-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RGAHnpKRu22iCgibP6b2oNIp1RM0BKLWnVDrapWzVSOmW50pNyvHtFAkCu/7CZu5 x9kCMiy85Vl3PQ0bq4O01w== 0001005477-07-004443.txt : 20070813 0001005477-07-004443.hdr.sgml : 20070813 20070813190329 ACCESSION NUMBER: 0001005477-07-004443 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070809 FILED AS OF DATE: 20070813 DATE AS OF CHANGE: 20070813 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Diamond Foods Inc CENTRAL INDEX KEY: 0001320947 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 941365192 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1050 SOUTH DIAMOND STREET CITY: STOCKTON STATE: CA ZIP: 95205 7087 BUSINESS PHONE: 209 467 6000 MAIL ADDRESS: STREET 1: 1050 SOUTH DIAMOND STREET CITY: STOCKTON STATE: CA ZIP: 95205 7087 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HALIO SETH CENTRAL INDEX KEY: 0001238826 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51439 FILM NUMBER: 071050766 MAIL ADDRESS: STREET 1: C/O OCULAR SCIENCES INC STREET 2: 1855 GATEWAY BLVD STE 700 CITY: CONCORD STATE: CA ZIP: 94520 4 1 edgar123.xml FORM 4 X0202 4 2007-08-09 0 0001320947 Diamond Foods Inc DMND 0001238826 HALIO SETH DIAMOND FOODS, INC. 1050 SOUTH DIAMOND STREET STOCKTON CA 95205 0 1 0 0 CFO, Executive VP Common Stock 2007-08-09 4 A 0 12000 A 80254 D Shares will vest, and the Issuer's right to repurchase the shares will lapse, over the 48-month period beginning on August 9, 2007, with one-fourth of the shares vesting every 12 months from that date, provided the executive officer remains in continuous service as an employee or consultant through each such date. Not applicable. /s/ Seth Halio by Stephen Kim, Attorney-in-fact 2007-08-13 -----END PRIVACY-ENHANCED MESSAGE-----