0001563190-24-000131.txt : 20240705 0001563190-24-000131.hdr.sgml : 20240705 20240705163809 ACCESSION NUMBER: 0001563190-24-000131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240703 FILED AS OF DATE: 20240705 DATE AS OF CHANGE: 20240705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHILLIPS JR CHARLES E CENTRAL INDEX KEY: 0001236185 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40291 FILM NUMBER: 241102928 MAIL ADDRESS: STREET 1: 113 WEST 88TH STREET CITY: NEW YORK STATE: NY ZIP: 10024 FORMER NAME: FORMER CONFORMED NAME: PHILLIPS CHARLES E JR DATE OF NAME CHANGE: 20030527 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Compass, Inc. CENTRAL INDEX KEY: 0001563190 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] ORGANIZATION NAME: 06 Technology IRS NUMBER: 300751604 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 FIFTH AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 212-913-9058 MAIL ADDRESS: STREET 1: 110 FIFTH AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10011 FORMER COMPANY: FORMER CONFORMED NAME: Urban Compass, Inc. DATE OF NAME CHANGE: 20121128 4 1 wk-form4_1720211882.xml FORM 4 X0508 4 2024-07-03 0 0001563190 Compass, Inc. COMP 0001236185 PHILLIPS JR CHARLES E C/O COMPASS, INC. 110 FIFTH AVENUE, 4TH FLOOR NEW YORK NY 10011 1 0 0 0 0 Class A Common Stock 2024-07-03 4 M 0 66854 0 A 144044 D Restricted Stock Unit (RSU) 2024-07-03 4 M 0 58746 0 D Class A Common Stock 58746 0 D Restricted Stock Unit (RSU) 2024-07-03 4 M 0 8108 0 D Class A Common Stock 8108 0 D Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. These RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) June 1, 2024. The RSUs shall vest as to 25% of the total shares on each of September 1, 2023, December 1, 2023, March 1, 2024, and June 1, 2024; and if not fully vested, will vest in full on the date of the next annual meeting of the Company's stockholders. /s/ Bradley K. Serwin, as attorney-in-fact 2024-07-05