X0303 4 2010-06-30 0001321741 GLADSTONE INVESTMENT CORPORATION\DE GAIN 0001238284 BRUBAKER TERRY LEE 1521 WESTBRANCH DRIVE SUITE 200 MCLEAN VA 22102 1 1 0 0 COO; Secretary Common Stock 14519 D Common Stock 3966 I Spouse Shares held by Mr. Brubaker's spouse. Mr. Brubaker disclaimes beneficial ownership of such shares and this report shall not be deemed an admission that Mr. Brubaker is a beneficial owner of such shares for purposes of Section 16 or for any other purpose. Michael LiCalsi 2010-06-30