0001179110-16-021962.txt : 20160318 0001179110-16-021962.hdr.sgml : 20160318 20160318194325 ACCESSION NUMBER: 0001179110-16-021962 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160316 FILED AS OF DATE: 20160318 DATE AS OF CHANGE: 20160318 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cara Therapeutics, Inc. CENTRAL INDEX KEY: 0001346830 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PARROTT DRIVE CITY: SHELTON STATE: CT ZIP: 06484 BUSINESS PHONE: 203-567-1500 MAIL ADDRESS: STREET 1: ONE PARROTT DRIVE CITY: SHELTON STATE: CT ZIP: 06484 FORMER COMPANY: FORMER CONFORMED NAME: Cara Therapeutics Inc DATE OF NAME CHANGE: 20051213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VOGELBAUM MARTIN CENTRAL INDEX KEY: 0001237624 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36279 FILM NUMBER: 161517279 MAIL ADDRESS: STREET 1: 675 ALMANOR AVE CITY: SUNNYVALE STATE: CA ZIP: 94085 4 1 edgar.xml FORM 4 - X0306 4 2016-03-16 0 0001346830 Cara Therapeutics, Inc. CARA 0001237624 VOGELBAUM MARTIN 152 WEST 57TH STREET, 23RD FLOOR NEW YORK NY 10019 1 0 0 0 Common stock 2016-03-16 4 P 0 152273 4.7798 A 2820330 I By Partnership Common Stock 2016-03-17 4 P 0 247727 4.9303 A 3068057 I By Partnership These securities are owned directly by Rho Ventures VI, L.P. ("RV VI"). RMV VI, L.L.C. ("RMV") is the general partner of RV VI and Rho Capital Partners LLC ("RCP") is the managing member of RMV. Mark Leschly, Habib Kairouz and Joshua Ruch are managing members of RCP and exercise shared voting and investment power with respect to the shares owned by RV VI. The reporting person, a member of the Board of Directors of the issuer, is a non-managing member of RMV and, as such, advises RV VI with respect to voting and investment decisions relating to the shares of stock owned by RV VI but does not have or share voting and investment power over such shares. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. /s/ Martin Vogelbaum 2016-03-18