X0303 4 2011-04-27 1 0000758004 NOVELL INC NOVL 0001237696 CORRADO FRED NOVELL, INC. 404 WYMAN STREET, SUITE 500 WALTHAM MA 02451 1 0 0 0 Common Stock 2011-04-27 4 D 0 53135 D 0 D Stock Option (right to buy) 2.43 2011-04-27 4 D 0 30000 3.67 D 2012-11-01 Common Stock 30000 0 D Stock Option (right to buy) 2.75 2011-04-27 4 D 0 25000 3.35 D 2011-05-01 Common Stock 25000 0 D Stock Option (right to buy) 3.34 2011-04-27 4 D 0 20000 2.76 D 2011-06-02 Common Stock 20000 0 D Stock Option (right to buy) 5.91 2011-04-27 4 D 0 15000 .19 D 2015-05-02 Common Stock 15000 0 D Stock Option (right to buy) 5.91 2011-04-27 4 D 0 10000 .19 D 2013-05-02 Common Stock 10000 0 D Stock Option (right to buy) 3.89 2011-04-27 4 D 0 25146 2.21 D 2017-04-07 Common Stock 25146 0 D Stock Option (right to buy) 5.89 2011-04-27 4 D 0 18614 .21 D 2018-06-07 Common Stock 18614 0 D Common Stock Equivalent 2011-04-27 4 D 0 2272 6.10 D Common Stock 2272 0 D Common Stock Equivalent 2011-04-27 4 D 0 568 6.10 D Common Stock 568 0 D Common Stock Equivalent 2011-04-27 4 D 0 1736 6.10 D Common Stock 1736 0 D Common Stock Equivalent 2011-04-27 4 D 0 434 6.10 D Common Stock 434 0 D Common Stock Equivalent 2011-04-27 4 D 0 1064 6.10 D Common Stock 1064 0 D Common Stock Equivalent 2011-04-27 4 D 0 266 6.10 D Common Stock 266 0 D Common Stock Equivalent 2011-04-27 4 D 0 492 6.10 D Common Stock 492 0 D Common Stock Equivalent 2011-04-27 4 D 0 123 6.10 D Common Stock 123 0 D Common Stock Equivalent 2011-04-27 4 D 0 365 6.10 D Common Stock 365 0 D Common Stock Equivalent 2011-04-27 4 D 0 91 6.10 D Common Stock 91 0 D Common Stock Equivalent 2011-04-27 4 D 0 347 6.10 D Common Stock 347 0 D Common Stock Equivalent 2011-04-27 4 D 0 86 6.10 D Common Stock 86 0 D Common Stock Equivalent 2011-04-27 4 D 0 433 6.10 D Common Stock 433 0 D Common Stock Equivalent 2011-04-27 4 D 0 108 6.10 D Common Stock 108 0 D Common Stock Equivalent 2011-04-27 4 D 0 528 6.10 D Common Stock 528 0 D Common Stock Equivalent 2011-04-27 4 D 0 132 6.10 D Common Stock 132 0 D Common Stock Equivalent 2011-04-27 4 D 0 513 6.10 D Common Stock 513 0 D Common Stock Equivalent 2011-04-27 4 D 0 128 6.10 D Common Stock 128 0 D Common Stock Equivalent 2011-04-27 4 D 0 410 6.10 D Common Stock 410 0 D Common Stock Equivalent 2011-04-27 4 D 0 102 6.10 D Common Stock 102 0 D Common Stock Equivalent 2011-04-27 4 D 0 320 6.10 D Common Stock 320 0 D Common Stock Equivalent 2011-04-27 4 D 0 80 6.10 D Common Stock 80 0 D Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 21, 2010, by and among Novell, Inc. ("Novell"), Attachmate Corporation and Longview Software Acquisition Corp. (the "Merger Agreement") in exchange for a cash payment of $6.10 per share (the "Merger Consideration") on the effective date of the merger. Pursuant to the Merger Agreement, this option, which provided for vesting in four equal installments beginning on November 1, 2003, was canceled in exchange for a cash payment of $110,100, representing the product obtained by multiplying (i) the excess of the Merger Consideration over the exercise price per share of such option, by (ii) the number of shares issuable upon exercise of such option. Pursuant to the Merger Agreement, this option, which provided for vesting in two equal installments beginning on May 1, 2004, was canceled in exchange for a cash payment of $83,750, representing the product obtained by multiplying (i) the excess of the Merger Consideration over the exercise price per share of such option, by (ii) the number of shares issuable upon exercise of such option. Pursuant to the Merger Agreement, this option, which provided for vesting in four equal installments beginning on June 2, 2004, was canceled in exchange for a cash payment of $55,200, representing the product obtained by multiplying (i) the excess of the Merger Consideration over the exercise price per share of such option, by (ii) the number of shares issuable upon exercise of such option. Pursuant to the Merger Agreement, this option, which provided for vesting in two equal installments beginning on May 1, 2006, was canceled in exchange for a cash payment of $2,850, representing the product obtained by multiplying (i) the excess of the Merger Consideration over the exercise price per share of such option, by (ii) the number of shares issuable upon exercise of such option. Pursuant to the Merger Agreement, this option, which provided for vesting in two equal installments beginning on May 1, 2006, was canceled in exchange for a cash payment of $1,900, representing the product obtained by multiplying (i) the excess of the Merger Consideration over the exercise price per share of such option, by (ii) the number of shares issuable upon exercise of such option. Pursuant to the Merger Agreement, this option, which provided for vesting in two equal installments beginning on April 7, 2010, was canceled in exchange for a cash payment of $55,572.66, representing the product obtained by multiplying (i) the excess of the Merger Consideration over the exercise price per share of such option, by (ii) the number of shares issuable upon exercise of such option. Pursuant to the Merger Agreement, this option, which provided for 100% vesting on earlier to occur of (i) the first anniversary of the Grant Date, or (ii) the business day immediately prior to the date of the next annual meeting of stockholders following the Grant Date, was canceled in exchange for a cash payment of $3,908.94, representing the product obtained by multiplying (i) the excess of the Merger Consideration over the exercise price per share of such option, by (ii) the number of shares issuable upon exercise of such option. Each common stock equivalent ("CSE") is the economic equivalent of one share of Novell common stock. Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $13,859.20, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this match CSE, which vested on May 1, 2006 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $3,464.80, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $10,589.60, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this match CSE, which vested on August 1, 2006 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $2,647.40, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $6,490.40, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this match CSE, which vested on November 1, 2006 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $1,622.60, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $3,001.20, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this match CSE, which vested on February 1, 2007 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $750.30, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $2,226.50, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this match CSE, which vested on August 2, 2007 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $555.10, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $2,116.70, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this match CSE, which vested on November 1, 2007 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $524.60, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $2,641.30, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this match CSE, which vested on February 1, 2008 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $658.80, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $3,220.80, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this match CSE, which vested on May 1, 2008 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $805.20, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $3,129.30, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this match CSE, which vested on August 1, 2008 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $780.80, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $2,501, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this match CSE, which vested on November 1, 2008 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $622.20, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $1,952, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this match CSE, which vested on February 1, 2009 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $488, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Form 1 of 2 /s/ Elspeth Grant Pruett/Attorney-in-fact 2011-04-28