0001209191-18-034284.txt : 20180530 0001209191-18-034284.hdr.sgml : 20180530 20180530200443 ACCESSION NUMBER: 0001209191-18-034284 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180529 FILED AS OF DATE: 20180530 DATE AS OF CHANGE: 20180530 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WIGGINS MARK C CENTRAL INDEX KEY: 0001236540 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36818 FILM NUMBER: 18869696 MAIL ADDRESS: STREET 1: 12671 HIGH BLUFF DRIVE SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tracon Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001394319 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4350 LA JOLLA VILLAGE DRIVE STREET 2: SUITE 800 CITY: San Diego STATE: CA ZIP: 92122 BUSINESS PHONE: 858-550-0780 MAIL ADDRESS: STREET 1: 4350 LA JOLLA VILLAGE DRIVE STREET 2: SUITE 800 CITY: San Diego STATE: CA ZIP: 92122 FORMER COMPANY: FORMER CONFORMED NAME: Tracon Pharmaceuticals Inc DATE OF NAME CHANGE: 20070324 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-05-29 0 0001394319 Tracon Pharmaceuticals, Inc. TCON 0001236540 WIGGINS MARK C C/O TRACON PHARMACEUTICALS, INC. 4350 LA JOLLA VILLAGE DRIVE SAN DIEGO CA 92122 0 1 0 0 Chief Business Officer Employee Stock Option (Right to Buy) 2.75 2018-05-29 4 A 0 280000 0.00 A 2028-05-28 Common Stock 280000 280000 D 1/4th of the shares subject to this option shall vest on the first anniversary of the Grant Date shown in column 3 above. The remaining shares vest and become exercisable in 36 equal monthly installments thereafter, on the last day of each month. /s/ Patricia L. Bitar, Attorney-in-Fact 2018-05-30