0001209191-21-045827.txt : 20210707
0001209191-21-045827.hdr.sgml : 20210707
20210707164751
ACCESSION NUMBER: 0001209191-21-045827
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210702
FILED AS OF DATE: 20210707
DATE AS OF CHANGE: 20210707
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEA PARTNERS 10 L P
CENTRAL INDEX KEY: 0001236049
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40545
FILM NUMBER: 211077919
BUSINESS ADDRESS:
STREET 1: 1119 ST PAUL STREET
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 4102440115
MAIL ADDRESS:
STREET 1: 1119 ST PAUL STREET
CITY: BALTIMORE
STATE: MD
ZIP: 21202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SANDELL SCOTT D
CENTRAL INDEX KEY: 0001237289
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40545
FILM NUMBER: 211077918
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CVRx, Inc.
CENTRAL INDEX KEY: 0001235912
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9201 WEST BROADWAY AVENUE
STREET 2: SUITE 650
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55445
BUSINESS PHONE: 7634162850
MAIL ADDRESS:
STREET 1: 9201 WEST BROADWAY AVENUE
STREET 2: SUITE 650
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55445
FORMER COMPANY:
FORMER CONFORMED NAME: CVRX INC
DATE OF NAME CHANGE: 20030527
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-07-02
0
0001235912
CVRx, Inc.
CVRX
0001236049
NEA PARTNERS 10 L P
1954 GREENSPRING DRIVE
SUITE 600
TIMONIUM
MD
21093
0
0
1
0
0001237289
SANDELL SCOTT D
1954 GREENSPRING DRIVE
SUITE 600
TIMONIUM
MD
21093
0
0
1
0
Common Stock
2021-07-02
4
C
0
58175
A
58175
I
See Note 2
Common Stock
2021-07-02
4
C
0
57241
A
115416
I
See Note 2
Common Stock
2021-07-02
4
C
0
71077
A
186493
I
See Note 2
Common Stock
2021-07-02
4
C
0
80178
A
266671
I
See Note 2
Common Stock
2021-07-02
4
C
0
83396
A
350067
I
See Note 2
Common Stock
2021-07-02
4
C
0
253605
A
603672
I
See Note 2
Common Stock
2021-07-02
4
C
0
1196911
A
1800583
I
See Note 2
Common Stock
2021-07-02
4
P
0
225500
18.00
A
2026083
I
See Note 2
Common Stock
2021-07-02
4
C
0
14933
A
16317
I
See Note 4
Common Stock
2021-07-02
4
C
0
9333
A
25650
I
See Note 4
Common Stock
2021-07-02
4
C
0
10371
A
36021
I
See Note 4
Common Stock
2021-07-02
4
C
0
19666
A
55687
I
See Note 4
Common Stock
2021-07-02
4
C
0
92951
A
148638
I
See Note 4
Common Stock
2021-07-02
4
P
0
24750
18.00
A
173388
I
See Note 4
Series A-2 Preferred Stock
2021-07-02
4
C
0
2300708
0.00
D
Common Stock
58175
0
I
See Note 2
Series B-2 Preferred Stock
2021-07-02
4
C
0
2263778
0.00
D
Common Stock
57241
0
I
See Note 2
Series C-2 Preferred Stock
2021-07-02
4
C
0
2810950
0.00
D
Common Stock
71077
0
I
See Note 2
Series D-2 Preferred Stock
2021-07-02
4
C
0
3170896
0.00
D
Common Stock
80178
0
I
See Note 2
Series E-2 Preferred Stock
2021-07-02
4
C
0
3298154
0.00
D
Common Stock
83396
0
I
See Note 2
Series F-2 Preferred Stock
2021-07-02
4
C
0
10029566
0.00
D
Common Stock
253605
0
I
See Note 2
Series G Preferred Stock
2021-07-02
4
C
0
18934168
0.00
D
Common Stock
1196911
0
I
See Note 2
Series B-2 Preferred Stock
2021-07-02
4
C
0
590551
0.00
D
Common Stock
14933
0
I
See Note 4
Series C-2 Preferred Stock
2021-07-02
4
C
0
369115
0.00
D
Common Stock
9333
0
I
See Note 4
Series D-2 Preferred Stock
2021-07-02
4
C
0
410162
0.00
D
Common Stock
10371
0
I
See Note 4
Series F-2 Preferred Stock
2021-07-02
4
C
0
777752
0.00
D
Common Stock
19666
0
I
See Note 4
Series G Preferred Stock
2021-07-02
4
C
0
1470416
0.00
D
Common Stock
92951
0
I
See Note 4
Upon the closing of the Issuer's initial public offering, each share of Series A-2 Convertible Preferred Stock, Series B-2 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock, Series D-2 Convertible Preferred Stock, Series E-2 Convertible Preferred Stock and Series F-2 Convertible Preferred Stock automatically converted into shares of common stock at a rate of 1-for-0.025857287.
The securities are directly held by New Enterprise Associates 10, Limited Partnership ("NEA 10") and indirectly held by NEA Partners 10, the sole general partner of NEA 10, and Scott D. Sandell, the individual general partner of NEA Partners 10 (NEA Partners 10 and Mr. Sandell, together, the "NEA 10 Indirect Reporting Persons"). The NEA 10 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 10 in which the NEA 10 Indirect Reporting Persons have no pecuniary interest.
Upon the closing of the Issuer's initial public offering, each share of Series G Convertible Preferred Stock automatically converted into shares of common stock at a rate of 1-for-0.0632143218.
The securities are directly held by New Enterprise Associates 8A, Limited Partnership ("NEA 8A") and are indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 8A, and Scott D. Sandell, the individual general partner of NEA Partners 10 (NEA Partners 10 and Mr. Sandell, together, the "NEA 8A Indirect Reporting Persons"). The NEA 8A Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 8A in which the NEA 8A Indirect Reporting Persons have no pecuniary interest.
Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of common stock at the then-appliable conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares). The conversion rates reported reflect the conversion ratios under the Issuer's certificate of incorporation, adjusted to give effect to the previously effected 1-for-39.548 reverse stock split of the common stock.
/s/ Sasha Keough, attorney-in-fact
2021-07-07