0000091142-17-000064.txt : 20170602 0000091142-17-000064.hdr.sgml : 20170602 20170602140420 ACCESSION NUMBER: 0000091142-17-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170602 FILED AS OF DATE: 20170602 DATE AS OF CHANGE: 20170602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KITA JOHN J CENTRAL INDEX KEY: 0001236636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 17887291 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-06-02 0000091142 SMITH A O CORP AOS 0001236636 KITA JOHN J A. O. SMITH CORPORATION 11270 WEST PARK PLACE MILWAUKEE WI 53224 0 1 0 0 Executive Vice President & CFO Common Stock 2017-06-02 4 M 0 12200 17.462 A 85067 D Common Stock 2017-06-02 4 S 0 12200 56.3237 D 72867 D Employee Stock Options (Right to Buy) 17.462 2017-06-02 4 M 0 12200 0 D 2023-02-11 Common Stock 12200 112385 D The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014. James F. Stern, Attorney-in-Fact for John J. Kita 2017-06-02