X0303 4 2009-04-27 0001110647 OCLARO, INC. OCLR 0001237685 BARBAROSSA GIOVANNI 2584 JUNCTION AVENUE SAN JOSE CA 95134 1 0 0 0 Common Stock 2009-04-27 4 A 0 2430 0 A 80944 D Common Stock 2009-04-27 4 A 0 2051 0 A 82995 D Common Stock 2009-04-27 4 A 0 1790 0 A 84785 D Common Stock 2009-04-27 4 A 0 8139 0 A 92924 D Common Stock 2009-04-27 4 A 0 227892 0 A 320816 D Stock Option (Right to Buy) 77.41 2009-04-27 4 A 0 4465 0 A 2009-04-27 2010-02-02 Common Stock 4465 4465 D Stock Option (Right to Buy) 77.41 2009-04-27 4 A 0 45274 0 A 2009-04-27 2010-02-02 Common Stock 45274 45274 D Stock Option (Right to Buy) 43.20 2009-04-27 4 A 0 5784 0 A 2009-04-27 2011-03-19 Common Stock 5784 5784 D Stock Option (Right to Buy) 36.47 2009-04-27 4 A 0 5784 0 A 2009-04-27 2011-04-30 Common Stock 5784 5784 D Stock Option (Right to Buy) 20.60 2009-04-27 4 A 0 67488 0 A 2009-04-27 2011-08-14 Common Stock 67488 67488 D Stock Option (Right to Buy) 20.60 2009-04-27 4 A 0 4856 0 A 2009-04-27 2011-08-14 Common Stock 4856 4856 D Stock Option (Right to Buy) 6.78 2009-04-27 4 A 0 36175 0 A 2009-04-27 2011-11-05 Common Stock 36175 36175 D Stock Option (Right to Buy) 13.55 2009-04-27 4 A 0 126604 0 A 2009-04-27 2011-11-05 Common Stock 126604 126604 D Stock Option (Right to Buy) 2.80 2009-04-27 4 A 0 7536 0 A 2009-04-27 2012-12-18 Common Stock 7536 7536 D Stock Option (Right to Buy) 5.47 2009-04-27 4 A 0 72344 0 A 2009-04-27 2013-08-01 Common Stock 72344 72344 D Stock Option (Right to Buy) 10.92 2009-04-27 4 A 0 72344 0 A 2009-04-27 2013-08-01 Common Stock 72344 72344 D Stock Option (Right to Buy) 7.22 2009-04-27 4 A 0 9034 0 A 2009-04-27 2014-07-29 Common Stock 9034 9034 D Stock Option (Right to Buy) 7.22 2009-04-27 4 A 0 72344 0 A 2009-04-27 2014-07-29 Common Stock 72344 72344 D Stock Option (Right to Buy) 2.74 2009-04-27 4 A 0 18084 0 A 2009-04-27 2015-06-13 Common Stock 18084 18084 D Stock Option (Right to Buy) 4.54 2009-04-27 4 A 0 10852 0 A 2009-04-27 2016-10-31 Common Stock 10852 10852 D Stock Option (Right to Buy) 4.54 2009-04-27 4 A 0 25317 0 A 2009-04-27 2017-10-21 Common Stock 25317 25317 D Stock Option (Right to Buy) .15 2009-04-27 4 A 0 325560 0 A 2009-04-27 2018-11-21 Common Stock 325560 325560 D Reporting Person received such shares in exchange for shares of Avanex Corporation ("Avanex") common stock in connection with the merger of Avanex into Oclaro, Inc. (formerly known as Bookham) (the "Merger"). Pursuant to the terms of the Merger agreement each share of Avanex common stock will automatically be converted into the right to receive 5.426 shares of Bookham common stock. Reporting Person received such stock option in exchange for a stock option to purchase Avanex common stock in connection with the Merger. Pursuant to the terms of the Merger agreement each Avanex stock option assumed will be determined by multiplying the number of options by the exchange ratio of 5.426 and rounded down to the nearest whole number. Christopher Croddy, Attorney-in-Fact 2009-04-29