0001398344-22-003431.txt : 20220215 0001398344-22-003431.hdr.sgml : 20220215 20220214214152 ACCESSION NUMBER: 0001398344-22-003431 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220215 DATE AS OF CHANGE: 20220214 EFFECTIVENESS DATE: 20220215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. CENTRAL INDEX KEY: 0001238990 IRS NUMBER: 820566501 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10972 FILM NUMBER: 22636816 BUSINESS ADDRESS: STREET 1: 7701 FRANCE AVE. SOUTH STREET 2: SUITE 300 CITY: EDINA STATE: MN ZIP: 55435 BUSINESS PHONE: 9522244350 MAIL ADDRESS: STREET 1: 7701 FRANCE AVE. SOUTH STREET 2: SUITE 300 CITY: EDINA STATE: MN ZIP: 55435 FORMER COMPANY: FORMER CONFORMED NAME: BRIDGEWATER CAPITAL ADVISORS INC DATE OF NAME CHANGE: 20030605 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001238990 XXXXXXXX 12-31-2021 12-31-2021 false PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

7701 FRANCE AVE. SOUTH SUITE 300 EDINA MN 55435

13F HOLDINGS REPORT 028-10972 N Howard D. Punch, Jr. 952-224-4350 /s/ Howard D. Punch, Jr. Edina MN 02-14-2022 0 254 1908615 INFORMATION TABLE 2 fp0072269_13fhr-table.xml 13F INFORMATION TABLE 180 DEGREE CAP CORP COM NEW 68235B208 4938 671781 SH SOLE 671781 0 0 3M CO COM 88579Y101 3051 17174 SH SOLE 17174 0 0 ABBOTT LABS COM 002824100 276 1961 SH SOLE 1961 0 0 ABBVIE INC COM 00287Y109 454 3350 SH SOLE 3350 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 14546 35089 SH SOLE 35089 0 0 ACRES COMMERCIAL REALTY CORP COM NEW 00489Q102 10160 814726 SH SOLE 814726 0 0 ADDUS HOMECARE CORP COM 006739106 12464 133295 SH SOLE 133295 0 0 AGILYSYS INC COM 00847J105 11306 254305 SH SOLE 254305 0 0 AGNC INVT CORP COM 00123Q104 7205 479037 SH SOLE 479037 0 0 AIR PRODS & CHEMS INC COM 009158106 224 737 SH SOLE 737 0 0 AIRGAIN INC COM 00938A104 712 67000 SH SOLE 67000 0 0 ALAMO GROUP INC COM 011311107 9512 64628 SH SOLE 64628 0 0 ALLIED MOTION TECHNOLOGIES I COM 019330109 13215 362145 SH SOLE 362145 0 0 ALPHABET INC CAP STK CL A 02079K305 165 57 SH SOLE 57 0 0 ALPHABET INC CAP STK CL C 02079K107 223 77 SH SOLE 77 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 9908 302629 SH SOLE 302629 0 0 ALTA EQUIPMENT GROUP INC COMMON STOCK 02128L106 12741 870282 SH SOLE 870282 0 0 AMERCO COM 023586100 12779 17596 SH SOLE 17596 0 0 AMERIPRISE FINL INC COM 03076C106 10911 36170 SH SOLE 36170 0 0 AMGEN INC COM 031162100 225 1000 SH SOLE 1000 0 0 ANTHEM INC COM 036752103 13124 28313 SH SOLE 28313 0 0 APPLE INC COM 037833100 443 2494 SH SOLE 2494 0 0 ARBOR REALTY TRUST INC COM 038923108 9007 491638 SH SOLE 491638 0 0 ARCOSA INC COM 039653100 13796 261783 SH SOLE 261783 0 0 ARES CAPITAL CORP COM 04010L103 6129 289221 SH SOLE 289221 0 0 ARLINGTON ASSET INVST CORP CL A NEW 041356205 5435 1552985 SH SOLE 1552985 0 0 ASPEN GROUP INC COM NEW 04530L203 1852 784655 SH SOLE 784655 0 0 ASTRONOVA INC COM 04638F108 6431 476334 SH SOLE 476334 0 0 AT&T INC COM 00206R102 3870 157314 SH SOLE 157314 0 0 ATLAS CORP SHARES Y0436Q109 16012 1129218 SH SOLE 1129218 0 0 AUTOSCOPE TECHNOLOGIES CORP COM 053306106 413 65600 SH SOLE 65600 0 0 AVIAT NETWORKS INC COM NEW 05366Y201 9688 302000 SH SOLE 302000 0 0 AVID BIOSERVICES INC COM 05368M106 18031 617934 SH SOLE 617934 0 0 AWARE INC MASS COM 05453N100 3381 1073450 SH SOLE 1073450 0 0 B. RILEY FINANCIAL INC COM 05580M108 66161 744548 SH SOLE 744548 0 0 BK OF AMERICA CORP COM 060505104 438 9845 SH SOLE 9845 0 0 BAR HBR BANKSHARES COM 066849100 10379 358768 SH SOLE 358768 0 0 BARINGS BDC INC COM 06759L103 28394 2576571 SH SOLE 2576571 0 0 BCE INC COM NEW 05534B760 9523 182992 SH SOLE 182992 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1352 3 SH SOLE 3 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 13207 44169 SH SOLE 44169 0 0 BLUELINX HLDGS INC COM NEW 09624H208 61412 641312 SH SOLE 641312 0 0 BOEING CO COM 097023105 8085 40162 SH SOLE 40162 0 0 BOSTON SCIENTIFIC CORP COM 101137107 408 9611 SH SOLE 9611 0 0 BOULDER GROWTH & INCOME FD I COM 101507101 5330 375107 SH SOLE 375107 0 0 BRIDGEWATER BANCSHARES INC COM ACCD INV 108621103 12154 687062 SH SOLE 687062 0 0 BRIGHTVIEW HLDGS INC COM 10948C107 12154 863206 SH SOLE 863206 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 200 3200 SH SOLE 3200 0 0 BROADMARK RLTY CAP INC COM 11135B100 6837 725042 SH SOLE 725042 0 0 BRUNSWICK CORP COM 117043109 11774 116890 SH SOLE 116890 0 0 BUILDERS FIRSTSOURCE INC COM 12008R107 17257 201338 SH SOLE 201338 0 0 CALLAWAY GOLF CO COM 131193104 28942 1054735 SH SOLE 1054735 0 0 CAPITAL SOUTHWEST CORP COM 140501107 12698 502275 SH SOLE 502275 0 0 CARECLOUD INC COM 14167R100 522 82600 SH SOLE 82600 0 0 CARRIER GLOBAL CORPORATION COM 14448C104 7573 139628 SH SOLE 139628 0 0 CATCHMARK TIMBER TR INC CL A 14912Y202 4657 534726 SH SOLE 534726 0 0 CELCUITY INC COM 15102K100 791 60000 SH SOLE 60000 0 0 CHANNELADVISOR CORP COM 159179100 3825 155000 SH SOLE 155000 0 0 CHARLES & COLVARD LTD COM 159765106 5296 1832645 SH SOLE 1832645 0 0 CHEVRON CORP NEW COM 166764100 250 2134 SH SOLE 2134 0 0 CINTAS CORP COM 172908105 10787 24340 SH SOLE 24340 0 0 CION INVT CORP COM 17259U204 10522 805056 SH SOLE 805056 0 0 COLUMBUS MCKINNON CORP N Y COM 199333105 13664 295368 SH SOLE 295368 0 0 CSW INDUSTRIALS INC COM 126402106 11340 93831 SH SOLE 93831 0 0 CULP INC COM 230215105 4660 490000 SH SOLE 490000 0 0 CVS HEALTH CORP COM 126650100 8428 81697 SH SOLE 81697 0 0 DEERE & CO COM 244199105 8774 25588 SH SOLE 25588 0 0 DHI GROUP INC COM 23331S100 15155 2428630 SH SOLE 2428630 0 0 DIAMOND HILL INVT GROUP INC COM NEW 25264R207 4166 21450 SH SOLE 21450 0 0 DIGI INTL INC COM 253798102 22884 931398 SH SOLE 931398 0 0 DISNEY WALT CO COM 254687106 12581 81227 SH SOLE 81227 0 0 DLH HLDGS CORP COM 23335Q100 14530 701270 SH SOLE 701270 0 0 DOUBLELINE YIELD OPPORTUNITI COM 25862D105 11671 624144 SH SOLE 624144 0 0 DOUGLAS DYNAMICS INC COM 25960R105 10351 265013 SH SOLE 265013 0 0 EATON VANCE TX ADV GLBL DIV COM 27828S101 4074 179233 SH SOLE 179233 0 0 ECOFIN SUSTAINABLE AND SOCIA COM SH BEN INT 27901F109 7682 524748 SH SOLE 524748 0 0 ECOLAB INC COM 278865100 1209 5155 SH SOLE 5155 0 0 ELECTROMED INC COM 285409108 5678 436735 SH SOLE 436735 0 0 EMERSON ELEC CO COM 291011104 235 2532 SH SOLE 2532 0 0 ENETI INC COM Y2294C107 2650 342405 SH SOLE 342405 0 0 ENSTAR GROUP LIMITED SHS G3075P101 12148 49064 SH SOLE 49064 0 0 EQUITY COMWLTH COM SH BEN INT 294628102 6969 269065 SH SOLE 269065 0 0 EQUITY COMWLTH 6.5% CNV PFD D 294628201 2263 76211 SH SOLE 76211 0 0 ETSY INC COM 29786A106 16765 76573 SH SOLE 76573 0 0 FARO TECHNOLOGIES INC COM 311642102 11298 161357 SH SOLE 161357 0 0 FERRO CORP COM 315405100 2684 122934 SH SOLE 122934 0 0 FIRST TR HIGH YIELD OPPRT 20 COM 33741Q107 8486 419705 SH SOLE 419705 0 0 FIRST TR MLP & ENERGY INCOM COM 33739B104 1921 265000 SH SOLE 265000 0 0 FIRST WESTN FINL INC COM 33751L105 7113 234300 SH SOLE 234300 0 0 FISERV INC COM 337738108 10050 96832 SH SOLE 96832 0 0 FLEXSTEEL INDS INC COM 339382103 3946 146913 SH SOLE 146913 0 0 FRANCHISE GROUP INC COM 35180X105 44056 844635 SH SOLE 844635 0 0 FRANKLIN COVEY CO COM 353469109 23344 503540 SH SOLE 503540 0 0 GENERATIONS BANCORP NY INC COM 37149G108 867 72800 SH SOLE 72800 0 0 GENTHERM INC COM 37253A103 13349 153610 SH SOLE 153610 0 0 GLOBAL SHIP LEASE INC NEW COM CL A Y27183600 53412 2331394 SH SOLE 2331394 0 0 GLOBE LIFE INC COM 37959E102 413 4410 SH SOLE 4410 0 0 GREEN BRICK PARTNERS INC COM 392709101 36810 1213649 SH SOLE 1213649 0 0 HACKETT GROUP INC COM 404609109 25448 1239555 SH SOLE 1239555 0 0 HARVARD BIOSCIENCE INC COM 416906105 15276 2166775 SH SOLE 2166775 0 0 HEALTHSTREAM INC COM 42222N103 15844 601060 SH SOLE 601060 0 0 HENNESSY ADVISORS INC COM 425885100 138 12980 SH SOLE 12980 0 0 HERITAGE CRYSTAL CLEAN INC COM 42726M106 11229 350672 SH SOLE 350672 0 0 HERITAGE GLOBAL INC COM 42727E103 4459 2384530 SH SOLE 2384530 0 0 HOOKER FURNISHINGS CORPORATI COM 439038100 11243 482934 SH SOLE 482934 0 0 HORMEL FOODS CORP COM 440452100 5313 108852 SH SOLE 108852 0 0 LUMENT FINANCE TRUST INC COM 55025L108 2141 557525 SH SOLE 557525 0 0 IAC INTERACTIVECORP NEW COM NEW 44891N208 8821 67482 SH SOLE 67482 0 0 INDUS REALTY TRUST INC COM 45580R103 431 5315 SH SOLE 5315 0 0 INFUSYSTEM HLDGS INC COM 45685K102 11611 681792 SH SOLE 681792 0 0 INTEL CORP COM 458140100 766 14872 SH SOLE 14872 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 216 600 SH SOLE 600 0 0 INVACARE CORP COM 461203101 1784 655725 SH SOLE 655725 0 0 IRIDEX CORP COM 462684101 672 110024 SH SOLE 110024 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 5 45 SH SOLE 45 0 0 ISHARES INC CORE MSCI EMKT 46434G103 4590 76676 SH SOLE 76676 0 0 ISHARES TR CORE MSCI EURO 46434V738 3642 62617 SH SOLE 62617 0 0 ISHARES TR CORE MSCI INTL 46435G326 1834 27152 SH SOLE 27152 0 0 ISHARES TR CORE S&P500 ETF 464287200 126 265 SH SOLE 265 0 0 ISHARES TR CORE S&P MCP ETF 464287507 8 29 SH SOLE 29 0 0 ISHARES TR CORE S&P SCP ETF 464287804 135 1176 SH SOLE 1176 0 0 ISHARES TR CORE S&P TTL STK 464287150 70 650 SH SOLE 650 0 0 ISHARES TR CORE US AGGBD ET 464287226 79 690 SH SOLE 690 0 0 ISHARES TR DOW JONES US ETF 464287846 11 94 SH SOLE 94 0 0 ISHARES TR IBOXX HI YD ETF 464288513 312 3585 SH SOLE 3585 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 21 381 SH SOLE 381 0 0 ISHARES TR MICRO-CAP ETF 464288869 68 485 SH SOLE 485 0 0 ISHARES TR MSCI KLD400 SOC 464288570 42 450 SH SOLE 450 0 0 ISHARES TR MSCI USA ESG SLC 464288802 45 425 SH SOLE 425 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 2 12 SH SOLE 12 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 83 375 SH SOLE 375 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 32280 385804 SH SOLE 385804 0 0 ISHARES TR S&P 500 VAL ETF 464287408 7608 48574 SH SOLE 48574 0 0 ISHARES TR S&P MC 400GR ETF 464287606 26 300 SH SOLE 300 0 0 ISHARES TR SELECT DIVID ETF 464287168 19 156 SH SOLE 156 0 0 ISHARES TR US OIL EQ&SV ETF 464288844 14 1076 SH SOLE 1076 0 0 ISHARES TR U.S. TECH ETF 464287721 8 71 SH SOLE 71 0 0 ISHARES TR US TELECOM ETF 464287713 3924 119243 SH SOLE 119243 0 0 ISSUER DIRECT CORP COM NEW 46520M204 1428 48500 SH SOLE 48500 0 0 JOHNSON & JOHNSON COM 478160104 10542 61626 SH SOLE 61626 0 0 JPMORGAN CHASE & CO COM 46625H100 11914 75236 SH SOLE 75236 0 0 KIMBALL ELECTRONICS INC COM 49428J109 10265 471757 SH SOLE 471757 0 0 KIMBERLY-CLARK CORP COM 494368103 219 1534 SH SOLE 1534 0 0 KINDER MORGAN INC DEL COM 49456B101 8663 546212 SH SOLE 546212 0 0 KINGSTONE COS INC COM 496719105 2920 584000 SH SOLE 584000 0 0 LANDEC CORP COM 514766104 1104 99442 SH SOLE 99442 0 0 LAWSON PRODS INC COM 520776105 6033 110185 SH SOLE 110185 0 0 LEGACY HOUSING CORP COM 52472M101 2436 92040 SH SOLE 92040 0 0 LILLY ELI & CO COM 532457108 3033 10981 SH SOLE 10981 0 0 LINCOLN EDL SVCS CORP COM 533535100 9243 1237285 SH SOLE 1237285 0 0 LITHIA MTRS INC COM 536797103 11593 39041 SH SOLE 39041 0 0 LOGAN RIDGE FINANCE CORP COM 541098109 1859 80865 SH SOLE 80865 0 0 LUNA INNOVATIONS INC COM 550351100 9380 1111343 SH SOLE 1111343 0 0 MADDEN STEVEN LTD COM 556269108 8490 182706 SH SOLE 182706 0 0 MALIBU BOATS INC COM CL A 56117J100 16036 233313 SH SOLE 233313 0 0 MASTERCRAFT BOAT HLDGS INC COM 57637H103 15429 544630 SH SOLE 544630 0 0 MCDONALDS CORP COM 580135101 504 1880 SH SOLE 1880 0 0 MEDTRONIC PLC SHS G5960L103 321 3100 SH SOLE 3100 0 0 MICROSOFT CORP COM 594918104 19775 58798 SH SOLE 58798 0 0 MONMOUTH REAL ESTATE INVT CO CL A 609720107 3585 170633 SH SOLE 170633 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 262 963 SH SOLE 963 0 0 NORTHERN TECHNOLOGIES INTL C COM 665809109 7700 503264 SH SOLE 503264 0 0 NVE CORP COM NEW 629445206 7386 108137 SH SOLE 108137 0 0 OAKTREE SPECIALTY LENDING CO COM 67401P108 10707 1435189 SH SOLE 1435189 0 0 OIL DRI CORP AMER COM 677864100 3466 105907 SH SOLE 105907 0 0 OPORTUN FINL CORP COM 68376D104 16929 836019 SH SOLE 836019 0 0 ORACLE CORP COM 68389X105 10392 119157 SH SOLE 119157 0 0 PAR PAC HOLDINGS INC COM NEW 69888T207 16595 1006370 SH SOLE 1006370 0 0 PAYPAL HLDGS INC COM 70450Y103 631 3348 SH SOLE 3348 0 0 PERFORMANT FINL CORP COM 71377E105 5324 2209100 SH SOLE 2209100 0 0 PERMA-FIX ENVIRONMENTAL SVCS COM NEW 714157203 2877 454500 SH SOLE 454500 0 0 PFIZER INC COM 717081103 1158 19617 SH SOLE 19617 0 0 PHIBRO ANIMAL HEALTH CORP CL A COM 71742Q106 7705 377338 SH SOLE 377338 0 0 PIMCO ENERGY & TACTICAL CR O COM SHS BEN INT 69346N107 13328 1034774 SH SOLE 1034774 0 0 PLUMAS BANCORP COM 729273102 1035 30640 SH SOLE 30640 0 0 PORTMAN RIDGE FIN CORP COM NEW 73688F201 4733 191148 SH SOLE 191148 0 0 POSTAL REALTY TRUST INC CL A 73757R102 5046 254824 SH SOLE 254824 0 0 POTBELLY CORP COM 73754Y100 6409 1148551 SH SOLE 1148551 0 0 POWERFLEET INC COM 73931J109 1735 366111 SH SOLE 366111 0 0 PROCTER AND GAMBLE CO COM 742718109 431 2632 SH SOLE 2632 0 0 PRO-DEX INC COLO COM NEW 74265M205 872 37575 SH SOLE 37575 0 0 PZENA INVT MGMT INC CLASS A 74731Q103 18194 1921258 SH SOLE 1921258 0 0 QUEST RESOURCE HLDG CORP COM NEW 74836W203 2235 322000 SH SOLE 322000 0 0 RADNET INC COM 750491102 21871 726380 SH SOLE 726380 0 0 RANPAK HOLDINGS CORP COM CL A 75321W103 25915 689602 SH SOLE 689602 0 0 REPUBLIC SVCS INC COM 760759100 10932 78395 SH SOLE 78395 0 0 RESEARCH SOLUTIONS INC COM 761025105 935 380000 SH SOLE 380000 0 0 RF INDS LTD COM PAR $0.01 749552105 4598 574750 SH SOLE 574750 0 0 ROYCE MICRO-CAP TR INC COM 780915104 5415 468862 SH SOLE 468862 0 0 ROYCE VALUE TR INC COM 780910105 6845 349389 SH SOLE 349389 0 0 SB FINL GROUP INC COM 78408D105 6209 315677 SH SOLE 315677 0 0 SCOTTS MIRACLE-GRO CO CL A 810186106 2182 13554 SH SOLE 13554 0 0 SCRIPPS E W CO OHIO CL A NEW 811054402 22122 1143259 SH SOLE 1143259 0 0 SEMLER SCIENTIFIC INC COM 81684M104 15281 166729 SH SOLE 166729 0 0 SILVERCREST ASSET MGMT GROUP CL A 828359109 8424 490630 SH SOLE 490630 0 0 SLEEP NUMBER CORP COM 83125X103 13622 177829 SH SOLE 177829 0 0 SMITH MIDLAND CORP COM 832156103 1199 25500 SH SOLE 25500 0 0 SLR INVESTMENT CORP COM 83413U100 7753 420660 SH SOLE 420660 0 0 SLR SENIOR INVESTMENT CORP COM 83416M105 168 12050 SH SOLE 12050 0 0 SPDR GOLD TR GOLD SHS 78463V107 427 2500 SH SOLE 2500 0 0 SPDR SER TR PORTFOLIO S&P600 78468R853 11 239 SH SOLE 239 0 0 SPDR SER TR PRTFLO S&P500 HI 78468R788 300 7143 SH SOLE 7143 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2045 4306 SH SOLE 4306 0 0 SPROUTS FMRS MKT INC COM 85208M102 15448 520501 SH SOLE 520501 0 0 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 8730 106489 SH SOLE 106489 0 0 STONECASTLE FINL CORP COM 861780104 7683 349722 SH SOLE 349722 0 0 STONEX GROUP INC COM 861896108 36849 601618 SH SOLE 601618 0 0 STREAMLINE HEALTH SOLUTIONS COM 86323X106 2536 1702000 SH SOLE 1702000 0 0 STRYKER CORPORATION COM 863667101 354 1324 SH SOLE 1324 0 0 SUPERIOR GROUP OF CO INC COM 868358102 4655 212159 SH SOLE 212159 0 0 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 6465 2649700 SH SOLE 2649700 0 0 TARGET CORP COM 87612E106 12508 54043 SH SOLE 54043 0 0 TECHTARGET INC COM 87874R100 19681 205740 SH SOLE 205740 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 10673 15995 SH SOLE 15995 0 0 THORNBURG INCM BUILDER OPP T COM 885213108 3812 204265 SH SOLE 204265 0 0 TILE SHOP HLDGS INC COM 88677Q109 6157 863500 SH SOLE 863500 0 0 TORTOISE PIPELINE & ENERGY F COM 89148H207 606 26517 SH SOLE 26517 0 0 TRANSACT TECHNOLOGIES INC COM 892918103 2714 248995 SH SOLE 248995 0 0 TRANSCAT INC COM 893529107 14096 152500 SH SOLE 152500 0 0 UFP TECHNOLOGIES INC COM 902673102 8157 116100 SH SOLE 116100 0 0 UNITEDHEALTH GROUP INC COM 91324P102 19249 38334 SH SOLE 38334 0 0 UNIVERSAL TECHNICAL INST INC COM 913915104 8296 1060870 SH SOLE 1060870 0 0 US BANCORP DEL COM NEW 902973304 862 15354 SH SOLE 15354 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 151 471 SH SOLE 471 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 395 3523 SH SOLE 3523 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 11 50 SH SOLE 50 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 4 15 SH SOLE 15 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 11 45 SH SOLE 45 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 11 95 SH SOLE 95 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 29 66 SH SOLE 66 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 283 3840 SH SOLE 3840 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 11 50 SH SOLE 50 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 20 87 SH SOLE 87 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 807 4511 SH SOLE 4511 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 54 225 SH SOLE 225 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 8598 165481 SH SOLE 165481 0 0 VIRTUS ALLIANZGI CONVERTIBLE COM 92838R105 9294 941669 SH SOLE 941669 0 0 WASTE MGMT INC DEL COM 94106L109 10899 65303 SH SOLE 65303 0 0 WAYSIDE TECHNOLOGY GROUP INC COM 946760105 2234 63650 SH SOLE 63650 0 0 WELLS FARGO CO NEW COM 949746101 487 10160 SH SOLE 10160 0 0 WESTERN ASSET GLOBAL CORP DE COM 95790C107 9950 568901 SH SOLE 568901 0 0 WESTERN ASSET HIGH YIELD DEF COM 95768B107 10337 655477 SH SOLE 655477 0 0 WEYERHAEUSER CO MTN BE COM NEW 962166104 7761 188468 SH SOLE 188468 0 0 WILLIAMS COS INC COM 969457100 9442 362594 SH SOLE 362594 0 0 XPEL INC COM 98379L100 8740 128000 SH SOLE 128000 0 0 ZYNEX INC COM 98986M103 4169 418185 SH SOLE 418185 0 0