0001209191-21-045827.txt : 20210707 0001209191-21-045827.hdr.sgml : 20210707 20210707164751 ACCESSION NUMBER: 0001209191-21-045827 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210702 FILED AS OF DATE: 20210707 DATE AS OF CHANGE: 20210707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEA PARTNERS 10 L P CENTRAL INDEX KEY: 0001236049 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40545 FILM NUMBER: 211077919 BUSINESS ADDRESS: STREET 1: 1119 ST PAUL STREET CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4102440115 MAIL ADDRESS: STREET 1: 1119 ST PAUL STREET CITY: BALTIMORE STATE: MD ZIP: 21202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SANDELL SCOTT D CENTRAL INDEX KEY: 0001237289 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40545 FILM NUMBER: 211077918 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CVRx, Inc. CENTRAL INDEX KEY: 0001235912 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9201 WEST BROADWAY AVENUE STREET 2: SUITE 650 CITY: MINNEAPOLIS STATE: MN ZIP: 55445 BUSINESS PHONE: 7634162850 MAIL ADDRESS: STREET 1: 9201 WEST BROADWAY AVENUE STREET 2: SUITE 650 CITY: MINNEAPOLIS STATE: MN ZIP: 55445 FORMER COMPANY: FORMER CONFORMED NAME: CVRX INC DATE OF NAME CHANGE: 20030527 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-07-02 0 0001235912 CVRx, Inc. CVRX 0001236049 NEA PARTNERS 10 L P 1954 GREENSPRING DRIVE SUITE 600 TIMONIUM MD 21093 0 0 1 0 0001237289 SANDELL SCOTT D 1954 GREENSPRING DRIVE SUITE 600 TIMONIUM MD 21093 0 0 1 0 Common Stock 2021-07-02 4 C 0 58175 A 58175 I See Note 2 Common Stock 2021-07-02 4 C 0 57241 A 115416 I See Note 2 Common Stock 2021-07-02 4 C 0 71077 A 186493 I See Note 2 Common Stock 2021-07-02 4 C 0 80178 A 266671 I See Note 2 Common Stock 2021-07-02 4 C 0 83396 A 350067 I See Note 2 Common Stock 2021-07-02 4 C 0 253605 A 603672 I See Note 2 Common Stock 2021-07-02 4 C 0 1196911 A 1800583 I See Note 2 Common Stock 2021-07-02 4 P 0 225500 18.00 A 2026083 I See Note 2 Common Stock 2021-07-02 4 C 0 14933 A 16317 I See Note 4 Common Stock 2021-07-02 4 C 0 9333 A 25650 I See Note 4 Common Stock 2021-07-02 4 C 0 10371 A 36021 I See Note 4 Common Stock 2021-07-02 4 C 0 19666 A 55687 I See Note 4 Common Stock 2021-07-02 4 C 0 92951 A 148638 I See Note 4 Common Stock 2021-07-02 4 P 0 24750 18.00 A 173388 I See Note 4 Series A-2 Preferred Stock 2021-07-02 4 C 0 2300708 0.00 D Common Stock 58175 0 I See Note 2 Series B-2 Preferred Stock 2021-07-02 4 C 0 2263778 0.00 D Common Stock 57241 0 I See Note 2 Series C-2 Preferred Stock 2021-07-02 4 C 0 2810950 0.00 D Common Stock 71077 0 I See Note 2 Series D-2 Preferred Stock 2021-07-02 4 C 0 3170896 0.00 D Common Stock 80178 0 I See Note 2 Series E-2 Preferred Stock 2021-07-02 4 C 0 3298154 0.00 D Common Stock 83396 0 I See Note 2 Series F-2 Preferred Stock 2021-07-02 4 C 0 10029566 0.00 D Common Stock 253605 0 I See Note 2 Series G Preferred Stock 2021-07-02 4 C 0 18934168 0.00 D Common Stock 1196911 0 I See Note 2 Series B-2 Preferred Stock 2021-07-02 4 C 0 590551 0.00 D Common Stock 14933 0 I See Note 4 Series C-2 Preferred Stock 2021-07-02 4 C 0 369115 0.00 D Common Stock 9333 0 I See Note 4 Series D-2 Preferred Stock 2021-07-02 4 C 0 410162 0.00 D Common Stock 10371 0 I See Note 4 Series F-2 Preferred Stock 2021-07-02 4 C 0 777752 0.00 D Common Stock 19666 0 I See Note 4 Series G Preferred Stock 2021-07-02 4 C 0 1470416 0.00 D Common Stock 92951 0 I See Note 4 Upon the closing of the Issuer's initial public offering, each share of Series A-2 Convertible Preferred Stock, Series B-2 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock, Series D-2 Convertible Preferred Stock, Series E-2 Convertible Preferred Stock and Series F-2 Convertible Preferred Stock automatically converted into shares of common stock at a rate of 1-for-0.025857287. The securities are directly held by New Enterprise Associates 10, Limited Partnership ("NEA 10") and indirectly held by NEA Partners 10, the sole general partner of NEA 10, and Scott D. Sandell, the individual general partner of NEA Partners 10 (NEA Partners 10 and Mr. Sandell, together, the "NEA 10 Indirect Reporting Persons"). The NEA 10 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 10 in which the NEA 10 Indirect Reporting Persons have no pecuniary interest. Upon the closing of the Issuer's initial public offering, each share of Series G Convertible Preferred Stock automatically converted into shares of common stock at a rate of 1-for-0.0632143218. The securities are directly held by New Enterprise Associates 8A, Limited Partnership ("NEA 8A") and are indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 8A, and Scott D. Sandell, the individual general partner of NEA Partners 10 (NEA Partners 10 and Mr. Sandell, together, the "NEA 8A Indirect Reporting Persons"). The NEA 8A Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 8A in which the NEA 8A Indirect Reporting Persons have no pecuniary interest. Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of common stock at the then-appliable conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares). The conversion rates reported reflect the conversion ratios under the Issuer's certificate of incorporation, adjusted to give effect to the previously effected 1-for-39.548 reverse stock split of the common stock. /s/ Sasha Keough, attorney-in-fact 2021-07-07