0001239819-20-000010.txt : 20200110 0001239819-20-000010.hdr.sgml : 20200110 20200110165715 ACCESSION NUMBER: 0001239819-20-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200108 FILED AS OF DATE: 20200110 DATE AS OF CHANGE: 20200110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILLIAMSON JOHN B III CENTRAL INDEX KEY: 0001238836 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52008 FILM NUMBER: 20521802 MAIL ADDRESS: STREET 1: PO BOX 13007 CITY: ROANOKE STATE: VA ZIP: 24030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUNA INNOVATIONS INC CENTRAL INDEX KEY: 0001239819 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 301 FIRST STREET SW STREET 2: SUITE 200 CITY: ROANOKE STATE: VA ZIP: 24011 BUSINESS PHONE: 540-769-8400 MAIL ADDRESS: STREET 1: 301 FIRST STREET SW STREET 2: SUITE 200 CITY: ROANOKE STATE: VA ZIP: 24011 4 1 wf-form4_157869341782223.xml FORM 4 X0306 4 2020-01-08 0 0001239819 LUNA INNOVATIONS INC LUNA 0001238836 WILLIAMSON JOHN B III C/O LUNA INNOVATIONS INCORPORATED 301 1ST STREET SW, SUITE 200 ROANOKE VA 24011 1 0 0 0 Common Stock 2020-01-08 4 M 0 120000 4.43 A 278176 D Common Stock 2020-01-08 4 F 0 20000 7.56 D 258176 D Common Stock Option (Right to Buy) 4.43 2020-01-08 4 M 0 120000 0 D 2013-01-12 2020-01-12 Common Stock 120000.0 0 D These shares were delivered to the Issuer for the sole purpose of paying a portion of the exercise price of the option reported on Table II of this form. /s/ Scott A. Graeff, Attorney-In-Fact 2020-01-10