-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TnmnZeufEOqmach37It7WWesHP4FFTUMzWVp9P35yCjGF8a6usm44e3AQ03AcTzl CuakTaLbHRyi4dFqAmIZGg== 0001321741-08-000010.txt : 20080423 0001321741-08-000010.hdr.sgml : 20080423 20080423160700 ACCESSION NUMBER: 0001321741-08-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080421 FILED AS OF DATE: 20080423 DATE AS OF CHANGE: 20080423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRILL HARRY CENTRAL INDEX KEY: 0001238281 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00704 FILM NUMBER: 08771904 BUSINESS ADDRESS: BUSINESS PHONE: 703-287-5800 MAIL ADDRESS: STREET 1: C/O GLADSTONE CAPITAL CORP STREET 2: 1521 WESTBRANCH DRIVE SUITE 200 CITY: MCLEAN STATE: VA ZIP: 22102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLADSTONE INVESTMENT CORPORATION\DE CENTRAL INDEX KEY: 0001321741 IRS NUMBER: 830423116 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1521 WESTBRANCH ROAD STREET 2: SUITE 200 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7032867000 MAIL ADDRESS: STREET 1: 1521 WESTBRANCH ROAD STREET 2: SUITE 200 CITY: MCLEAN STATE: VA ZIP: 22102 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2008-04-21 0001321741 GLADSTONE INVESTMENT CORPORATION\DE GAIN 0001238281 BRILL HARRY 1521 WESTBRANCH DRIVE SUITE 200 MCLEAN VA 22102 0 0 0 1 Affiliate of External Adviser Common Stock 2008-04-21 4 X 0 284 7.48 A 1136 D Subscription Rights (right to buy) 7.48 2008-04-21 4 X 0 284 0 D 2008-03-31 2008-04-21 Common Stock 284 0 D Rights received as part of a pro rata distribution to stockholders. Paula Novara, Attorney-in-fact 2008-04-23 -----END PRIVACY-ENHANCED MESSAGE-----