0001144204-18-018748.txt : 20180402 0001144204-18-018748.hdr.sgml : 20180402 20180402180727 ACCESSION NUMBER: 0001144204-18-018748 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180402 FILED AS OF DATE: 20180402 DATE AS OF CHANGE: 20180402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RINGO WILLIAM R CENTRAL INDEX KEY: 0001238325 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35005 FILM NUMBER: 18730648 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASSEMBLY BIOSCIENCES, INC. CENTRAL INDEX KEY: 0001426800 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11711 N. MERIDIAN STREET STREET 2: SUITE 310 CITY: CARMEL STATE: IN ZIP: 46032 BUSINESS PHONE: (212) 554-4388 MAIL ADDRESS: STREET 1: 11711 N. MERIDIAN STREET STREET 2: SUITE 310 CITY: CARMEL STATE: IN ZIP: 46032 FORMER COMPANY: FORMER CONFORMED NAME: VENTRUS BIOSCIENCES INC DATE OF NAME CHANGE: 20080211 4 1 tv490129_form4.xml FORM 4 X0306 4 2018-04-02 0 0001426800 ASSEMBLY BIOSCIENCES, INC. ASMB 0001238325 RINGO WILLIAM R C/O ASSEMBLY BIOSCIENCES, INC 11711 N. MERIDIAN STREET, SUITE 310 CARMEL IN 46032 1 0 0 0 Common Stock 2018-04-02 4 M 0 1000 7.20 A 20465 D Common Stock 2018-04-02 4 S 0 1000 49.32 D 19465 D Stock Option (right to buy) 7.20 2018-04-02 4 M 0 1000 0 D 2024-07-10 Common Stock 1000 52000 D The option exercise and sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This option, initially representing a right to purchase 64,000 shares, became exercisable in three equal installments on July 11, 2014; July 11, 2015; and July 11, 2016. /s/ Elizabeth H. Lacy, as Attorney-in-Fact 2018-04-02