0001221073-13-000074.txt : 20131028 0001221073-13-000074.hdr.sgml : 20131028 20131028072813 ACCESSION NUMBER: 0001221073-13-000074 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131028 DATE AS OF CHANGE: 20131028 EFFECTIVENESS DATE: 20131028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. CENTRAL INDEX KEY: 0001238990 IRS NUMBER: 820566501 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10972 FILM NUMBER: 131172006 BUSINESS ADDRESS: STREET 1: 3601 W. 76TH STREET STREET 2: SUITE 225 CITY: EDINA STATE: MN ZIP: 55435 BUSINESS PHONE: 9522244350 MAIL ADDRESS: STREET 1: 3601 W. 76TH STREET STREET 2: SUITE 225 CITY: EDINA STATE: MN ZIP: 55435 FORMER COMPANY: FORMER CONFORMED NAME: BRIDGEWATER CAPITAL ADVISORS INC DATE OF NAME CHANGE: 20030605 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001238990 XXXXXXXX 09-30-2013 09-30-2013 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
3601 W. 76TH STREET SUITE 225 EDINA MN 55435
13F HOLDINGS REPORT 028-10972 N
Howard D. Punch, Jr. President 952-224-4350 /s/ Howard D. Punch, Jr. Edina MN 10-21-2013 0 204 642342 false
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579y101161013479SHSOLE 1347900A H BELO CORPCOM CL A0012821024783609357SHSOLE 60935700ACCELRYS INCCOM00430u1032953300104SHSOLE 30010400ACCENTURE PLC IRELANDSHS CLASS Ag1151c101238232351SHSOLE 3235100ACTUATE CORPCOM00508b1026963947338SHSOLE 94733800AGILYSYS INCCOM00847J1051396117095SHSOLE 11709500ALAMO GROUP INCCOM011311107302561854SHSOLE 6185400ALERE INCCOM01449j10542013750SHSOLE 1375000ALLEGIANT TRAVEL COCOM01748x1022402281SHSOLE 228100ALTISOURCE PORTFOLIO SOLNS SREG SHSl0175j104898764185SHSOLE 6418500ALTISOURCE RESIDENTIAL CORPCL B02153w1002842123676SHSOLE 12367600AMERCOCOM023586100327817803SHSOLE 1780300AMERIPRISE FINL INCCOM03076c106414145464SHSOLE 4546400ARBOR RLTY TR INCCOM0389231083352494438SHSOLE 49443800ASCENT CAP GROUP INCCOM SER A043632108784897345SHSOLE 9734500ASTEX PHARMACEUTICALS INCCOM04624b10312214330SHSOLE 1433000AVIAT NETWORKS INCCOM05366y1027529260SHSOLE 2926000AWARE INC MASSCOM05453N1001052192583SHSOLE 19258300BALCHEM CORPCOM0576652003737210SHSOLE 721000BARRETT BUSINESS SERVICES INCOM06846310894214000SHSOLE 1400000BARRY R G CORP OHIOCOM0687981072931155000SHSOLE 15500000BEBE STORES INCCOM07557110913922830SHSOLE 2283000BLACKROCK INTL GRWTH & INC TCOM BENE INTER0925241076195804501SHSOLE 80450100BLACKROCK RES & COMM STRAT TSHS09257a1083905337242SHSOLE 33724200BLACKSTONE MTG TR INCCOM CL A09257w1002634104555SHSOLE 10455500BOEING COCOM097023105407934715SHSOLE 3471500BOLT TECHNOLOGY CORPCOM0976981042653147000SHSOLE 14700000BSB BANCORP INC MDCOM05573h1082296163880SHSOLE 16388000CALAMOS STRATEGIC TOTL RETNCOM SH BEN INT1281251014166416598SHSOLE 41659800CALAVO GROWERS INCCOM128246105299799115SHSOLE 9911500CALLAWAY GOLF COCOM1311931044716662314SHSOLE 66231400CARLISLE COS INCCOM1423391003374790SHSOLE 479000CARMIKE CINEMAS INCCOM1434364009128413390SHSOLE 41339000CASCADE MICROTECH INCCOM14732210169577470SHSOLE 7747000CENTURYLINK INCCOM1567001065233166759SHSOLE 16675900CHEMTURA CORPCOM NEW16389320933114390SHSOLE 1439000CHEROKEE INC DEL NEWCOM16444h1022921224500SHSOLE 22450000CHIMERA INVT CORPCOM16934q1095518210SHSOLE 1821000CHINA MOBILE LIMITEDSPONSORED ADR16941m109196634834SHSOLE 3483400CIFC CORPCOM12547r1051005127329SHSOLE 12732900CINCINNATI BELL INC NEWCOM1718711062363868637SHSOLE 86863700CINTAS CORPCOM172908105423782759SHSOLE 8275900CLOUGH GLOBAL ALLOCATION FDCOM18913y10319813000SHSOLE 1300000CLOUGH GLOBAL EQUITY FDCOM18914c1004720314125SHSOLE 31412500CLOUGH GLOBAL OPPORTUNITIESSH BEN INT18914e1064244329792SHSOLE 32979200COCA COLA COCOM191216100212856180SHSOLE 5618000COHEN & STEERS CLOSED END OPCOM19248p1063672297584SHSOLE 29758400COHEN & STEERS INFRASTRUCTURCOM19248a1096364322369SHSOLE 32236900CORENERGY INFRASTRUCTURE TRCOM21870u2053916559436SHSOLE 55943600COURIER CORPCOM2226601022594164000SHSOLE 16400000CVS CAREMARK CORPORATIONCOM126650100340760042SHSOLE 6004200DARLING INTL INCCOM23726610135116580SHSOLE 1658000DATALINK CORPCOM2379341046501480850SHSOLE 48085000DATAWATCH CORPCOM NEW2379172086286225300SHSOLE 22530000DAWSON GEOPHYSICAL COCOM239359102265281668SHSOLE 8166800DEERE & COCOM244199105234428799SHSOLE 2879900DESTINATION XL GROUP INCCOM25065k104111661725788SHSOLE 172578800DIAMOND HILL INVESTMENT GROUCOM NEW25264R207129412100SHSOLE 1210000DICE HLDGS INCCOM2530171072492292815SHSOLE 29281500DOUGLAS DYNAMICS INCCOM25960r1055401366661SHSOLE 36666100DST SYS INC DELCOM233326107314041634SHSOLE 4163400DSW INCCL A23334l102568466625SHSOLE 6662500EARTHSTONE ENERGY INCCOM NEW27032d20548528500SHSOLE 2850000EASTERN COCOM27631710448530000SHSOLE 3000000EATON VANCE ENHANCED EQ INCCOM2782741054329358991SHSOLE 35899100EATON VANCE TAX ADVT DIV INCCOM27828g1073676204104SHSOLE 20410400ECOLAB INCCOM2788651007908000SHSOLE 800000ELECTRO RENT CORPCOM2852181033035167297SHSOLE 16729700ELLIE MAE INCCOM28849p1003508109600SHSOLE 10960000ENSTAR GROUP LIMITEDSHSg3075p101459933667SHSOLE 3366700ENTROPIC COMMUNICATIONS INCCOM29384r10511726870SHSOLE 2687000ESTERLINE TECHNOLOGIES CORPCOM2974251002092620SHSOLE 262000EXXON MOBIL CORPCOM30231g102273031727SHSOLE 3172700FARMERS NATL BANC CORPCOM3096271071037164369SHSOLE 16436900FIRST BUS FINL SVCS INC WISCOM319390100296490794SHSOLE 9079400FIRST NIAGARA FINL GP INCCOM33582v10818317620SHSOLE 1762000FISERV INCCOM337738108341533794SHSOLE 3379400FIVE STAR QUALITY CARE INCCOM33832d10685301649960SHSOLE 164996000FLEXSTEEL INDS INCCOM3393821032582103404SHSOLE 10340400FORD MTR CO DELCOM PAR $0.013453708603478206177SHSOLE 20617700FRANKLIN COVEY COCOM35346910911525642069SHSOLE 64206900GABELLI DIVD & INCOME TRCOM36242h1046607332334SHSOLE 33233400GDL FUNDCOM SH BEN IT3615701046527578660SHSOLE 57866000GENTHERM INCCOM37253a1033389177540SHSOLE 17754000GILDAN ACTIVEWEAR INCCOM3759161032785990SHSOLE 599000GOODRICH PETE CORPCOM NEW38241040526510930SHSOLE 1093000GREAT LAKES DREDGE & DOCK COCOM39060710925934897SHSOLE 3489700GSI GROUP INC CDA NEWCOM NEW36191c2053193334728SHSOLE 33472800HACKETT GROUP INCCOM4046091096612927334SHSOLE 92733400HALLMARK FINL SVCS INC ECCOM NEW40624q2032288258000SHSOLE 25800000HANGER INCCOM NEW41043f2084578135593SHSOLE 13559300HARMAN INTL INDS INCCOM4130861092894360SHSOLE 436000HARVARD BIOSCIENCE INCCOM4169061052407457551SHSOLE 45755100HCI GROUP INCCOM40416e103361088400SHSOLE 8840000HOME LN SERVICING SOLUTIONSORD SHSg6648d1099046410972SHSOLE 41097200HONG KONG TELEVISION NETWK LSPONSORED ADR43858g1073433557330SHSOLE 55733000HOOKER FURNITURE CORPCOM4390381003840256870SHSOLE 25687000HORMEL FOODS CORPCOM440452100355484376SHSOLE 8437600HOUSTON WIRE & CABLE COCOM44244k1091365101500SHSOLE 10150000HURON CONSULTING GROUP INCCOM4474621022985660SHSOLE 566000ICONIX BRAND GROUP INCCOM4510551072507510SHSOLE 751000INCONTACT INCCOM45336E1092468299120SHSOLE 29912000INNOPHOS HOLDINGS INCCOM45774n1082344440SHSOLE 444000INNOSPEC INCCOM45768s1053988540SHSOLE 854000INTERNET PATENTS CORPCOM46063g101968302539SHSOLE 30253900INTL FCSTONE INCCOM46116v10510281502756SHSOLE 50275600INVENTURE FOODS INCCOM4612121024113391700SHSOLE 39170000INVESCO LTDSHSg491bt1083294103267SHSOLE 10326700INVESTORS TITLE COCOM46180410696912900SHSOLE 1290000ISHARES1-3 YR TR BD ETF4642874577388735SHSOLE 873500ISHARESS&P 500 GRWT ETF46428730913487150932SHSOLE 15093200ITT CORP NEWCOM NEW450911201178849739SHSOLE 4973900J & J SNACK FOODS CORPCOM466032109633678493SHSOLE 7849300JAMBA INCCOM NEW47023a3091943145240SHSOLE 14524000JMP GROUP INCCOM46629U1072281368574SHSOLE 36857400JOHNSON & JOHNSONCOM478160104329738027SHSOLE 3802700JOURNAL COMMUNICATIONS INCCL A4811301026833799226SHSOLE 79922600JPMORGAN CHASE & COCOM46625h100356168885SHSOLE 6888500KIRKLANDS INCCOM497498105122566450SHSOLE 6645000LITHIA MTRS INCCL A5367971038891121859SHSOLE 12185900LSB INDS INCCOM50216010435710660SHSOLE 1066000MADDEN STEVEN LTDCOM556269108471487572SHSOLE 8757200MADISON CVRED CALL & EQ STRCOM5574371007371929558SHSOLE 92955800MAGELLAN HEALTH SVCS INCCOM NEW559079207469478278SHSOLE 7827800MARKETAXESS HLDGS INCCOM57060d1082514180SHSOLE 418000MATERIAL SCIENCES CORPCOM5766741054328461421SHSOLE 46142100MEDTRONIC INCCOM58505510696718164SHSOLE 1816400MESA LABS INCCOM59064r109242335841SHSOLE 3584100MICROFINANCIAL INCCOM5950721092630333790SHSOLE 33379000MICROSOFT CORPCOM594918104300590295SHSOLE 9029500MOCON INCCOM6074941012155157500SHSOLE 15750000MONOTYPE IMAGING HOLDINGS INCOM61022p1004827168433SHSOLE 16843300MOVE INCCOM NEW62458m2074475263868SHSOLE 26386800NATHANS FAMOUS INC NEWCOM632347100155729500SHSOLE 2950000NATIONAL AMERN UNIV HLDGS INCOM63245q105882257149SHSOLE 25714900NATURAL GAS SERVICES GROUPCOM63886q1099332347940SHSOLE 34794000NAUTILUS INCCOM63910b10283171151895SHSOLE 115189500NCR CORP NEWCOM62886e108278170199SHSOLE 7019900NEUBERGER BERMAN RE ES SEC FCOM64190a1033457764817SHSOLE 76481700NOVARTIS A GSPONSORED ADR66987v109228929835SHSOLE 2983500NUVEEN BUILD AMER BD FDCOM67074c1034136228870SHSOLE 22887000OFFICIAL PMTS HLDGS INCCOM67623r1062819338771SHSOLE 33877100OMNICELL INCCOM68213n10925110600SHSOLE 1060000OSI SYSTEMS INCCOM6710441057039450SHSOLE 945000OTTER TAIL CORPCOM689648103252891603SHSOLE 9160300PETROQUEST ENERGY INCCOM7167481088621502SHSOLE 2150200PHOTRONICS INCCOM7194051023970506434SHSOLE 50643400PILGRIMS PRIDE CORP NEWCOM72147k10830117920SHSOLE 1792000PROCTER & GAMBLE COCOM742718109369148824SHSOLE 4882400PSYCHEMEDICS CORPCOM NEW7443752052612197100SHSOLE 19710000PTC INCCOM69370c1002027110SHSOLE 711000PUTNAM PREMIER INCOME TRSH BEN INT7468531004356828135SHSOLE 82813500PZENA INVESTMENT MGMT INCCLASS A74731q10394701396828SHSOLE 139682800REDWOOD TR INCCOM7580754023906198358SHSOLE 19835800REIS INCCOM75936p1053699229000SHSOLE 22900000REPUBLIC SVCS INCCOM760759100245873692SHSOLE 7369200RIGNET INCCOM7665821006101168670SHSOLE 16867000ROCKVILLE FINL INC NEWCOM7741881066438495251SHSOLE 49525100ROCKY BRANDS INCCOM7745151002004115086SHSOLE 11508600ROSETTA RESOURCES INCCOM7777793072234100SHSOLE 410000ROUSE PPTYS INCCOM7792871014957240874SHSOLE 24087400ROYCE MICRO-CAP TR INCCOM780915104101886903SHSOLE 8690300ROYCE VALUE TR INCCOM7809101052005124455SHSOLE 12445500RUE21 INCCOM7812951002255580SHSOLE 558000SALEM COMMUNICATIONS CORP DECL A7940931043685445000SHSOLE 44500000SCRIPPS E W CO OHIOCL A NEW8110544025103278103SHSOLE 27810300SELECT INCOME REITCOM SH BEN INT81618t1004479173608SHSOLE 17360800SHILOH INDS INCCOM8245431021372104743SHSOLE 10474300SILGAN HOLDINGS INCCOM8270481092224730SHSOLE 473000SIMULATIONS PLUS INCCOM8292141053511729963SHSOLE 72996300SKECHERS U S A INCCL A8305661052467910SHSOLE 791000SOLAR CAP LTDCOM83413u1003521158727SHSOLE 15872700STANDARD PARKING CORPCOM8537901033993148497SHSOLE 14849700STONERIDGE INCCOM86183p10215914670SHSOLE 1467000SURMODICS INCCOM8688731002048570SHSOLE 857000SYNERGETICS USA INCCOM87160G10753281171081SHSOLE 117108100SYNERON MEDICAL LTDORD SHSm872451024940573108SHSOLE 57310800SYNTEL INCCOM87162h103430353721SHSOLE 5372100TARGET CORPCOM87612e106246538521SHSOLE 3852100TECHTARGET INCCOM87874R1002749551994SHSOLE 55199400TGC INDS INCCOM NEW87241730884391069570SHSOLE 106957000THE ADT CORPORATIONCOM00101j106154738046SHSOLE 3804600TRACTOR SUPPLY COCOM8923561063004460SHSOLE 446000TREE COM INCCOM8946751073965151000SHSOLE 15100000TRUEBLUE INCCOM89785x1015789241108SHSOLE 24110800U S PHYSICAL THERAPY INCCOM90337l1086233200534SHSOLE 20053400UFP TECHNOLOGIES INCCOM9026731022572112971SHSOLE 11297100UNITED INS HLDGS CORPCOM9107101022340265000SHSOLE 26500000UNITED TECHNOLOGIES CORPCOM913017109237622034SHSOLE 2203400UNIVERSAL ELECTRS INCCOM9134831033609980SHSOLE 998000USA MOBILITY INCCOM90341g1037582535417SHSOLE 53541700VANGUARD INDEX FDSGROWTH ETF9229087363424047SHSOLE 404700VERIZON COMMUNICATIONS INCCOM92343v104212245470SHSOLE 4547000WASTE MGMT INC DELCOM94106l109299272560SHSOLE 7256000WELLPOINT INCCOM94973v107239228607SHSOLE 2860700WENDYS COCOM95058w10019522860SHSOLE 2286000WEST MARINE INCCOM95423510790274438SHSOLE 7443800WESTERN UN COCOM9598021092234119735SHSOLE 11973500WESTWOOD HLDGS GROUP INCCOM9617651044914102269SHSOLE 10226900WOODWARD INCCOM9807451032526130SHSOLE 613000WORLD FUEL SVCS CORPCOM9814751063589600SHSOLE 960000WRIGHT MED GROUP INCCOM98235t1072419280SHSOLE 928000XCEL ENERGY INCCOM98389b100255692558SHSOLE 9255800ZIX CORPCOM98974P1002898591500SHSOLE 59150000