0001127602-23-029823.txt : 20231218 0001127602-23-029823.hdr.sgml : 20231218 20231218161406 ACCESSION NUMBER: 0001127602-23-029823 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231214 FILED AS OF DATE: 20231218 DATE AS OF CHANGE: 20231218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARTIN RODNEY O JR CENTRAL INDEX KEY: 0001236604 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35897 FILM NUMBER: 231493871 MAIL ADDRESS: STREET 1: 70 PINE ST CITY: NEW YORK STATE: NY ZIP: 10270 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Voya Financial, Inc. CENTRAL INDEX KEY: 0001535929 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] ORGANIZATION NAME: 02 Finance IRS NUMBER: 521222820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-309-8200 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: ING U.S., Inc. DATE OF NAME CHANGE: 20120709 FORMER COMPANY: FORMER CONFORMED NAME: ING America Insurance Holdings, Inc. DATE OF NAME CHANGE: 20111130 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2023-12-14 0001535929 Voya Financial, Inc. VOYA 0001236604 MARTIN RODNEY O JR 230 PARK AVENUE NEW YORK NY 10169 1 1 See Remarks 0 Common Stock 6773.5321 I By 401(k) Plan Common Stock 2023-12-14 4 S 0 29216 75.2494 D 120455 D Common Stock 2023-12-15 4 S 0 38490 74.552 D 81965 D Deferred Savings Plan Issuer Stock Units Common Stock 8057.541 8057.541 D Performance Stock Unit Common Stock 277886 277886 D Performance-Based Stock Options Common Stock 158900 158900 D Restricted Stock Units Common Stock 130175 130175 D Includes automatic semi-monthly contributions to the reporting person's 401(k). This transaction was executed in multiple trades at prices ranging from $74.95 to $75.65. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. This transaction was executed in multiple trades at prices ranging from $74.08 to $74.96. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Includes dividends of 93.98 shares. The performance stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors. The options vest based on the conditions set forth in their respective agreements. The restricted stock units were awarded as compensation and will convert to common stock on a 1 to 1 basis upon the vesting date. Executive Chairman /s/ My Chi To, Attorney-in-Fact 2023-12-18