0001127602-19-008470.txt : 20190226
0001127602-19-008470.hdr.sgml : 20190226
20190226184833
ACCESSION NUMBER: 0001127602-19-008470
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190222
FILED AS OF DATE: 20190226
DATE AS OF CHANGE: 20190226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MARTIN RODNEY O JR
CENTRAL INDEX KEY: 0001236604
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35897
FILM NUMBER: 19635089
MAIL ADDRESS:
STREET 1: 70 PINE ST
CITY: NEW YORK
STATE: NY
ZIP: 10270
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Voya Financial, Inc.
CENTRAL INDEX KEY: 0001535929
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 521222820
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
BUSINESS PHONE: 212-309-8200
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
FORMER COMPANY:
FORMER CONFORMED NAME: ING U.S., Inc.
DATE OF NAME CHANGE: 20120709
FORMER COMPANY:
FORMER CONFORMED NAME: ING America Insurance Holdings, Inc.
DATE OF NAME CHANGE: 20111130
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-02-22
0001535929
Voya Financial, Inc.
VOYA
0001236604
MARTIN RODNEY O JR
230 PARK AVENUE
NEW YORK
NY
10169
1
1
Chairman and CEO
Common Stock
2019-02-22
4
M
0
23238
A
217245
D
Common Stock
2019-02-22
4
F
0
12368
49.95
D
204877
D
Common Stock
4822.6368
I
By 401(k) Plan
Restricted Stock Units
2019-02-22
4
M
0
23238
0
D
Common Stock
23238
161271
D
Performance Stock Unit
Common Stock
365701
365701
D
Performance-Based Stock Options
Common Stock
158900
158900
D
Deferred Savings Plan Issuer Stock Units
Common Stock
7634.702
7634.702
D
Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
The stock units will vest based on their respective award agreements.
The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon vesting can range from 0% to 150% of the number presented above.
The options vest based on the conditions set forth in their respective agreements.
Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
/s/ Jean Weng, Attorney in Fact
2019-02-26