0001398344-21-021515.txt : 20211115 0001398344-21-021515.hdr.sgml : 20211115 20211115124644 ACCESSION NUMBER: 0001398344-21-021515 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211115 EFFECTIVENESS DATE: 20211115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. CENTRAL INDEX KEY: 0001238990 IRS NUMBER: 820566501 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10972 FILM NUMBER: 211408423 BUSINESS ADDRESS: STREET 1: 7701 FRANCE AVE. SOUTH STREET 2: SUITE 300 CITY: EDINA STATE: MN ZIP: 55435 BUSINESS PHONE: 9522244350 MAIL ADDRESS: STREET 1: 7701 FRANCE AVE. SOUTH STREET 2: SUITE 300 CITY: EDINA STATE: MN ZIP: 55435 FORMER COMPANY: FORMER CONFORMED NAME: BRIDGEWATER CAPITAL ADVISORS INC DATE OF NAME CHANGE: 20030605 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001238990 XXXXXXXX 09-30-2021 09-30-2021 false PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

7701 FRANCE AVE. SOUTH SUITE 300 EDINA MN 55435

13F HOLDINGS REPORT 028-10972 N Howard D. Punch, Jr. 952-224-4350 /s/ Howard D. Punch, Jr. Edina MN 11-15-2021 0 241 1747826 INFORMATION TABLE 2 fp0069545_13fhr-table.xml 13F INFORMATION TABLE 180 DEGREE CAP CORP COM NEW 68235B208 4870 671781 SH SOLE 671781 0 0 3M CO COM 88579Y101 2691 15341 SH SOLE 15341 0 0 ABBOTT LABS COM 002824100 232 1961 SH SOLE 1961 0 0 ABBVIE INC COM 00287Y109 361 3350 SH SOLE 3350 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 11221 35073 SH SOLE 35073 0 0 ACRES COMMERCIAL REALTY CORP COM NEW 00489Q102 7583 468956 SH SOLE 468956 0 0 ADDUS HOMECARE CORP COM 006739106 10526 131991 SH SOLE 131991 0 0 AGILYSYS INC COM 00847J105 13328 254540 SH SOLE 254540 0 0 AGNC INVT CORP COM 00123Q104 7428 471001 SH SOLE 471001 0 0 AIR PRODS & CHEMS INC COM 009158106 271 1057 SH SOLE 1057 0 0 AIRGAIN INC COM 00938A104 1077 85400 SH SOLE 85400 0 0 ALAMO GROUP INC COM 011311107 8945 64106 SH SOLE 64106 0 0 ALLIED MOTION TECHNOLOGIES I COM 019330109 11742 375395 SH SOLE 375395 0 0 ALPHABET INC CAP STK CL A 02079K305 152 57 SH SOLE 57 0 0 ALPHABET INC CAP STK CL C 02079K107 205 77 SH SOLE 77 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 9801 294053 SH SOLE 294053 0 0 ALTA EQUIPMENT GROUP INC COMMON STOCK 02128L106 12222 890178 SH SOLE 890178 0 0 AMERCO COM 023586100 11592 17943 SH SOLE 17943 0 0 AMERICAS CAR-MART INC COM 03062T105 3929 33642 SH SOLE 33642 0 0 AMERIPRISE FINL INC COM 03076C106 9618 36414 SH SOLE 36414 0 0 AMGEN INC COM 031162100 213 1000 SH SOLE 1000 0 0 ANTHEM INC COM 036752103 10517 28212 SH SOLE 28212 0 0 APPLE INC COM 037833100 353 2493 SH SOLE 2493 0 0 ARBOR REALTY TRUST INC COM 038923108 8906 480623 SH SOLE 480623 0 0 ARCOSA INC COM 039653100 9091 181204 SH SOLE 181204 0 0 ARES CAPITAL CORP COM 04010L103 5685 279654 SH SOLE 279654 0 0 ARLINGTON ASSET INVST CORP CL A NEW 041356205 4493 1214315 SH SOLE 1214315 0 0 ASPEN GROUP INC COM NEW 04530L203 7799 1400235 SH SOLE 1400235 0 0 ASTRONOVA INC COM 04638F108 7061 469190 SH SOLE 469190 0 0 AT&T INC COM 00206R102 8599 318366 SH SOLE 318366 0 0 ATLAS CORP SHARES Y0436Q109 16974 1117435 SH SOLE 1117435 0 0 AUTOSCOPE TECHNOLOGIES CORP COM 053306106 483 65600 SH SOLE 65600 0 0 AVIAT NETWORKS INC COM NEW 05366Y201 1676 51000 SH SOLE 51000 0 0 AVID BIOSERVICES INC COM 05368M106 15762 730750 SH SOLE 730750 0 0 AWARE INC MASS COM 05453N100 4311 1074950 SH SOLE 1074950 0 0 B. RILEY FINANCIAL INC COM 05580M108 46195 782438 SH SOLE 782438 0 0 BK OF AMERICA CORP COM 060505104 418 9845 SH SOLE 9845 0 0 BAR HBR BANKSHARES COM 066849100 9903 353040 SH SOLE 353040 0 0 BARINGS BDC INC COM 06759L103 27900 2531735 SH SOLE 2531735 0 0 BCE INC COM NEW 05534B760 8767 175131 SH SOLE 175131 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 411 1 SH SOLE 1 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 12008 43996 SH SOLE 43996 0 0 BLACKROCK 2022 GBL INCM OPP COM 09258P104 2646 506955 SH SOLE 506955 0 0 BLACKSTONE STRATEGIC CREDIT COM SHS BEN IN 09257R101 5638 407111 SH SOLE 407111 0 0 BLUELINX HLDGS INC COM NEW 09624H208 30726 628601 SH SOLE 628601 0 0 BOEING CO COM 097023105 8750 39784 SH SOLE 39784 0 0 BOSTON SCIENTIFIC CORP COM 101137107 495 11411 SH SOLE 11411 0 0 BOULDER GROWTH & INCOME FD I COM 101507101 10859 828287 SH SOLE 828287 0 0 BRIDGEWATER BANCSHARES INC COM ACCD INV 108621103 12030 687062 SH SOLE 687062 0 0 BRIGHTVIEW HLDGS INC COM 10948C107 7141 483785 SH SOLE 483785 0 0 BROADMARK RLTY CAP INC COM 11135B100 6996 709485 SH SOLE 709485 0 0 BRUNSWICK CORP COM 117043109 11064 116131 SH SOLE 116131 0 0 BUILDERS FIRSTSOURCE INC COM 12008R107 10312 199310 SH SOLE 199310 0 0 CALLAWAY GOLF CO COM 131193104 24223 876695 SH SOLE 876695 0 0 CAPITAL SOUTHWEST CORP COM 140501107 12372 491334 SH SOLE 491334 0 0 CARECLOUD INC COM 14167R100 629 82600 SH SOLE 82600 0 0 CARRIER GLOBAL CORPORATION COM 14448C104 7157 138266 SH SOLE 138266 0 0 CATCHMARK TIMBER TR INC CL A 14912Y202 6233 525075 SH SOLE 525075 0 0 CELCUITY INC COM 15102K100 1080 60000 SH SOLE 60000 0 0 CHANNELADVISOR CORP COM 159179100 2750 109000 SH SOLE 109000 0 0 CHARLES & COLVARD LTD COM 159765106 4852 1617401 SH SOLE 1617401 0 0 CHEVRON CORP NEW COM 166764100 216 2134 SH SOLE 2134 0 0 CINTAS CORP COM 172908105 9231 24249 SH SOLE 24249 0 0 COLUMBUS MCKINNON CORP N Y COM 199333105 14111 291848 SH SOLE 291848 0 0 COMMUNICATIONS SYS INC COM 203900105 1332 154000 SH SOLE 154000 0 0 CSW INDUSTRIALS INC COM 126402106 11906 93235 SH SOLE 93235 0 0 CULP INC COM 230215105 5287 410500 SH SOLE 410500 0 0 CVS HEALTH CORP COM 126650100 6137 72315 SH SOLE 72315 0 0 DEERE & CO COM 244199105 8525 25442 SH SOLE 25442 0 0 DELUXE CORP COM 248019101 7895 219964 SH SOLE 219964 0 0 DHI GROUP INC COM 23331S100 10958 2302062 SH SOLE 2302062 0 0 DIAMOND HILL INVT GROUP INC COM NEW 25264R207 3908 22249 SH SOLE 22249 0 0 DIGI INTL INC COM 253798102 26994 1284211 SH SOLE 1284211 0 0 DISNEY WALT CO COM 254687106 13626 80546 SH SOLE 80546 0 0 DLH HLDGS CORP COM 23335Q100 9082 738400 SH SOLE 738400 0 0 DOUBLELINE YIELD OPPORTUNITI COM 25862D105 9770 511263 SH SOLE 511263 0 0 DOUGLAS DYNAMICS INC COM 25960R105 9495 261582 SH SOLE 261582 0 0 EATON VANCE TX ADV GLBL DIV COM 27828S101 5991 281546 SH SOLE 281546 0 0 ECOFIN SUSTAINABLE AND SOCIA COM SH BEN INT 27901F109 7258 521067 SH SOLE 521067 0 0 ECOLAB INC COM 278865100 1075 5155 SH SOLE 5155 0 0 ELECTROMED INC COM 285409108 4725 436735 SH SOLE 436735 0 0 EMERSON ELEC CO COM 291011104 239 2532 SH SOLE 2532 0 0 ENETI INC COM Y2294C107 4583 274405 SH SOLE 274405 0 0 ENSTAR GROUP LIMITED SHS G3075P101 11346 48338 SH SOLE 48338 0 0 EQUITY COMWLTH COM SH BEN INT 294628102 8341 321065 SH SOLE 321065 0 0 ETSY INC COM 29786A106 20910 100548 SH SOLE 100548 0 0 FARO TECHNOLOGIES INC COM 311642102 10440 158638 SH SOLE 158638 0 0 FERRO CORP COM 315405100 2658 130691 SH SOLE 130691 0 0 FIRST TR HIGH YIELD OPPRT 20 COM 33741Q107 8359 406753 SH SOLE 406753 0 0 FIRST TR MLP & ENERGY INCOM COM 33739B104 2376 330000 SH SOLE 330000 0 0 FIRST WESTN FINL INC COM 33751L105 6540 226700 SH SOLE 226700 0 0 FISERV INC COM 337738108 9234 85107 SH SOLE 85107 0 0 FLEXSTEEL INDS INC COM 339382103 3437 111300 SH SOLE 111300 0 0 FRANCHISE GROUP INC COM 35180X105 29483 832613 SH SOLE 832613 0 0 FRANKLIN COVEY CO COM 353469109 20425 500731 SH SOLE 500731 0 0 GENERATIONS BANCORP NY INC COM 37149G108 834 72800 SH SOLE 72800 0 0 GENTHERM INC COM 37253A103 12313 152138 SH SOLE 152138 0 0 GLOBAL SHIP LEASE INC NEW COM CL A Y27183600 54857 2313653 SH SOLE 2313653 0 0 GLOBE LIFE INC COM 37959E102 393 4410 SH SOLE 4410 0 0 GREEN BRICK PARTNERS INC COM 392709101 24926 1214705 SH SOLE 1214705 0 0 HACKETT GROUP INC COM 404609109 24142 1230461 SH SOLE 1230461 0 0 HARVARD BIOSCIENCE INC COM 416906105 11320 1621775 SH SOLE 1621775 0 0 HEALTHSTREAM INC COM 42222N103 15444 540395 SH SOLE 540395 0 0 HENNESSY ADVISORS INC COM 425885100 125 12980 SH SOLE 12980 0 0 HERITAGE CRYSTAL CLEAN INC COM 42726M106 9318 321548 SH SOLE 321548 0 0 HERITAGE GLOBAL INC COM 42727E103 4511 2301530 SH SOLE 2301530 0 0 HOOKER FURNISHINGS CORPORATI COM 439038100 16298 603849 SH SOLE 603849 0 0 HORMEL FOODS CORP COM 440452100 4427 107964 SH SOLE 107964 0 0 LUMENT FINANCE TRUST INC COM 55025L108 1929 487078 SH SOLE 487078 0 0 IAC INTERACTIVECORP NEW COM NEW 44891N208 8684 66648 SH SOLE 66648 0 0 IEC ELECTRS CORP NEW COM 44949L105 6778 442114 SH SOLE 442114 0 0 INDUS REALTY TRUST INC COM 45580R103 373 5315 SH SOLE 5315 0 0 INFUSYSTEM HLDGS INC COM 45685K102 8463 649480 SH SOLE 649480 0 0 INTEL CORP COM 458140100 792 14872 SH SOLE 14872 0 0 INVACARE CORP COM 461203101 5558 1167725 SH SOLE 1167725 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 5 45 SH SOLE 45 0 0 ISHARES INC CORE MSCI EMKT 46434G103 4749 76893 SH SOLE 76893 0 0 ISHARES TR CORE MSCI EURO 46434V738 3530 62975 SH SOLE 62975 0 0 ISHARES TR CORE S&P500 ETF 464287200 114 265 SH SOLE 265 0 0 ISHARES TR CORE S&P SCP ETF 464287804 130 1195 SH SOLE 1195 0 0 ISHARES TR CORE S&P TTL STK 464287150 64 650 SH SOLE 650 0 0 ISHARES TR CORE US AGGBD ET 464287226 45 390 SH SOLE 390 0 0 ISHARES TR IBOXX HI YD ETF 464288513 8 90 SH SOLE 90 0 0 ISHARES TR MICRO-CAP ETF 464288869 73 505 SH SOLE 505 0 0 ISHARES TR MRGSTR MD CP GRW 464288307 986 14316 SH SOLE 14316 0 0 ISHARES TR MSCI KLD400 SOC 464288570 40 478 SH SOLE 478 0 0 ISHARES TR MSCI USA ESG SLC 464288802 73 761 SH SOLE 761 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 21 75 SH SOLE 75 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 2 12 SH SOLE 12 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 54 245 SH SOLE 245 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 28456 385011 SH SOLE 385011 0 0 ISHARES TR S&P 500 VAL ETF 464287408 7157 49217 SH SOLE 49217 0 0 ISHARES TR S&P MC 400GR ETF 464287606 24 300 SH SOLE 300 0 0 ISHARES TR S&P MC 400VL ETF 464287705 26 250 SH SOLE 250 0 0 ISHARES TR SELECT DIVID ETF 464287168 22 191 SH SOLE 191 0 0 ISHARES TR US OIL EQ&SV ETF 464288844 15 1076 SH SOLE 1076 0 0 ISSUER DIRECT CORP COM NEW 46520M204 1190 45500 SH SOLE 45500 0 0 JOHNSON & JOHNSON COM 478160104 9838 60914 SH SOLE 60914 0 0 JPMORGAN CHASE & CO COM 46625H100 12288 75068 SH SOLE 75068 0 0 KIMBALL ELECTRONICS INC COM 49428J109 11804 458050 SH SOLE 458050 0 0 KIMBERLY-CLARK CORP COM 494368103 216 1634 SH SOLE 1634 0 0 KINDER MORGAN INC DEL COM 49456B101 9016 538922 SH SOLE 538922 0 0 KINGSTONE COS INC COM 496719105 4928 742100 SH SOLE 742100 0 0 LAWSON PRODS INC COM 520776105 5510 110185 SH SOLE 110185 0 0 LILLY ELI & CO COM 532457108 2557 11068 SH SOLE 11068 0 0 LINCOLN EDL SVCS CORP COM 533535100 7707 1152054 SH SOLE 1152054 0 0 LITHIA MTRS INC COM 536797103 12306 38815 SH SOLE 38815 0 0 LOGAN RIDGE FINANCE CORP COM 541098109 1364 53065 SH SOLE 53065 0 0 LUNA INNOVATIONS INC COM 550351100 8997 947050 SH SOLE 947050 0 0 MADDEN STEVEN LTD COM 556269108 7270 181030 SH SOLE 181030 0 0 MALIBU BOATS INC COM CL A 56117J100 16202 231517 SH SOLE 231517 0 0 MASTERCRAFT BOAT HLDGS INC COM 57637H103 13662 544730 SH SOLE 544730 0 0 MCDONALDS CORP COM 580135101 453 1880 SH SOLE 1880 0 0 MEDTRONIC PLC SHS G5960L103 389 3100 SH SOLE 3100 0 0 MICROSOFT CORP COM 594918104 17197 61000 SH SOLE 61000 0 0 MONMOUTH REAL ESTATE INVT CO CL A 609720107 4132 221550 SH SOLE 221550 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 235 1012 SH SOLE 1012 0 0 NORTHERN TECHNOLOGIES INTL C COM 665809109 6871 452039 SH SOLE 452039 0 0 NOVANTA INC COM 67000B104 8901 57612 SH SOLE 57612 0 0 NVE CORP COM NEW 629445206 6202 96955 SH SOLE 96955 0 0 OAKTREE SPECIALTY LENDING CO COM 67401P108 9937 1407447 SH SOLE 1407447 0 0 OIL DRI CORP AMER COM 677864100 3707 105903 SH SOLE 105903 0 0 OPORTUN FINL CORP COM 68376D104 20683 826340 SH SOLE 826340 0 0 ORACLE CORP COM 68389X105 10355 118847 SH SOLE 118847 0 0 PAR PAC HOLDINGS INC COM NEW 69888T207 15651 995588 SH SOLE 995588 0 0 PAYPAL HLDGS INC COM 70450Y103 871 3348 SH SOLE 3348 0 0 PERFORMANT FINL CORP COM 71377E105 1089 275000 SH SOLE 275000 0 0 PERMA-FIX ENVIRONMENTAL SVCS COM NEW 714157203 2981 448250 SH SOLE 448250 0 0 PFIZER INC COM 717081103 844 19617 SH SOLE 19617 0 0 PHIBRO ANIMAL HEALTH CORP CL A COM 71742Q106 8007 371749 SH SOLE 371749 0 0 PIMCO ENERGY & TACTICAL CR O COM SHS BEN INT 69346N107 12109 991704 SH SOLE 991704 0 0 PLUMAS BANCORP COM 729273102 968 30640 SH SOLE 30640 0 0 PORTMAN RIDGE FIN CORP COM NEW 73688F201 2220 91183 SH SOLE 91183 0 0 POSTAL REALTY TRUST INC CL A 73757R102 3928 210705 SH SOLE 210705 0 0 POTBELLY CORP COM 73754Y100 5360 790575 SH SOLE 790575 0 0 POWERFLEET INC COM 73931J109 3406 508356 SH SOLE 508356 0 0 PROCTER AND GAMBLE CO COM 742718109 368 2632 SH SOLE 2632 0 0 PRO-DEX INC COLO COM NEW 74265M205 899 35030 SH SOLE 35030 0 0 PZENA INVT MGMT INC CLASS A 74731Q103 18758 1906265 SH SOLE 1906265 0 0 QUEST RESOURCE HLDG CORP COM NEW 74836W203 1476 242000 SH SOLE 242000 0 0 RADNET INC COM 750491102 21246 724888 SH SOLE 724888 0 0 RANPAK HOLDINGS CORP COM CL A 75321W103 18338 683725 SH SOLE 683725 0 0 REPUBLIC SVCS INC COM 760759100 9346 77846 SH SOLE 77846 0 0 RESEARCH SOLUTIONS INC COM 761025105 807 308000 SH SOLE 308000 0 0 RF INDS LTD COM PAR $0.01 749552105 4126 506300 SH SOLE 506300 0 0 ROYCE MICRO-CAP TR INC COM 780915104 4451 389732 SH SOLE 389732 0 0 ROYCE VALUE TR INC COM 780910105 6289 348989 SH SOLE 348989 0 0 SB FINL GROUP INC COM 78408D105 5740 315669 SH SOLE 315669 0 0 SCRIPPS E W CO OHIO CL A NEW 811054402 14967 828738 SH SOLE 828738 0 0 SELECT INTERIOR CONCEPTS INC CL A 816120307 6201 430000 SH SOLE 430000 0 0 SEMLER SCIENTIFIC INC COM 81684M104 18422 147339 SH SOLE 147339 0 0 SILVERCREST ASSET MGMT GROUP CL A 828359109 7644 490630 SH SOLE 490630 0 0 SLEEP NUMBER CORP COM 83125X103 12925 138269 SH SOLE 138269 0 0 SMITH MIDLAND CORP COM 832156103 437 31500 SH SOLE 31500 0 0 SLR INVESTMENT CORP COM 83413U100 7897 412802 SH SOLE 412802 0 0 SLR SENIOR INVESTMENT CORP COM 83416M105 186 12050 SH SOLE 12050 0 0 SPDR GOLD TR GOLD SHS 78463V107 411 2500 SH SOLE 2500 0 0 SPDR SER TR PRTFLO S&P500 HI 78468R788 279 7143 SH SOLE 7143 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1799 4193 SH SOLE 4193 0 0 SPROUTS FMRS MKT INC COM 85208M102 11886 512995 SH SOLE 512995 0 0 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 7419 106895 SH SOLE 106895 0 0 STONECASTLE FINL CORP COM 861780104 9527 432079 SH SOLE 432079 0 0 STONEX GROUP INC COM 861896108 39352 597141 SH SOLE 597141 0 0 STREAMLINE HEALTH SOLUTIONS COM 86323X106 2979 1702000 SH SOLE 1702000 0 0 STRYKER CORPORATION COM 863667101 350 1329 SH SOLE 1329 0 0 SUPERIOR GROUP OF CO INC COM 868358102 3013 129375 SH SOLE 129375 0 0 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 5196 2165000 SH SOLE 2165000 0 0 TARGET CORP COM 87612E106 12363 54041 SH SOLE 54041 0 0 TECHTARGET INC COM 87874R100 16875 204740 SH SOLE 204740 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 7469 13073 SH SOLE 13073 0 0 TILE SHOP HLDGS INC COM 88677Q109 5700 743102 SH SOLE 743102 0 0 TORTOISE PIPELINE & ENERGY F COM 89148H207 2441 101916 SH SOLE 101916 0 0 TRANSACT TECHNOLOGIES INC COM 892918103 3461 248995 SH SOLE 248995 0 0 TRANSCAT INC COM 893529107 12006 186200 SH SOLE 186200 0 0 UFP TECHNOLOGIES INC COM 902673102 7200 116894 SH SOLE 116894 0 0 UNITEDHEALTH GROUP INC COM 91324P102 14997 38382 SH SOLE 38382 0 0 UNIVERSAL TECHNICAL INST INC COM 913915104 7104 1050870 SH SOLE 1050870 0 0 US BANCORP DEL COM NEW 902973304 913 15354 SH SOLE 15354 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 137 471 SH SOLE 471 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 370 3583 SH SOLE 3583 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 4 15 SH SOLE 15 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 11 45 SH SOLE 45 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 10 95 SH SOLE 95 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 16 40 SH SOLE 40 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 223 3250 SH SOLE 3250 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 9 40 SH SOLE 40 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 761 4494 SH SOLE 4494 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 50 225 SH SOLE 225 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 5580 103321 SH SOLE 103321 0 0 VIMEO INC COMMON STOCK 92719V100 1836 62497 SH SOLE 62497 0 0 VIRTUS ALLIANZGI CONVERTIBLE COM 92838R105 9530 922547 SH SOLE 922547 0 0 VONTIER CORPORATION COM 928881101 322 9590 SH SOLE 9590 0 0 WASTE MGMT INC DEL COM 94106L109 9761 65355 SH SOLE 65355 0 0 WAYSIDE TECHNOLOGY GROUP INC COM 946760105 1533 56950 SH SOLE 56950 0 0 WELLS FARGO CO NEW COM 949746101 472 10160 SH SOLE 10160 0 0 WESTERN ASSET GLOBAL CORP DE COM 95790C107 7268 403099 SH SOLE 403099 0 0 WESTERN ASSET HIGH YIELD DEF COM 95768B107 10224 641782 SH SOLE 641782 0 0 WEYERHAEUSER CO MTN BE COM NEW 962166104 6534 183706 SH SOLE 183706 0 0 WILLIAMS COS INC COM 969457100 9144 352494 SH SOLE 352494 0 0 XPEL INC COM 98379L100 9710 128000 SH SOLE 128000 0 0 ZYNEX INC COM 98986M103 5469 480185 SH SOLE 480185 0 0