0001179110-11-014013.txt : 20111004 0001179110-11-014013.hdr.sgml : 20111004 20111004204454 ACCESSION NUMBER: 0001179110-11-014013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111004 DATE AS OF CHANGE: 20111004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MANUSO JAMES S J CENTRAL INDEX KEY: 0001236365 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27628 FILM NUMBER: 111125507 MAIL ADDRESS: STREET 1: 5130 ROUTE 212 CITY: WILLOW STATE: NY ZIP: 12495 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Astex Pharmaceuticals, Inc CENTRAL INDEX KEY: 0000919722 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 911841574 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4140 DUBLIN BLVD STREET 2: SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 BUSINESS PHONE: 9255600100 MAIL ADDRESS: STREET 1: 4140 DUBLIN BLVD STREET 2: STE 200 CITY: DUBLIN STATE: CA ZIP: 94568 FORMER COMPANY: FORMER CONFORMED NAME: SUPERGEN INC DATE OF NAME CHANGE: 19960125 4 1 edgar.xml FORM 4 - X0304 4 2011-09-30 0 0000919722 Astex Pharmaceuticals, Inc ASTX 0001236365 MANUSO JAMES S J C/O ASTEX PHARMACEUTICALS, INC. 4140 DUBLIN BOULEVARD, SUITE 200 DUBLIN CA 94568 1 1 0 0 Chief Executive Officer Employee Stock Option (Right to buy) 1.76 2011-09-30 4 A 0 100000 0 A 2011-09-30 2019-04-01 Common Stock 100000 100000 D On April 1, 2009, reporting person was granted an option to buy 1,200,000 shares of Common Stock under the Issuer's 2003 Stock Plan. All of the shares subject to the option vest and become exercisable upon satisfaction of certain performance milestones as set forth in the employment agreement between the Issuer and the reporting person effective April 1, 2009. On September 30, 2011, a performance milestone relating to 100,000 of the 1,200,000 option shares was deemed to have been met and such 100,000 option shares became vested. /s/ James S.J. Manuso 2011-10-04