0001209191-19-059074.txt : 20191204 0001209191-19-059074.hdr.sgml : 20191204 20191204163603 ACCESSION NUMBER: 0001209191-19-059074 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191202 FILED AS OF DATE: 20191204 DATE AS OF CHANGE: 20191204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRA DOUGLAS I CENTRAL INDEX KEY: 0001237268 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 191268537 MAIL ADDRESS: STREET 1: 101 MAIN STREET STREET 2: C/O PEGASYSTEMS INC. CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-12-02 0 0001013857 PEGASYSTEMS INC PEGA 0001237268 KRA DOUGLAS I C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 SVP, Global Customer Success Common Stock 2019-12-02 4 M 0 557 0.00 A 35764 D Common Stock 2019-12-02 4 F 0 248 77.62 D 35516 D Common Stock 2019-12-02 4 M 0 369 0.00 A 35855 D Common Stock 2019-12-02 4 F 0 165 77.62 D 35720 D Restricted Stock Units 0.00 2019-12-02 4 M 0 557 0.00 D 2016-03-02 Common Stock 557 558 D Restricted Stock Units 0.00 2019-12-02 4 M 0 369 0.00 D 2018-03-02 Common Stock 369 3325 D Represents a 5% vesting on December 2, 2019. The original grant was 11,145 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Represents a 5% vesting on December 2, 2019. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. Once vested, the shares of common stock are not subject to expiration. /s/ Janet Mesrobian, Esq., Attorney-in-Fact for Douglas Kra 2019-12-04