0001209191-18-034284.txt : 20180530
0001209191-18-034284.hdr.sgml : 20180530
20180530200443
ACCESSION NUMBER: 0001209191-18-034284
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180529
FILED AS OF DATE: 20180530
DATE AS OF CHANGE: 20180530
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WIGGINS MARK C
CENTRAL INDEX KEY: 0001236540
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36818
FILM NUMBER: 18869696
MAIL ADDRESS:
STREET 1: 12671 HIGH BLUFF DRIVE SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tracon Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001394319
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4350 LA JOLLA VILLAGE DRIVE
STREET 2: SUITE 800
CITY: San Diego
STATE: CA
ZIP: 92122
BUSINESS PHONE: 858-550-0780
MAIL ADDRESS:
STREET 1: 4350 LA JOLLA VILLAGE DRIVE
STREET 2: SUITE 800
CITY: San Diego
STATE: CA
ZIP: 92122
FORMER COMPANY:
FORMER CONFORMED NAME: Tracon Pharmaceuticals Inc
DATE OF NAME CHANGE: 20070324
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-05-29
0
0001394319
Tracon Pharmaceuticals, Inc.
TCON
0001236540
WIGGINS MARK C
C/O TRACON PHARMACEUTICALS, INC.
4350 LA JOLLA VILLAGE DRIVE
SAN DIEGO
CA
92122
0
1
0
0
Chief Business Officer
Employee Stock Option (Right to Buy)
2.75
2018-05-29
4
A
0
280000
0.00
A
2028-05-28
Common Stock
280000
280000
D
1/4th of the shares subject to this option shall vest on the first anniversary of the Grant Date shown in column 3 above. The remaining shares vest and become exercisable in 36 equal monthly installments thereafter, on the last day of each month.
/s/ Patricia L. Bitar, Attorney-in-Fact
2018-05-30