0001144204-17-014976.txt : 20170316
0001144204-17-014976.hdr.sgml : 20170316
20170316112034
ACCESSION NUMBER: 0001144204-17-014976
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170314
FILED AS OF DATE: 20170316
DATE AS OF CHANGE: 20170316
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TICC Capital Corp.
CENTRAL INDEX KEY: 0001259429
IRS NUMBER: 200118736
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8 SOUND SHORE DR
STREET 2: SUITE 255
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2039835275
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: SUITE 255
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNOLOGY INVESTMENT CAPITAL CORP
DATE OF NAME CHANGE: 20030812
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STELLJES GEORGE III
CENTRAL INDEX KEY: 0001238280
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00638
FILM NUMBER: 17693415
MAIL ADDRESS:
STREET 1: C/O GLADSTONE CAPITAL CORP
STREET 2: 1521 WESTBRANCH DRIVE SUITE 200
CITY: MCLEAN
STATE: VA
ZIP: 22102
4
1
v461891_4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-03-14
0
0001259429
TICC Capital Corp.
TICC
0001238280
STELLJES GEORGE III
C/O TICC CAPITAL CORP
8 SOUND SHORE DRIVE, SUITE 255
GREENWICH
CT
06830
1
0
0
0
Common Stock
2017-03-14
4
P
0
5000
7.1899
A
17000
D
Common Stock
2017-03-15
4
P
0
5000
7.1699
A
22000
D
/s/ Bruce L. Rubin, attorney-in-fact
2017-03-16