0001418100-21-000006.txt : 20210119
0001418100-21-000006.hdr.sgml : 20210119
20210119163445
ACCESSION NUMBER: 0001418100-21-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210115
FILED AS OF DATE: 20210119
DATE AS OF CHANGE: 20210119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPRADLEY SUSAN LOUISE
CENTRAL INDEX KEY: 0001235896
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38289
FILM NUMBER: 21535945
MAIL ADDRESS:
STREET 1: C/O NORTEL NETWORKS
STREET 2: 8200 DIXIE ROAD STE 100
CITY: BRAMPTON ONTARIO
STATE: A6
ZIP: L6T 5PT
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Avaya Holdings Corp.
CENTRAL INDEX KEY: 0001418100
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 261119726
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: co Avaya Inc
STREET 2: 2605 MERIDIAN PARKWAY, SUITE 200
CITY: DURHAM
STATE: NC
ZIP: 27713
BUSINESS PHONE: (908) 953-6000
MAIL ADDRESS:
STREET 1: co Avaya Inc
STREET 2: 2605 MERIDIAN PARKWAY, SUITE 200
CITY: DURHAM
STATE: NC
ZIP: 27713
FORMER COMPANY:
FORMER CONFORMED NAME: Sierra Holdings Corp
DATE OF NAME CHANGE: 20071109
4
1
wf-form4_161109207253650.xml
FORM 4
X0306
4
2021-01-15
0
0001418100
Avaya Holdings Corp.
AVYA
0001235896
SPRADLEY SUSAN LOUISE
C/O AVAYA HOLDINGS CORP.
2605 MERIDIAN PARKWAY, SUITE 200
DURHAM
NC
27713
1
0
0
0
Common Stock, par value $0.01 per share
2021-01-15
4
S
0
12847
20.86
D
0
D
Common Stock - Restricted Stock Units
39570
D
Open market sale pursuant to a 10b5-1 trading plan adopted by the reporting person on December 15, 2020.
Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"). These RSUs were previously reported on Table I on a Form 4 pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan and the Avaya Holdings Corp. 2019 Equity Incentive Plan (each, an "EIP").
These securities consist of (i) 4,040 shares of Common Stock, the distribution of which is deferred until the earliest to occur of (x) February 12, 2022, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the applicable EIP; (ii) 16,846 shares of Common Stock, the distribution of which is deferred until the earliest to occur of (x) May 15, 2022, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the applicable EIP; and (iii) 18,684 shares of Common Stock, the distribution of which is deferred until the earliest to occur of (x) March 4, 2023, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the applicable EIP.
/s/ Danielle Bagatta, as attorney in fact for Susan L. Spradley
2021-01-19