0001239819-20-000010.txt : 20200110
0001239819-20-000010.hdr.sgml : 20200110
20200110165715
ACCESSION NUMBER: 0001239819-20-000010
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200108
FILED AS OF DATE: 20200110
DATE AS OF CHANGE: 20200110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WILLIAMSON JOHN B III
CENTRAL INDEX KEY: 0001238836
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52008
FILM NUMBER: 20521802
MAIL ADDRESS:
STREET 1: PO BOX 13007
CITY: ROANOKE
STATE: VA
ZIP: 24030
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LUNA INNOVATIONS INC
CENTRAL INDEX KEY: 0001239819
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 301 FIRST STREET SW
STREET 2: SUITE 200
CITY: ROANOKE
STATE: VA
ZIP: 24011
BUSINESS PHONE: 540-769-8400
MAIL ADDRESS:
STREET 1: 301 FIRST STREET SW
STREET 2: SUITE 200
CITY: ROANOKE
STATE: VA
ZIP: 24011
4
1
wf-form4_157869341782223.xml
FORM 4
X0306
4
2020-01-08
0
0001239819
LUNA INNOVATIONS INC
LUNA
0001238836
WILLIAMSON JOHN B III
C/O LUNA INNOVATIONS INCORPORATED
301 1ST STREET SW, SUITE 200
ROANOKE
VA
24011
1
0
0
0
Common Stock
2020-01-08
4
M
0
120000
4.43
A
278176
D
Common Stock
2020-01-08
4
F
0
20000
7.56
D
258176
D
Common Stock Option (Right to Buy)
4.43
2020-01-08
4
M
0
120000
0
D
2013-01-12
2020-01-12
Common Stock
120000.0
0
D
These shares were delivered to the Issuer for the sole purpose of paying a portion of the exercise price of the option reported on Table II of this form.
/s/ Scott A. Graeff, Attorney-In-Fact
2020-01-10