0001567619-18-005466.txt : 20181108 0001567619-18-005466.hdr.sgml : 20181108 20181108192758 ACCESSION NUMBER: 0001567619-18-005466 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181106 FILED AS OF DATE: 20181108 DATE AS OF CHANGE: 20181108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAROTHERS TODD CENTRAL INDEX KEY: 0001683736 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35592 FILM NUMBER: 181171091 MAIL ADDRESS: STREET 1: 2323 HARTZELL STREET CITY: EVANSTON STATE: IL ZIP: 60201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COUNTERPATH CORP CENTRAL INDEX KEY: 0001236997 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 200004161 STATE OF INCORPORATION: NV FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 300-505 BURRARD STREET CITY: VANCOUVER STATE: A1 ZIP: V7X 1M3 BUSINESS PHONE: 604-320-3344 MAIL ADDRESS: STREET 1: 300-505 BURRARD STREET CITY: VANCOUVER STATE: A1 ZIP: V7X 1M3 FORMER COMPANY: FORMER CONFORMED NAME: COUNTERPATH SOLUTIONS, INC. DATE OF NAME CHANGE: 20050928 FORMER COMPANY: FORMER CONFORMED NAME: XTEN NETWORKS, INC DATE OF NAME CHANGE: 20040507 FORMER COMPANY: FORMER CONFORMED NAME: BROAD SCOPE ENTERPRISES INC DATE OF NAME CHANGE: 20030529 4 1 doc1.xml FORM 4 X0306 4 2018-11-06 0 0001236997 COUNTERPATH CORP CPAH 0001683736 CAROTHERS TODD 2323 HARTZELL STREET EVANSTON IL 60201 0 1 0 0 EVP Sales & Marketing Common Shares 11792.2454 D Common Shares 2018-11-06 4 A 0 86.6379 2.0199 A 11878.8833 D Common Shares 2018-11-06 4 A 0 43.7128 2.0017 A 11922.5961 D Stock Options 19.00 2013-07-25 2018-07-25 Common 5000 5000 D Stock Options 11.50 2014-07-11 2019-07-11 Common 10000 15000 D Stock Options 5.00 2015-07-17 2020-07-17 Common 7500 22500 D Stock Options 2.89 2017-12-14 2022-12-14 Common 50000 72500 D Deferred Share Units 2011-09-03 Common 2202.6 2202.60 D Deferred Share Units 2011-07-25 Common 1621.60 3824.29 D These shares were purchased through an Employee Share Purchase Plan. Each deferred share unit is convertible into one common share of CounterPath Corporation at no additional cost. There is no expiry date. The deferred share units are fully vested. /s/ Todd Carothers 2018-11-08