0001140361-16-081340.txt : 20160930
0001140361-16-081340.hdr.sgml : 20160930
20160930205537
ACCESSION NUMBER: 0001140361-16-081340
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160929
FILED AS OF DATE: 20160930
DATE AS OF CHANGE: 20160930
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VIAVI SOLUTIONS INC.
CENTRAL INDEX KEY: 0000912093
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 942579683
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0702
BUSINESS ADDRESS:
STREET 1: 430 NORTH MCCARTHY BOULEVARD
CITY: MILPITAS
STATE: CA
ZIP: 95035
BUSINESS PHONE: 4084043600
MAIL ADDRESS:
STREET 1: 430 NORTH MCCARTHY BOULEVARD
CITY: MILPITAS
STATE: CA
ZIP: 95035
FORMER COMPANY:
FORMER CONFORMED NAME: JDS UNIPHASE CORP /CA/
DATE OF NAME CHANGE: 19990713
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPRADLEY SUSAN LOUISE
CENTRAL INDEX KEY: 0001235896
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22874
FILM NUMBER: 161914264
MAIL ADDRESS:
STREET 1: C/O NORTEL NETWORKS
STREET 2: 8200 DIXIE ROAD STE 100
CITY: BRAMPTON ONTARIO
STATE: A6
ZIP: L6T 5PT
4
1
doc1.xml
FORM 4
X0306
4
2016-09-29
0
0000912093
VIAVI SOLUTIONS INC.
VIAV
0001235896
SPRADLEY SUSAN LOUISE
C/O VIAVI SOLUTIONS INC.
430 NORTH MCCARTHY BOULEVARD
MILPITAS
CA
95035
0
1
0
0
SVP General Manager NSE
Common Stock
2016-09-29
4
M
0
21249
0
A
23001
D
Common Stock
2016-09-29
4
F
0
9898
7.26
D
13103
D
Common Stock
2016-09-29
4
M
0
28195
0
A
41298
D
Common Stock
2016-09-29
4
F
0
9970
7.26
D
31328
D
Common Stock
2016-09-29
4
M
0
26853
0
A
58181
D
Common Stock
2016-09-29
4
F
0
8588
7.26
D
49593
D
Common Stock
2016-09-30
4
S
0
10216
7.31
D
39377
D
Common Stock
2016-09-30
4
S
0
16439
7.31
D
22938
D
Common Stock
2016-09-30
4
S
0
16403
7.31
D
6535
D
Restricted Stock Unit
0
2016-09-29
4
M
0
21249
0
D
2016-09-15
Common Stock
21249
28334
D
Restricted Stock Unit
0
2016-09-29
4
M
0
28195
0
D
2016-09-15
Common Stock
28195
18797
D
Restricted Stock Unit
0
2016-09-29
4
M
0
26853
0
D
2016-09-15
Common Stock
26853
0
D
Each unit converts upon vesting into one share of common stock.
These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.24 to $7.37 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.
/s/ Nina Chellew, Global Equity Plan Manager, Attorney-in-fact
2016-09-30