0001144204-17-014976.txt : 20170316 0001144204-17-014976.hdr.sgml : 20170316 20170316112034 ACCESSION NUMBER: 0001144204-17-014976 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170314 FILED AS OF DATE: 20170316 DATE AS OF CHANGE: 20170316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TICC Capital Corp. CENTRAL INDEX KEY: 0001259429 IRS NUMBER: 200118736 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8 SOUND SHORE DR STREET 2: SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2039835275 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: TECHNOLOGY INVESTMENT CAPITAL CORP DATE OF NAME CHANGE: 20030812 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STELLJES GEORGE III CENTRAL INDEX KEY: 0001238280 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00638 FILM NUMBER: 17693415 MAIL ADDRESS: STREET 1: C/O GLADSTONE CAPITAL CORP STREET 2: 1521 WESTBRANCH DRIVE SUITE 200 CITY: MCLEAN STATE: VA ZIP: 22102 4 1 v461891_4.xml OWNERSHIP DOCUMENT X0306 4 2017-03-14 0 0001259429 TICC Capital Corp. TICC 0001238280 STELLJES GEORGE III C/O TICC CAPITAL CORP 8 SOUND SHORE DRIVE, SUITE 255 GREENWICH CT 06830 1 0 0 0 Common Stock 2017-03-14 4 P 0 5000 7.1899 A 17000 D Common Stock 2017-03-15 4 P 0 5000 7.1699 A 22000 D /s/ Bruce L. Rubin, attorney-in-fact 2017-03-16