0001127602-24-006636.txt : 20240223 0001127602-24-006636.hdr.sgml : 20240223 20240223162526 ACCESSION NUMBER: 0001127602-24-006636 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240221 FILED AS OF DATE: 20240223 DATE AS OF CHANGE: 20240223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARTIN RODNEY O JR CENTRAL INDEX KEY: 0001236604 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35897 FILM NUMBER: 24671600 MAIL ADDRESS: STREET 1: 70 PINE ST CITY: NEW YORK STATE: NY ZIP: 10270 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Voya Financial, Inc. CENTRAL INDEX KEY: 0001535929 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] ORGANIZATION NAME: 02 Finance IRS NUMBER: 521222820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-309-8200 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: ING U.S., Inc. DATE OF NAME CHANGE: 20120709 FORMER COMPANY: FORMER CONFORMED NAME: ING America Insurance Holdings, Inc. DATE OF NAME CHANGE: 20111130 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2024-02-21 0001535929 Voya Financial, Inc. VOYA 0001236604 MARTIN RODNEY O JR 230 PARK AVENUE NEW YORK NY 10169 1 1 See Remarks 0 Common Stock 2024-02-21 4 M 0 1871 68.99 A 83836 D Common Stock 2024-02-21 4 F 0 1871 68.99 D 81965 D Common Stock 6930.3705 I By 401(k) Plan Performance Stock Unit 2024-02-21 4 A 0 62380 0 A Common Stock 62380 249856 D Restricted Stock Units 2024-02-21 4 A 0 50143 0 A Common Stock 50143 113348 D Restricted Stock Units 2024-02-21 4 M 0 1871 0 D Common Stock 1871 111477 D Deferred Savings Plan Issuer Stock Units Common Stock 8101.577 8101.577 D Performance-Based Stock Options Common Stock 158900 158900 D FICA tax withholding on the grant of restricted stock units. Includes automatic semi-monthly contributions to the reporting person's 401(k). The stock units will vest based on their respective award agreements. The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 16, 2027) can range from 0% to 150% of the number presented above. 1/3 of the restricted stock units will vest on February 18, 2025, 1/3 on February 17, 2026 and 1/3 on February 16, 2027. The restricted stock units were awarded as compensation and will convert to common stock on a 1 to 1 basis upon the vesting date. Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. The options vest based on the conditions set forth in their respective agreements. /s/ My Chi To, Attorney-in-Fact 2024-02-23