0001209191-20-055620.txt : 20201022 0001209191-20-055620.hdr.sgml : 20201022 20201022195344 ACCESSION NUMBER: 0001209191-20-055620 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201020 FILED AS OF DATE: 20201022 DATE AS OF CHANGE: 20201022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAKOWER JOSHUA CENTRAL INDEX KEY: 0001235952 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39616 FILM NUMBER: 201255781 MAIL ADDRESS: STREET 1: 1212 TERRA BELLA AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Eargo, Inc. CENTRAL INDEX KEY: 0001719395 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 273879804 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1600 TECHNOLOGY DRIVE STREET 2: 6TH FLOOR CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 650-351-7700 MAIL ADDRESS: STREET 1: 1600 TECHNOLOGY DRIVE STREET 2: 6TH FLOOR CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-10-20 0 0001719395 Eargo, Inc. EAR 0001235952 MAKOWER JOSHUA 1954 GREENSPRING DRIVE SUITE 600 TIMONIUM MD 21093 1 0 1 0 Common Stock 2020-10-20 4 C 0 1858716 A 1858716 I See note 2 Common Stock 2020-10-20 4 C 0 1426354 A 3285070 I See note 2 Common Stock 2020-10-20 4 C 0 791214 A 4076284 I See note 2 Common Stock 2020-10-20 4 C 0 699163 A 4775447 I See note 2 Common Stock 2020-10-20 4 C 0 1433459 A 6208906 I See note 2 Common Stock 2020-10-20 4 P 0 311111 18.00 A 6520017 I See note 2 Series B-1 Preferred Stock 2020-10-20 4 C 0 546532 0.00 D Common Stock 1858716 0 I See note 2 Series C Preferred Stock 2020-10-20 4 C 0 1274929 0.00 D Common Stock 1426354 0 I See note 2 Series C-1 Preferred Stock 2020-10-20 4 C 0 762959 0.00 D Common Stock 791214 0 I See note 2 Series D Preferred Stock 2020-10-20 4 C 0 560789 0.00 D Common Stock 699163 0 I See note 2 Series E Preferred Stock 2020-10-20 4 C 0 1433459 0.00 D Common Stock 1433459 0 I See note 2 The Series B-1 Preferred Stock automatically converted into shares of Common Stock on a 1:3.400930233 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. The Reporting Person is a manager of NEA 15 GP, LLC, which is the sole general partner of NEA Partners 15, L.P. ("NEA Partners 15"). NEA Partners 15 is the sole general partner of New Enterprise Associates 15, L.P. ("NEA 15"), which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares held by NEA 15 in which the Reporting Person has no pecuniary interest. The Series C Preferred Stock automatically converted into shares of Common Stock on a 1:1.118772093 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. The Series C-1 Preferred Stock automatically converted into shares of Common Stock on a 1:1.037033844 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. The Series D Preferred Stock automatically converted into shares of Common Stock on a 1:1.246748888 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. The Series E Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. /s/ Sasha Keough, attorney-in-fact 2020-10-22