X0306 4 2012-11-19 0001137411 ROCKWELL COLLINS INC COL 0001237337 KIRCHENBAUER RONALD W M/S 124-223 400 COLLINS ROAD NE CEDAR RAPIDS IA 52498-0001 0 1 0 0 Sr. VP, Human Resources Common Stock 2012-11-19 4 A 0 10000 30.39 A 32479.3178 D Common Stock 2012-11-19 4 S 0 9000 55.00 D 23479.3178 D Common Stock 2012-11-19 4 S 0 300 55.01 D 23179.3178 D Common Stock 2012-11-19 4 S 0 300 55.02 D 22879.3178 D Common Stock 2012-11-19 4 S 0 400 55.03 D 22479.3178 D Common Stock 2012-11-19 4 S 0 504 54.748 D 21975.3178 D Common Stock 2012-11-19 4 S 0 300 54.75 D 21675.3178 D Common Stock 2012-11-19 4 S 0 800 54.751 D 20875.3178 D Common Stock 2012-11-19 4 S 0 100 54.752 D 20775.3178 D Common Stock 2012-11-19 4 S 0 510 54.758 D 20265.3178 D Common Stock 2769.7581 I By Savings Plan Stock Option (Right to Buy) 30.39 2012-11-19 4 M 0 10000 0 D 2018-11-21 Common Stock 10000 10800 D Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 2, 2012. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of November 1, 2012. Employee stock options granted pursuant to the Company's stock based plans. The options became exercisable in three equal installments on November 21, 2009, 2010 and 2011. Joshua A. Mullin, Attorney-in-Fact 2012-11-21