0001418100-21-000006.txt : 20210119 0001418100-21-000006.hdr.sgml : 20210119 20210119163445 ACCESSION NUMBER: 0001418100-21-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210115 FILED AS OF DATE: 20210119 DATE AS OF CHANGE: 20210119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPRADLEY SUSAN LOUISE CENTRAL INDEX KEY: 0001235896 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38289 FILM NUMBER: 21535945 MAIL ADDRESS: STREET 1: C/O NORTEL NETWORKS STREET 2: 8200 DIXIE ROAD STE 100 CITY: BRAMPTON ONTARIO STATE: A6 ZIP: L6T 5PT ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Avaya Holdings Corp. CENTRAL INDEX KEY: 0001418100 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 261119726 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: co Avaya Inc STREET 2: 2605 MERIDIAN PARKWAY, SUITE 200 CITY: DURHAM STATE: NC ZIP: 27713 BUSINESS PHONE: (908) 953-6000 MAIL ADDRESS: STREET 1: co Avaya Inc STREET 2: 2605 MERIDIAN PARKWAY, SUITE 200 CITY: DURHAM STATE: NC ZIP: 27713 FORMER COMPANY: FORMER CONFORMED NAME: Sierra Holdings Corp DATE OF NAME CHANGE: 20071109 4 1 wf-form4_161109207253650.xml FORM 4 X0306 4 2021-01-15 0 0001418100 Avaya Holdings Corp. AVYA 0001235896 SPRADLEY SUSAN LOUISE C/O AVAYA HOLDINGS CORP. 2605 MERIDIAN PARKWAY, SUITE 200 DURHAM NC 27713 1 0 0 0 Common Stock, par value $0.01 per share 2021-01-15 4 S 0 12847 20.86 D 0 D Common Stock - Restricted Stock Units 39570 D Open market sale pursuant to a 10b5-1 trading plan adopted by the reporting person on December 15, 2020. Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"). These RSUs were previously reported on Table I on a Form 4 pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan and the Avaya Holdings Corp. 2019 Equity Incentive Plan (each, an "EIP"). These securities consist of (i) 4,040 shares of Common Stock, the distribution of which is deferred until the earliest to occur of (x) February 12, 2022, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the applicable EIP; (ii) 16,846 shares of Common Stock, the distribution of which is deferred until the earliest to occur of (x) May 15, 2022, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the applicable EIP; and (iii) 18,684 shares of Common Stock, the distribution of which is deferred until the earliest to occur of (x) March 4, 2023, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the applicable EIP. /s/ Danielle Bagatta, as attorney in fact for Susan L. Spradley 2021-01-19