0001415889-13-002145.txt : 20131031 0001415889-13-002145.hdr.sgml : 20131031 20131031153356 ACCESSION NUMBER: 0001415889-13-002145 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131029 FILED AS OF DATE: 20131031 DATE AS OF CHANGE: 20131031 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMAGEWARE SYSTEMS INC CENTRAL INDEX KEY: 0000941685 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330224167 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10815 RANCHO BERNARDO RD., STREET 2: SUITE 310 CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 8586738600 MAIL ADDRESS: STREET 1: 10815 RANCHO BERNARDO RD., STREET 2: SUITE 310 CITY: SAN DIEGO STATE: CA ZIP: 92127 FORMER COMPANY: FORMER CONFORMED NAME: IMAGEWARE SOFTWARE INC DATE OF NAME CHANGE: 19991123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILLER S JAMES CENTRAL INDEX KEY: 0001236377 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15757 FILM NUMBER: 131182548 MAIL ADDRESS: STREET 1: 10815 RANCHO BERNARDO RD., STREET 2: SUITE 310 CITY: SAN DIEGO STATE: CA ZIP: 92127 4 1 form4-10312013_121048.xml X0306 4 2013-10-29 0000941685 IMAGEWARE SYSTEMS INC IWSY 0001236377 MILLER S JAMES 10815 RANCHO BERNARDO RD. SUITE 310 SAN DIEGO CA 92127 true true false false CHAIRMAN AND CEO Stock Options 1.93 2013-10-29 4 A 0 100000 1.93 A 2023-10-29 Common Stock 100000 100000 D Options shall vest as follows: 33,400 shares will vest on the one year anniversary of the grant date, with the remainder vesting equally in eight quarterly installments. /s/ Wayne Wetherell, Attorney-in-Fact 2013-10-31