMBER: 141003203
BUSINESS ADDRESS:
STREET 1: 3340 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: 6504753734
MAIL ADDRESS:
STREET 1: 3340 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VENROCK HEALTHCARE CAPITAL PARTNERS LP
CENTRAL INDEX KEY: 0001458177
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36579
FILM NUMBER: 141003204
BUSINESS ADDRESS:
STREET 1: 3340 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94306
BUSINESS PHONE: 650-561-9580
MAIL ADDRESS:
STREET 1: 3340 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94306
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Venrock Partners Management VI, LLC
CENTRAL INDEX KEY: 0001495385
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36579
FILM NUMBER: 141003205
BUSINESS ADDRESS:
STREET 1: 3340 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: (650) 561-9580
MAIL ADDRESS:
STREET 1: 3340 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Venrock Management VI, LLC
CENTRAL INDEX KEY: 0001495383
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36579
FILM NUMBER: 141003206
BUSINESS ADDRESS:
STREET 1: 3340 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: (650) 561-9580
MAIL ADDRESS:
STREET 1: 3340 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Venrock Associates VI, L.P.
CENTRAL INDEX KEY: 0001495384
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36579
FILM NUMBER: 141003208
BUSINESS ADDRESS:
STREET 1: 3340 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: (650) 561-9580
MAIL ADDRESS:
STREET 1: 3340 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Venrock Partners VI, L.P.
CENTRAL INDEX KEY: 0001495386
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36579
FILM NUMBER: 141003207
BUSINESS ADDRESS:
STREET 1: 3340 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: (650) 561-9580
MAIL ADDRESS:
STREET 1: 3340 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VHCP Management, LLC
CENTRAL INDEX KEY: 0001479355
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36579
FILM NUMBER: 141003202
BUSINESS ADDRESS:
STREET 1: 3340 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: 6504753734
MAIL ADDRESS:
STREET 1: 3340 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hove Anders D
CENTRAL INDEX KEY: 0001365618
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36579
FILM NUMBER: 141003200
MAIL ADDRESS:
STREET 1: 30 ROCKEFELLER PLAZA, SUITE 5508
CITY: NEW YORK
STATE: NY
ZIP: 10112
3
1
edgar.xml
PRIMARY DOCUMENT
X0206
3
2014-07-30
0
0001501756
Avalanche Biotechnologies, Inc.
AAVL
0001495384
Venrock Associates VI, L.P.
C/O VENROCK
3340 HILLVIEW AVE.
PALO ALTO
CA
94304
0
0
1
0
0001495386
Venrock Partners VI, L.P.
C/O VENROCK
3340 HILLVIEW AVE.
PALO ALTO
CA
94304
0
0
1
0
0001495383
Venrock Management VI, LLC
C/O VENROCK
3340 HILLVIEW AVE.
PALO ALTO
CA
94304
0
0
1
0
0001495385
Venrock Partners Management VI, LLC
C/O VENROCK
3340 HILLVIEW AVE.
PALO ALTO
CA
94304
0
0
1
0
0001458177
VENROCK HEALTHCARE CAPITAL PARTNERS LP
C/O VENROCK
3340 HILLVIEW AVE.
PALO ALTO
CA
94304
0
0
1
0
0001479354
VHCP Co-Investment Holdings, LLC
C/O VENROCK
3340 HILLVIEW AVE.
PALO ALTO
CA
94304
0
0
1
0
0001479355
VHCP Management, LLC
C/O VENROCK
3340 HILLVIEW AVE.
PALO ALTO
CA
94304
0
0
1
0
0001239242
ROBERTS BRYAN E
C/O VENROCK
3340 HILLVIEW AVE.
PALO ALTO
CA
94304
0
0
1
0
0001365618
Hove Anders D
C/O VENROCK
3340 HILLVIEW AVE.
PALO ALTO
CA
94304
0
0
1
0
Series B Preferred Stock
0
Common Stock
1965471
I
By Funds
Each share of Series B Preferred Stock will automatically convert on a one-to-one basis into Common Stock immediately prior to the consummation of the Issuer's initial public offering.
The securities are immediately convertible.
The expiration date is not relevant to the conversion of these securities.
Venrock Associates VI, L.P. ("VA6") holds an aggregate of 911,193 shares, Venrock Partners VI, L.P. ("VP6") holds an aggregate of 71,543 shares, Venrock Healthcare Capital Partners, L.P. ("VHCP") holds an aggregate of 830,805 shares and VHCP Co-Investment Holdings, LLC ("Co-Invest") holds an aggregate of 151,930 shares.
Venrock Management VI, LLC, Venrock Partners Management VI, LLC and VHCP Management, LLC (collectively, the "Venrock GP Entities") are the sole general partners or manager, as applicable, of VA6, VP6, VHCP and Co-Invest (collectively, the "Funds"), respectively, and have voting and investment power over the shares held by the Funds. Bryan Roberts and Anders Hove are the managing members of VHCP Management, LLC and may be deemed to beneficially own the shares held by VHCP and Co-Invest. Each of the Venrock GP Entities and Drs. Roberts and Hove disclaims beneficial ownership of the shares held by the Funds, except to the extent of their respective indirect pecuniary interests therein.
/s/ David L. Stepp, Authorized Signatory
2014-07-30
/s/ David L. Stepp, as attorney in fact
2014-07-30
/s/ David L. Stepp, as attorney in fact
2014-07-30