0001398344-21-018670.txt : 20210910 0001398344-21-018670.hdr.sgml : 20210910 20210909181847 ACCESSION NUMBER: 0001398344-21-018670 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210910 DATE AS OF CHANGE: 20210909 EFFECTIVENESS DATE: 20210910 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. CENTRAL INDEX KEY: 0001238990 IRS NUMBER: 820566501 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10972 FILM NUMBER: 211245423 BUSINESS ADDRESS: STREET 1: 7701 FRANCE AVE. SOUTH STREET 2: SUITE 300 CITY: EDINA STATE: MN ZIP: 55435 BUSINESS PHONE: 9522244350 MAIL ADDRESS: STREET 1: 7701 FRANCE AVE. SOUTH STREET 2: SUITE 300 CITY: EDINA STATE: MN ZIP: 55435 FORMER COMPANY: FORMER CONFORMED NAME: BRIDGEWATER CAPITAL ADVISORS INC DATE OF NAME CHANGE: 20030605 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001238990 XXXXXXXX 06-30-2021 06-30-2021 true 1 RESTATEMENT false PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

7701 FRANCE AVE. SOUTH SUITE 300 EDINA MN 55435

13F HOLDINGS REPORT 028-10972 N Howard D. Punch, Jr. 952-224-4350 /s/ Howard D. Punch, Jr. Edina MN 09-09-2021 0 245 1772301 INFORMATION TABLE 2 fp0068718_13fhra-table.xml 13F INFORMATION TABLE 180 DEGREE CAP CORP COM NEW 68235B208 5253 651781 SH SOLE 651781 0 0 3M CO COM 88579Y101 2419 12180 SH SOLE 12180 0 0 ABBOTT LABS COM 002824100 229 1973 SH SOLE 1973 0 0 ABBVIE INC COM 00287Y109 378 3360 SH SOLE 3360 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 10322 35016 SH SOLE 35016 0 0 ACRES COMMERCIAL REALTY CORP COM NEW 00489Q102 5854 364525 SH SOLE 364525 0 0 ADDUS HOMECARE CORP COM 006739106 11448 131227 SH SOLE 131227 0 0 AGILYSYS INC COM 00847J105 14470 254441 SH SOLE 254441 0 0 AGNC INVT CORP COM 00123Q104 8201 485533 SH SOLE 485533 0 0 AIR PRODS & CHEMS INC COM 009158106 304 1057 SH SOLE 1057 0 0 AIRGAIN INC COM 00938A104 1761 85400 SH SOLE 85400 0 0 ALAMO GROUP INC COM 011311107 9719 63654 SH SOLE 63654 0 0 ALLIED MOTION TECHNOLOGIES I COM 019330109 12884 373129 SH SOLE 373129 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 10848 297951 SH SOLE 297951 0 0 ALTA EQUIPMENT GROUP INC COMMON STOCK 02128L106 11091 834533 SH SOLE 834533 0 0 AMERCO COM 023586100 10556 17909 SH SOLE 17909 0 0 AMERICAS CAR-MART INC COM 03062T105 4847 34200 SH SOLE 34200 0 0 AMERIPRISE FINL INC COM 03076C106 9048 36355 SH SOLE 36355 0 0 AMGEN INC COM 031162100 244 1000 SH SOLE 1000 0 0 ANTHEM INC COM 036752103 10768 28204 SH SOLE 28204 0 0 ARBOR REALTY TRUST INC COM 038923108 8678 487006 SH SOLE 487006 0 0 ARCOSA INC COM 039653100 10573 179997 SH SOLE 179997 0 0 ARES CAPITAL CORP COM 04010L103 8835 451020 SH SOLE 451020 0 0 ARLINGTON ASSET INVST CORP CL A NEW 041356205 3574 880267 SH SOLE 880267 0 0 ASPEN GROUP INC COM NEW 04530L203 8882 1362325 SH SOLE 1362325 0 0 ASTRONOVA INC COM 04638F108 6285 451541 SH SOLE 451541 0 0 AT&T INC COM 00206R102 4313 149857 SH SOLE 149857 0 0 ATLAS CORP SHARES Y0436Q109 16260 1141063 SH SOLE 1141063 0 0 AVIAT NETWORKS INC COM NEW 05366Y201 1671 51000 SH SOLE 51000 0 0 AVID BIOSERVICES INC COM 05368M106 19617 764780 SH SOLE 764780 0 0 AWARE INC MASS COM 05453N100 3849 1037550 SH SOLE 1037550 0 0 B. RILEY FINANCIAL INC COM 05580M108 59316 785643 SH SOLE 785643 0 0 BK OF AMERICA CORP COM 060505104 406 9845 SH SOLE 9845 0 0 BAR HBR BANKSHARES COM 066849100 9129 318987 SH SOLE 318987 0 0 BARINGS BDC INC COM 06759L103 27038 2560448 SH SOLE 2560448 0 0 BCE INC COM NEW 05534B760 8660 175584 SH SOLE 175584 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 419 1 SH SOLE 1 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 12195 43881 SH SOLE 43881 0 0 BLACKROCK 2022 GBL INCM OPP COM 09258P104 4555 490820 SH SOLE 490820 0 0 BLACKSTONE GROUP INC COM 09260D107 285 2937 SH SOLE 2937 0 0 BLACKSTONE STRATEGIC CREDIT COM SHS BEN IN 09257R101 5723 410861 SH SOLE 410861 0 0 BLUELINX HLDGS INC COM NEW 09624H208 34433 684825 SH SOLE 684825 0 0 BOEING CO COM 097023105 9516 39724 SH SOLE 39724 0 0 BOSTON SCIENTIFIC CORP COM 101137107 488 11411 SH SOLE 11411 0 0 BOULDER GROWTH & INCOME FD I COM 101507101 11143 822997 SH SOLE 822997 0 0 BRIDGEWATER BANCSHARES INC COM ACCD INV 108621103 10381 642763 SH SOLE 642763 0 0 BRIGHTVIEW HLDGS INC COM 10948C107 7828 485620 SH SOLE 485620 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 214 3200 SH SOLE 3200 0 0 BROADMARK RLTY CAP INC COM 11135B100 7587 716432 SH SOLE 716432 0 0 BRUNSWICK CORP COM 117043109 11539 115832 SH SOLE 115832 0 0 BUILDERS FIRSTSOURCE INC COM 12008R107 8474 198648 SH SOLE 198648 0 0 CALLAWAY GOLF CO COM 131193104 29180 865098 SH SOLE 865098 0 0 CAPITAL SOUTHWEST CORP COM 140501107 11783 507239 SH SOLE 507239 0 0 CAPITALA FIN CORP COM NEW 14054R502 1293 52655 SH SOLE 52655 0 0 CARECLOUD INC COM 14167R100 695 82600 SH SOLE 82600 0 0 CARRIER GLOBAL CORPORATION COM 14448C104 6707 138002 SH SOLE 138002 0 0 CATCHMARK TIMBER TR INC CL A 14912Y202 6202 530098 SH SOLE 530098 0 0 CELCUITY INC COM 15102K100 1440 60000 SH SOLE 60000 0 0 CHANNELADVISOR CORP COM 159179100 3039 124000 SH SOLE 124000 0 0 CHARLES & COLVARD LTD COM 159765106 3526 1183300 SH SOLE 1183300 0 0 CHEVRON CORP NEW COM 166764100 224 2134 SH SOLE 2134 0 0 CINTAS CORP COM 172908105 9751 25526 SH SOLE 25526 0 0 COLUMBUS MCKINNON CORP N Y COM 199333105 14034 290920 SH SOLE 290920 0 0 COMMUNICATIONS SYS INC COM 203900105 2688 374439 SH SOLE 374439 0 0 CRESCENT CAP BDC INC COM 225655109 4149 221162 SH SOLE 221162 0 0 CSW INDUSTRIALS INC COM 126402106 11020 93028 SH SOLE 93028 0 0 CULP INC COM 230215105 6691 410500 SH SOLE 410500 0 0 CVS HEALTH CORP COM 126650100 5445 65254 SH SOLE 65254 0 0 DEERE & CO COM 244199105 10326 29275 SH SOLE 29275 0 0 DELAWARE INVTS MINN MUN INCO COM 24610V103 188 13300 SH SOLE 13300 0 0 DELUXE CORP COM 248019101 10432 218379 SH SOLE 218379 0 0 DHI GROUP INC COM 23331S100 7284 2155130 SH SOLE 2155130 0 0 DIAMOND HILL INVT GROUP INC COM NEW 25264R207 3307 19767 SH SOLE 19767 0 0 DIGI INTL INC COM 253798102 25759 1280885 SH SOLE 1280885 0 0 DISNEY WALT CO COM 254687106 14115 80301 SH SOLE 80301 0 0 DLH HLDGS CORP COM 23335Q100 8625 738400 SH SOLE 738400 0 0 DOUBLELINE YIELD OPPORTUNITI COM 25862D105 9205 460260 SH SOLE 460260 0 0 DOUGLAS DYNAMICS INC COM 25960R105 10581 260043 SH SOLE 260043 0 0 DSP GROUPS INC COM 23332B106 3508 237000 SH SOLE 237000 0 0 EATON VANCE TX ADV GLBL DIV COM 27828S101 7130 339508 SH SOLE 339508 0 0 ECOLAB INC COM 278865100 1062 5155 SH SOLE 5155 0 0 ELECTROMED INC COM 285409108 4761 421735 SH SOLE 421735 0 0 EMERSON ELEC CO COM 291011104 244 2532 SH SOLE 2532 0 0 ENETI INC COM Y2294C107 4924 264296 SH SOLE 264296 0 0 ENSTAR GROUP LIMITED SHS G3075P101 11530 48260 SH SOLE 48260 0 0 EQUITY COMWLTH COM SH BEN INT 294628102 8207 313255 SH SOLE 313255 0 0 ETSY INC COM 29786A106 20515 99665 SH SOLE 99665 0 0 FARO TECHNOLOGIES INC COM 311642102 12289 158023 SH SOLE 158023 0 0 FERRO CORP COM 315405100 3721 172494 SH SOLE 172494 0 0 FIRST TR HIGH YIELD OPPRT 20 COM 33741Q107 8223 410134 SH SOLE 410134 0 0 FIRST TR MLP & ENERGY INCOM COM 33739B104 2610 330000 SH SOLE 330000 0 0 FIRST WESTN FINL INC COM 33751L105 5745 221900 SH SOLE 221900 0 0 FISERV INC COM 337738108 9066 84817 SH SOLE 84817 0 0 FLEXSTEEL INDS INC COM 339382103 3415 84546 SH SOLE 84546 0 0 FRANCHISE GROUP INC COM 35180X105 22048 625125 SH SOLE 625125 0 0 FRANKLIN COVEY CO COM 353469109 16174 499962 SH SOLE 499962 0 0 GENERATIONS BANCORP NY INC COM 37149G108 735 72800 SH SOLE 72800 0 0 GENTHERM INC COM 37253A103 10816 152227 SH SOLE 152227 0 0 GLOBAL SHIP LEASE INC NEW COM CL A Y27183600 45892 2345029 SH SOLE 2345029 0 0 GLOBE LIFE INC COM 37959E102 420 4410 SH SOLE 4410 0 0 GREEN BRICK PARTNERS INC COM 392709101 27524 1210374 SH SOLE 1210374 0 0 HACKETT GROUP INC COM 404609109 22093 1226028 SH SOLE 1226028 0 0 HARVARD BIOSCIENCE INC COM 416906105 13947 1674312 SH SOLE 1674312 0 0 HEALTHSTREAM INC COM 42222N103 15007 537105 SH SOLE 537105 0 0 HENNESSY ADVISORS INC COM 425885100 121 12980 SH SOLE 12980 0 0 HERITAGE CRYSTAL CLEAN INC COM 42726M106 8699 293100 SH SOLE 293100 0 0 HERITAGE GLOBAL INC COM 42727E103 5679 2244710 SH SOLE 2244710 0 0 HOOKER FURNITURE CORP COM 439038100 18517 534562 SH SOLE 534562 0 0 HORMEL FOODS CORP COM 440452100 5160 108053 SH SOLE 108053 0 0 LUMENT FINANCE TRUST INC COM 55025L108 2136 507402 SH SOLE 507402 0 0 IAC INTERACTIVECORP NEW COM NEW 44891N208 5904 38298 SH SOLE 38298 0 0 IEC ELECTRS CORP NEW COM 44949L105 8466 805500 SH SOLE 805500 0 0 IMAGE SENSING SYS INC COM 45244C104 510 75000 SH SOLE 75000 0 0 INDUS REALTY TRUST INC COM 45580R103 202 3080 SH SOLE 3080 0 0 INFUSYSTEM HLDGS INC COM 45685K102 12885 619773 SH SOLE 619773 0 0 INTEL CORP COM 458140100 835 14872 SH SOLE 14872 0 0 INVACARE CORP COM 461203101 9424 1167725 SH SOLE 1167725 0 0 ISHARES INC CORE MSCI EMKT 46434G103 5102 76156 SH SOLE 76156 0 0 ISHARES TR CORE MSCI EURO 46434V738 3573 62371 SH SOLE 62371 0 0 ISHARES TR CORE S&P500 ETF 464287200 108 252 SH SOLE 252 0 0 ISHARES TR CORE S&P SCP ETF 464287804 133 1180 SH SOLE 1180 0 0 ISHARES TR CORE S&P TTL STK 464287150 64 650 SH SOLE 650 0 0 ISHARES TR CORE US AGGBD ET 464287226 45 390 SH SOLE 390 0 0 ISHARES TR IBOXX HI YD ETF 464288513 8 90 SH SOLE 90 0 0 ISHARES TR MICRO-CAP ETF 464288869 77 505 SH SOLE 505 0 0 ISHARES TR MRGSTR MD CP GRW 464288307 2072 30070 SH SOLE 30070 0 0 ISHARES TR MSCI EAFE ETF 464287465 389 4932 SH SOLE 4932 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 364 6603 SH SOLE 6603 0 0 ISHARES TR MSCI KLD400 SOC 464288570 40 477 SH SOLE 477 0 0 ISHARES TR MSCI USA ESG SLC 464288802 73 761 SH SOLE 761 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 846 2714 SH SOLE 2714 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 56 245 SH SOLE 245 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 29512 405781 SH SOLE 405781 0 0 ISHARES TR S&P 500 VAL ETF 464287408 7202 48778 SH SOLE 48778 0 0 ISHARES TR S&P MC 400GR ETF 464287606 24 300 SH SOLE 300 0 0 ISHARES TR S&P MC 400VL ETF 464287705 26 250 SH SOLE 250 0 0 ISHARES TR SELECT DIVID ETF 464287168 22 191 SH SOLE 191 0 0 ISHARES TR US OIL EQ&SV ETF 464288844 16 1076 SH SOLE 1076 0 0 ISSUER DIRECT CORP COM NEW 46520M204 1234 45500 SH SOLE 45500 0 0 JOHNSON & JOHNSON COM 478160104 10140 61550 SH SOLE 61550 0 0 JPMORGAN CHASE & CO COM 46625H100 11652 74913 SH SOLE 74913 0 0 KIMBALL ELECTRONICS INC COM 49428J109 9409 432791 SH SOLE 432791 0 0 KIMBERLY-CLARK CORP COM 494368103 219 1634 SH SOLE 1634 0 0 KINDER MORGAN INC DEL COM 49456B101 8377 459503 SH SOLE 459503 0 0 KINGSTONE COS INC COM 496719105 4989 639600 SH SOLE 639600 0 0 LAWSON PRODS INC COM 520776105 5904 110335 SH SOLE 110335 0 0 LILLY ELI & CO COM 532457108 2410 10500 SH SOLE 10500 0 0 LINCOLN EDL SVCS CORP COM 533535100 6289 808374 SH SOLE 808374 0 0 LITHIA MTRS INC COM 536797103 13249 38554 SH SOLE 38554 0 0 LUNA INNOVATIONS INC COM 550351100 10257 947050 SH SOLE 947050 0 0 MADDEN STEVEN LTD COM 556269108 7926 181125 SH SOLE 181125 0 0 MALIBU BOATS INC COM CL A 56117J100 16901 230484 SH SOLE 230484 0 0 MASTERCRAFT BOAT HLDGS INC COM 57637H103 14321 544730 SH SOLE 544730 0 0 MCDONALDS CORP COM 580135101 434 1880 SH SOLE 1880 0 0 MEDTRONIC PLC SHS G5960L103 335 2700 SH SOLE 2700 0 0 MICROSOFT CORP COM 594918104 16432 60658 SH SOLE 60658 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 219 1009 SH SOLE 1009 0 0 NEXTERA ENERGY INC UNIT 99/99/9999 65339F770 4804 98127 SH SOLE 98127 0 0 NORTHERN TECHNOLOGIES INTL C COM 665809109 7277 418228 SH SOLE 418228 0 0 NOVANTA INC COM 67000B104 9423 69925 SH SOLE 69925 0 0 NVE CORP COM NEW 629445206 5188 70057 SH SOLE 70057 0 0 OAKTREE SPECIALTY LENDING CO COM 67401P108 9341 1396210 SH SOLE 1396210 0 0 OIL DRI CORP AMER COM 677864100 3620 105899 SH SOLE 105899 0 0 OPORTUN FINL CORP COM 68376D104 16295 813520 SH SOLE 813520 0 0 ORACLE CORP COM 68389X105 9235 118636 SH SOLE 118636 0 0 PAR PAC HOLDINGS INC COM NEW 69888T207 16675 991359 SH SOLE 991359 0 0 PAYPAL HLDGS INC COM 70450Y103 976 3348 SH SOLE 3348 0 0 PERMA-FIX ENVIRONMENTAL SVCS COM NEW 714157203 3058 427750 SH SOLE 427750 0 0 PFIZER INC COM 717081103 768 19617 SH SOLE 19617 0 0 PHIBRO ANIMAL HEALTH CORP CL A COM 71742Q106 10630 368074 SH SOLE 368074 0 0 PHILIP MORRIS INTL INC COM 718172109 309 3120 SH SOLE 3120 0 0 PIMCO ENERGY & TACTICAL CR O COM SHS BEN INT 69346N107 12209 976724 SH SOLE 976724 0 0 PLUMAS BANCORP COM 729273102 981 30640 SH SOLE 30640 0 0 PORTMAN RIDGE FIN CORP COM 73688F102 2087 876930 SH SOLE 876930 0 0 POSTAL REALTY TRUST INC CL A 73757R102 4628 253724 SH SOLE 253724 0 0 POTBELLY CORP COM 73754Y100 2076 262815 SH SOLE 262815 0 0 POWERFLEET INC COM 73931J109 4186 581357 SH SOLE 581357 0 0 PROCTER AND GAMBLE CO COM 742718109 360 2665 SH SOLE 2665 0 0 PRO-DEX INC COLO COM NEW 74265M205 854 27930 SH SOLE 27930 0 0 PZENA INVT MGMT INC CLASS A 74731Q103 20973 1904912 SH SOLE 1904912 0 0 QUEST RESOURCE HLDG CORP COM NEW 74836W203 1016 160000 SH SOLE 160000 0 0 RADNET INC COM 750491102 26154 776306 SH SOLE 776306 0 0 RANPAK HOLDINGS CORP COM CL A 75321W103 20304 811185 SH SOLE 811185 0 0 REPUBLIC SVCS INC COM 760759100 8537 77604 SH SOLE 77604 0 0 RF INDS LTD COM PAR $0.01 749552105 3613 484300 SH SOLE 484300 0 0 ROYCE MICRO-CAP TR INC COM 780915104 4897 394910 SH SOLE 394910 0 0 ROYCE VALUE TR INC COM 780910105 6548 345202 SH SOLE 345202 0 0 SB FINL GROUP INC COM 78408D105 5840 315662 SH SOLE 315662 0 0 SCRIPPS E W CO OHIO CL A NEW 811054402 16829 825350 SH SOLE 825350 0 0 SELECT INTERIOR CONCEPTS INC CL A 816120307 4861 517100 SH SOLE 517100 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 225 1790 SH SOLE 1790 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 13 85 SH SOLE 85 0 0 SILVERCREST ASSET MGMT GROUP CL A 828359109 7374 490305 SH SOLE 490305 0 0 SIMULATIONS PLUS INC COM 829214105 330 6003 SH SOLE 6003 0 0 SLEEP NUMBER CORP COM 83125X103 15118 137496 SH SOLE 137496 0 0 SMITH MIDLAND CORP COM 832156103 3284 139150 SH SOLE 139150 0 0 SLR INVESTMENT CORP COM 83413U100 7763 416459 SH SOLE 416459 0 0 SLR SENIOR INVESTMENT CORP COM 83416M105 176 11570 SH SOLE 11570 0 0 SPDR GOLD TR GOLD SHS 78463V107 414 2500 SH SOLE 2500 0 0 SPDR SER TR PRTFLO S&P500 HI 78468R788 286 7143 SH SOLE 7143 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2157 5040 SH SOLE 5040 0 0 SPROUTS FMRS MKT INC COM 85208M102 12662 509555 SH SOLE 509555 0 0 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 7718 107102 SH SOLE 107102 0 0 STONECASTLE FINL CORP COM 861780104 11327 514629 SH SOLE 514629 0 0 STONEX GROUP INC COM 861896108 35997 593322 SH SOLE 593322 0 0 STREAMLINE HEALTH SOLUTIONS COM 86323X106 2824 1595500 SH SOLE 1595500 0 0 STRYKER CORPORATION COM 863667101 345 1329 SH SOLE 1329 0 0 SUPERIOR GROUP OF CO INC COM 868358102 3093 129375 SH SOLE 129375 0 0 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 4308 1200000 SH SOLE 1200000 0 0 TARGET CORP COM 87612E106 13057 54012 SH SOLE 54012 0 0 TECHTARGET INC COM 87874R100 15721 202871 SH SOLE 202871 0 0 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 1886 73282 SH SOLE 73282 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 6560 13004 SH SOLE 13004 0 0 TILE SHOP HLDGS INC COM 88677Q109 3507 435613 SH SOLE 435613 0 0 TORTOISE ESSENTIAL ASSETS IN COM SH BEN INT 89148A103 7856 530118 SH SOLE 530118 0 0 TORTOISE PIPELINE & ENERGY F COM 89148H207 3212 134243 SH SOLE 134243 0 0 TRANSACT TECHNOLOGIES INC COM 892918103 3281 238995 SH SOLE 238995 0 0 TRANSCAT INC COM 893529107 11839 209500 SH SOLE 209500 0 0 UFP TECHNOLOGIES INC COM 902673102 7384 128598 SH SOLE 128598 0 0 UNITEDHEALTH GROUP INC COM 91324P102 15369 38381 SH SOLE 38381 0 0 UNIVERSAL TECHNICAL INST INC COM 913915104 6320 973870 SH SOLE 973870 0 0 US BANCORP DEL COM NEW 902973304 878 15414 SH SOLE 15414 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 135 471 SH SOLE 471 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 296 2828 SH SOLE 2828 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 4 15 SH SOLE 15 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 11 45 SH SOLE 45 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 10 95 SH SOLE 95 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 30 75 SH SOLE 75 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 9 40 SH SOLE 40 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 644 3706 SH SOLE 3706 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 59 265 SH SOLE 265 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 5790 103330 SH SOLE 103330 0 0 VIMEO INC COMMON STOCK 92719V100 3056 62363 SH SOLE 62363 0 0 VIRTUS ALLIANZGI CONVERTIBLE COM 92838R105 9708 929842 SH SOLE 929842 0 0 VONTIER CORPORATION COM 928881101 312 9590 SH SOLE 9590 0 0 WASTE MGMT INC DEL COM 94106L109 9151 65315 SH SOLE 65315 0 0 WAYSIDE TECHNOLOGY GROUP INC COM 946760105 1381 55150 SH SOLE 55150 0 0 WELLS FARGO CO NEW COM 949746101 460 10160 SH SOLE 10160 0 0 WESTERN ASSET GLOBAL CORP DE COM 95790C107 7601 408633 SH SOLE 408633 0 0 WESTERN ASSET HIGH YIELD DEF COM 95768B107 10313 657278 SH SOLE 657278 0 0 WESTERN ASSET MTG CAP CORP COM 95790D105 126 38800 SH SOLE 38800 0 0 WEYERHAEUSER CO MTN BE COM NEW 962166104 6331 183924 SH SOLE 183924 0 0 WILLIAMS COS INC COM 969457100 9423 354926 SH SOLE 354926 0 0 XPEL INC COM 98379L100 12362 147400 SH SOLE 147400 0 0 ZYNEX INC COM 98986M103 7457 480185 SH SOLE 480185 0 0