X0206 3 2014-11-07 0 0000820318 II-VI INC IIVI 0001237685 BARBAROSSA GIOVANNI 12430 CURRY CT SARATOGA CA 95070 0 1 0 0 Chief Technology Officer Common Stock 2000 D Common Stock 3500 D Option (Right to buy) 13.99 2024-08-16 Common Stock 30530 D Option (Right to buy) 19.37 2023-08-17 Common Stock 13010 D Option (Right to buy) 16.45 2022-11-02 Common Stock 7000 D Restricted stock award granted to reporting person under the Issuer's 2012 Omnibus Incentive Plan. The award will vest in full three years from the grant date of June 20, 2014. Restricted stock award granted to reporting person under the Issuer's 2012 Omnibus Incentive Plan. The award will vest in full three years from the grant date of November 2, 2012. The option vests in 5 equal installments beginning on August 16, 2015. The option vests in 5 equal installments beginning on August 17, 2014. The option vests in 5 equal installments beginning November 2, 2013. /s/ Michelle L. Freehling, Attorney-in-Fact 2014-11-17