0001209191-14-007630.txt : 20140205
0001209191-14-007630.hdr.sgml : 20140205
20140205171726
ACCESSION NUMBER: 0001209191-14-007630
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140205
FILED AS OF DATE: 20140205
DATE AS OF CHANGE: 20140205
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cara Therapeutics, Inc.
CENTRAL INDEX KEY: 0001346830
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE PARROTT DRIVE
CITY: SHELTON
STATE: CT
ZIP: 06484
BUSINESS PHONE: 203-567-1500
MAIL ADDRESS:
STREET 1: ONE PARROTT DRIVE
CITY: SHELTON
STATE: CT
ZIP: 06484
FORMER COMPANY:
FORMER CONFORMED NAME: Cara Therapeutics Inc
DATE OF NAME CHANGE: 20051213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VOGELBAUM MARTIN
CENTRAL INDEX KEY: 0001237624
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36279
FILM NUMBER: 14577013
MAIL ADDRESS:
STREET 1: 675 ALMANOR AVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-02-05
0
0001346830
Cara Therapeutics, Inc.
CARA
0001237624
VOGELBAUM MARTIN
C/O RHO VENTURES
152 WEST 57TH STREET, 23RD FLOOR
NEW YORK
NY
10019
1
0
0
0
Common Stock
2014-02-05
4
C
0
2442239
0.00
A
2442239
I
By Partnership
Common Stock
2014-02-05
4
P
0
225818
11.00
A
2668057
I
By Partnership
Series D Preferred Stock
2014-02-05
4
C
0
6105598
0.00
D
Common Stock
2442239
0
I
By Partnership
The Series D Preferred Stock held by Rho Ventures VI, L.P. ("Ventures") automatically converted on a 1-for-2.5 basis into shares of common stock upon the closing of the issuer's initial public offering.
These securities are owned directly by Ventures. RMV VI, L.L.C. ("RMV") is the general partner of Ventures and Rho Capital Partners LLC ("Partners") is the managing member of RMV. Mark Leschly, Habib Kairouz and Joshua Ruch are managing members of Partners and exercise shared voting and investment power with respect to the shares owned by Ventures. The reporting person, a member of the Board of Directors of the issuer, is a non-managing member of RMV and, as such, advises Ventures with respect to voting and investment decisions relating to the shares of stock owned by Ventures but does not have or share voting and investment power over such shares. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.
/s/Darren DeStefano, Attorney-in-Fact
2014-02-05