0001243786-17-000142.txt : 20170821
0001243786-17-000142.hdr.sgml : 20170821
20170821164441
ACCESSION NUMBER: 0001243786-17-000142
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170818
FILED AS OF DATE: 20170821
DATE AS OF CHANGE: 20170821
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LUMPKINS ROBERT L
CENTRAL INDEX KEY: 0001236005
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32327
FILM NUMBER: 171043468
MAIL ADDRESS:
STREET 1: THE MOSAIC COMPANY
STREET 2: 3033 CAMPUS DRIVE, SUITE E490
CITY: PLYMOUTH
STATE: MN
ZIP: 55441
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MOSAIC CO
CENTRAL INDEX KEY: 0001285785
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870]
IRS NUMBER: 201026454
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3033 CAMPUS DRIVE, SUITE E490
CITY: PLYMOUTH
STATE: MN
ZIP: 55441
BUSINESS PHONE: 7635772700
MAIL ADDRESS:
STREET 1: 3033 CAMPUS DRIVE, SUITE E490
CITY: PLYMOUTH
STATE: MN
ZIP: 55441
FORMER COMPANY:
FORMER CONFORMED NAME: GLOBAL NUTRITION SOLUTIONS INC
DATE OF NAME CHANGE: 20040401
4
1
wf-form4_150334826677368.xml
FORM 4
X0306
4
2017-08-18
0
0001285785
MOSAIC CO
MOS
0001236005
LUMPKINS ROBERT L
C/O THE MOSAIC COMPANY
3033 CAMPUS DRIVE, SUITE E490
PLYMOUTH
MN
55441
1
0
0
0
Common Stock
2017-08-18
4
P
0
5000
19.9824
A
24736
I
Robert L. Lumpkins Revocable Trust
Common Stock
2017-08-21
4
P
0
2000
19.83
A
26736
I
Robert L. Lumpkins Revocable Trust
Common Stock
9339
D
Common Stock
2745
I
By GRAT #6 dated April 2, 2015
Restricted Stock Units
0.0
Common Stock
5707.0
5707
D
Restricted Stock Units
0.0
Common Stock
10129.0
10129
D
Restricted Stock Units
0.0
Common Stock
10503.0
10503
D
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.95 to $20.01, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1 to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.82 to $19.84, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2 to this Form 4.
One-for-One
The restricted stock units vested on the date of the issuer's 2016 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 14, 2018.
Not applicable
The restricted stock units vested on the date of the issuer's 2017 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 19, 2019.
The restricted stock units will vest on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 18, 2020.
/s/Mark J. Isaacson, Attorney-in-Fact for Robert L. Lumpkins
2017-08-21