0001438133-20-000106.txt : 20200707 0001438133-20-000106.hdr.sgml : 20200707 20200707164048 ACCESSION NUMBER: 0001438133-20-000106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200702 FILED AS OF DATE: 20200707 DATE AS OF CHANGE: 20200707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TWOMEY CHRISTOPHER J CENTRAL INDEX KEY: 0001238935 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36189 FILM NUMBER: 201016455 MAIL ADDRESS: STREET 1: 4767 NEXUS CENTRE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TANDEM DIABETES CARE INC CENTRAL INDEX KEY: 0001438133 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 204327508 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11075 ROSELLE STREET CITY: San Diego STATE: CA ZIP: 92121 BUSINESS PHONE: 858-366-6900 MAIL ADDRESS: STREET 1: 11075 ROSELLE STREET CITY: San Diego STATE: CA ZIP: 92121 4 1 wf-form4_159415442630280.xml FORM 4 X0306 4 2020-07-02 0 0001438133 TANDEM DIABETES CARE INC TNDM 0001238935 TWOMEY CHRISTOPHER J C/O TANDEM DIABETES CARE, INC. 11075 ROSELLE STREET SAN DIEGO CA 92121 1 0 0 0 Common Stock 2020-07-02 4 S 0 3938 100.1965 D 38562 I See Footnote Common Stock 2020-07-02 4 S 0 1062 101.1661 D 37500 I See Footnote Common Stock 2020-07-02 4 G 0 2500 101.26 D 35000 I See Footnote Common Stock 2020-07-02 4 S 0 2500 100.0246 D 20000 I See Footnotes The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2020. The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $100.00 and $100.95. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold. The securities are held by the Christopher J. Twomey and Rebecca J. Twomey Family Trust UTD September 20, 2002. The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $101.01 and $101.22. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold. The shares were given as a bona fide gift to the Chris and Rebecca Twomey Family Foundation at the San Diego Foundation. The price per share reflects the average of the high and low trading prices of the Company's stock on the transaction date. The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $100.00 and $100.53. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold. The securities are directly owned by Twomey Family Investments, LLC. The Reporting Person is co-manager of Twomey Family Investments, LLC and shares voting and investment power over the securities held by Twomey Family Investments, LLC and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities held by Twomey Family Investments, LLC, except to the extent of his proportionate pecuniary interest therein. s/ David B. Berger, Attorney-in-Fact for Christopher J. Twomey 2020-07-07