0001209191-18-022180.txt : 20180330 0001209191-18-022180.hdr.sgml : 20180330 20180330114026 ACCESSION NUMBER: 0001209191-18-022180 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180328 FILED AS OF DATE: 20180330 DATE AS OF CHANGE: 20180330 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwartz Eric CENTRAL INDEX KEY: 0001329100 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35621 FILM NUMBER: 18725317 MAIL ADDRESS: STREET 1: C/O ERESEARCHTECHNOLOGY, INC. STREET 2: 1818 MARKET STREET, SUITE 1000 CITY: PHILADELPHIA STATE: PA ZIP: 19103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLOBUS MEDICAL INC CENTRAL INDEX KEY: 0001237831 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 043744954 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2560 GENERAL ARMISTEAD AVENUE CITY: AUDUBON STATE: PA ZIP: 19403 BUSINESS PHONE: 610-930-1800 MAIL ADDRESS: STREET 1: 2560 GENERAL ARMISTEAD AVENUE CITY: AUDUBON STATE: PA ZIP: 19403 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-28 0 0001237831 GLOBUS MEDICAL INC GMED 0001329100 Schwartz Eric VALLEY FORGE BUSINESS CENTER 2560 GENERAL ARMISTEAD AVENUE AUDUBON PA 19403 0 1 0 0 Senior VP and General Counsel Class A Common Stock 2018-03-28 4 M 0 24000 24.98 A 24000 D Class A Common Stock 2018-03-28 4 S 0 24000 50.00 D 0 D Stock Option (Right to Buy Class A Common Stock) 24.98 2018-03-28 4 M 0 24000 0.00 D 2026-04-28 Class A Common Stock 24000 51000 D This sale was pursuant to a Rule 10b5-1 Plan entered into by the reporting person on February 26, 2018, which is intended to comply with Rule 10b5-1. These options were granted on May 3, 2016, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on April 28, 2017, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months. /s/ Eric I. Schwartz 2018-03-30