0001140361-16-081340.txt : 20160930 0001140361-16-081340.hdr.sgml : 20160930 20160930205537 ACCESSION NUMBER: 0001140361-16-081340 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160929 FILED AS OF DATE: 20160930 DATE AS OF CHANGE: 20160930 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIAVI SOLUTIONS INC. CENTRAL INDEX KEY: 0000912093 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942579683 STATE OF INCORPORATION: DE FISCAL YEAR END: 0702 BUSINESS ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4084043600 MAIL ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 FORMER COMPANY: FORMER CONFORMED NAME: JDS UNIPHASE CORP /CA/ DATE OF NAME CHANGE: 19990713 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPRADLEY SUSAN LOUISE CENTRAL INDEX KEY: 0001235896 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22874 FILM NUMBER: 161914264 MAIL ADDRESS: STREET 1: C/O NORTEL NETWORKS STREET 2: 8200 DIXIE ROAD STE 100 CITY: BRAMPTON ONTARIO STATE: A6 ZIP: L6T 5PT 4 1 doc1.xml FORM 4 X0306 4 2016-09-29 0 0000912093 VIAVI SOLUTIONS INC. VIAV 0001235896 SPRADLEY SUSAN LOUISE C/O VIAVI SOLUTIONS INC. 430 NORTH MCCARTHY BOULEVARD MILPITAS CA 95035 0 1 0 0 SVP General Manager NSE Common Stock 2016-09-29 4 M 0 21249 0 A 23001 D Common Stock 2016-09-29 4 F 0 9898 7.26 D 13103 D Common Stock 2016-09-29 4 M 0 28195 0 A 41298 D Common Stock 2016-09-29 4 F 0 9970 7.26 D 31328 D Common Stock 2016-09-29 4 M 0 26853 0 A 58181 D Common Stock 2016-09-29 4 F 0 8588 7.26 D 49593 D Common Stock 2016-09-30 4 S 0 10216 7.31 D 39377 D Common Stock 2016-09-30 4 S 0 16439 7.31 D 22938 D Common Stock 2016-09-30 4 S 0 16403 7.31 D 6535 D Restricted Stock Unit 0 2016-09-29 4 M 0 21249 0 D 2016-09-15 Common Stock 21249 28334 D Restricted Stock Unit 0 2016-09-29 4 M 0 28195 0 D 2016-09-15 Common Stock 28195 18797 D Restricted Stock Unit 0 2016-09-29 4 M 0 26853 0 D 2016-09-15 Common Stock 26853 0 D Each unit converts upon vesting into one share of common stock. These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.24 to $7.37 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4. /s/ Nina Chellew, Global Equity Plan Manager, Attorney-in-fact 2016-09-30