-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E+cx6MGgFuJJzYAeU3LZ4lR3Z+FWzUZMb+4L081kiG/7VZ0v59rlnN71DTlE31I3 PQzSseWn+re9M4qlqcEEqw== 0001209191-08-033249.txt : 20080527 0001209191-08-033249.hdr.sgml : 20080526 20080527195007 ACCESSION NUMBER: 0001209191-08-033249 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080523 FILED AS OF DATE: 20080527 DATE AS OF CHANGE: 20080527 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: optionsXpress Holdings, Inc. CENTRAL INDEX KEY: 0001299688 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39 SOUTH LASALLE STREET STREET 2: SUITE 220 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 312-630-3300 MAIL ADDRESS: STREET 1: 39 SOUTH LASALLE STREET STREET 2: SUITE 220 CITY: CHICAGO STATE: IL ZIP: 60603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALD S SCOTT CENTRAL INDEX KEY: 0001236279 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32419 FILM NUMBER: 08862094 BUSINESS ADDRESS: STREET 1: 5777 N MEEKER AVE CITY: BOISE STATE: ID ZIP: 83713 BUSINESS PHONE: 208 322 7575 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2008-05-23 0 0001299688 optionsXpress Holdings, Inc. OXPS 0001236279 WALD S SCOTT C/O OPTIONSXPRESS HOLDINGS, INC. 311 W. MONROE ST., SUITE 1000 CHICAGO IL 60606 1 0 0 0 Common Stock 2008-05-23 4 A 0 2299 0.00 A 16806 D Employee Stock Option (Right to Buy) 22.06 2008-05-23 4 A 0 6022 A 2018-05-23 Common Stock 6022 6022 D The deferred shares vest on the first anniversary following the May 23, 2008 grant. The options become exercisable on the first anniversary following the May 23, 2008 grant. Not applicable. /s/ David A. Fisher, attorney-in-fact 2008-05-27 -----END PRIVACY-ENHANCED MESSAGE-----