-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RSZV9ASus4GItEBlfG/4m63ZElO4tKJlQtljSrt50jwZTNxLWUdB0eV6leGYEzWS DhvC6gKqTxYPsMfOrEeKBQ== 0001209191-07-056989.txt : 20071003 0001209191-07-056989.hdr.sgml : 20071003 20071003194149 ACCESSION NUMBER: 0001209191-07-056989 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071003 FILED AS OF DATE: 20071003 DATE AS OF CHANGE: 20071003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Inter-Atlantic Financial, Inc. CENTRAL INDEX KEY: 0001389771 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 MADISON AVENUE CITY: NEW YORK STATE: X1 ZIP: 10017 BUSINESS PHONE: 212-581-2100 MAIL ADDRESS: STREET 1: 400 MADISON AVENUE CITY: NEW YORK STATE: X1 ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAMMER FREDERICK S CENTRAL INDEX KEY: 0001235823 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33721 FILM NUMBER: 071155094 BUSINESS ADDRESS: STREET 1: 1 VICTORIA STREET CITY: HAMILTON BERMUDA STATE: D0 ZIP: 00000 BUSINESS PHONE: 212-581-2000 MAIL ADDRESS: STREET 1: 400 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 3 1 bny40412_fsh4.xml MAIN DOCUMENT DESCRIPTION X0202 3 2007-10-03 0 0001389771 Inter-Atlantic Financial, Inc. IAN 0001235823 HAMMER FREDERICK S C/O INTER-ATLANTIC FINANCIAL, INC. 400 MADISON AVENUE NEW YORK NY 10017 1 0 0 0 Common Stock 234530 D Warrants 4.50 Common Stock 387800 D The Warrants wil become exercisable on the later of i the completion of a business combination with a target business, or ii October 2, 2008. The Warrants will expire on 5:00 p.m., New York City time, on October 2, 2011. /s/ Frederick S. Hammer 2007-10-03 -----END PRIVACY-ENHANCED MESSAGE-----