0001127602-23-029823.txt : 20231218
0001127602-23-029823.hdr.sgml : 20231218
20231218161406
ACCESSION NUMBER: 0001127602-23-029823
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231214
FILED AS OF DATE: 20231218
DATE AS OF CHANGE: 20231218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MARTIN RODNEY O JR
CENTRAL INDEX KEY: 0001236604
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35897
FILM NUMBER: 231493871
MAIL ADDRESS:
STREET 1: 70 PINE ST
CITY: NEW YORK
STATE: NY
ZIP: 10270
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Voya Financial, Inc.
CENTRAL INDEX KEY: 0001535929
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 521222820
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
BUSINESS PHONE: 212-309-8200
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
FORMER COMPANY:
FORMER CONFORMED NAME: ING U.S., Inc.
DATE OF NAME CHANGE: 20120709
FORMER COMPANY:
FORMER CONFORMED NAME: ING America Insurance Holdings, Inc.
DATE OF NAME CHANGE: 20111130
4
1
form4.xml
PRIMARY DOCUMENT
X0508
4
2023-12-14
0001535929
Voya Financial, Inc.
VOYA
0001236604
MARTIN RODNEY O JR
230 PARK AVENUE
NEW YORK
NY
10169
1
1
See Remarks
0
Common Stock
6773.5321
I
By 401(k) Plan
Common Stock
2023-12-14
4
S
0
29216
75.2494
D
120455
D
Common Stock
2023-12-15
4
S
0
38490
74.552
D
81965
D
Deferred Savings Plan Issuer Stock Units
Common Stock
8057.541
8057.541
D
Performance Stock Unit
Common Stock
277886
277886
D
Performance-Based Stock Options
Common Stock
158900
158900
D
Restricted Stock Units
Common Stock
130175
130175
D
Includes automatic semi-monthly contributions to the reporting person's 401(k).
This transaction was executed in multiple trades at prices ranging from $74.95 to $75.65. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
This transaction was executed in multiple trades at prices ranging from $74.08 to $74.96. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
Includes dividends of 93.98 shares.
The performance stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.
The options vest based on the conditions set forth in their respective agreements.
The restricted stock units were awarded as compensation and will convert to common stock on a 1 to 1 basis upon the vesting date.
Executive Chairman
/s/ My Chi To, Attorney-in-Fact
2023-12-18