0001127602-24-006636.txt : 20240223
0001127602-24-006636.hdr.sgml : 20240223
20240223162526
ACCESSION NUMBER: 0001127602-24-006636
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240221
FILED AS OF DATE: 20240223
DATE AS OF CHANGE: 20240223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MARTIN RODNEY O JR
CENTRAL INDEX KEY: 0001236604
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35897
FILM NUMBER: 24671600
MAIL ADDRESS:
STREET 1: 70 PINE ST
CITY: NEW YORK
STATE: NY
ZIP: 10270
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Voya Financial, Inc.
CENTRAL INDEX KEY: 0001535929
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 521222820
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
BUSINESS PHONE: 212-309-8200
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
FORMER COMPANY:
FORMER CONFORMED NAME: ING U.S., Inc.
DATE OF NAME CHANGE: 20120709
FORMER COMPANY:
FORMER CONFORMED NAME: ING America Insurance Holdings, Inc.
DATE OF NAME CHANGE: 20111130
4
1
form4.xml
PRIMARY DOCUMENT
X0508
4
2024-02-21
0001535929
Voya Financial, Inc.
VOYA
0001236604
MARTIN RODNEY O JR
230 PARK AVENUE
NEW YORK
NY
10169
1
1
See Remarks
0
Common Stock
2024-02-21
4
M
0
1871
68.99
A
83836
D
Common Stock
2024-02-21
4
F
0
1871
68.99
D
81965
D
Common Stock
6930.3705
I
By 401(k) Plan
Performance Stock Unit
2024-02-21
4
A
0
62380
0
A
Common Stock
62380
249856
D
Restricted Stock Units
2024-02-21
4
A
0
50143
0
A
Common Stock
50143
113348
D
Restricted Stock Units
2024-02-21
4
M
0
1871
0
D
Common Stock
1871
111477
D
Deferred Savings Plan Issuer Stock Units
Common Stock
8101.577
8101.577
D
Performance-Based Stock Options
Common Stock
158900
158900
D
FICA tax withholding on the grant of restricted stock units.
Includes automatic semi-monthly contributions to the reporting person's 401(k).
The stock units will vest based on their respective award agreements.
The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 16, 2027) can range from 0% to 150% of the number presented above.
1/3 of the restricted stock units will vest on February 18, 2025, 1/3 on February 17, 2026 and 1/3 on February 16, 2027.
The restricted stock units were awarded as compensation and will convert to common stock on a 1 to 1 basis upon the vesting date.
Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
The options vest based on the conditions set forth in their respective agreements.
/s/ My Chi To, Attorney-in-Fact
2024-02-23