0001209191-20-054638.txt : 20201013
0001209191-20-054638.hdr.sgml : 20201013
20201013163409
ACCESSION NUMBER: 0001209191-20-054638
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201008
FILED AS OF DATE: 20201013
DATE AS OF CHANGE: 20201013
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TOKICH MICHAEL J
CENTRAL INDEX KEY: 0001235611
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38848
FILM NUMBER: 201236736
MAIL ADDRESS:
STREET 1: C/O STERIS CORP
STREET 2: 5960 HEISLEY RD
CITY: MENTOR
STATE: OH
ZIP: 44060
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STERIS plc
CENTRAL INDEX KEY: 0001757898
STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842]
IRS NUMBER: 000000000
STATE OF INCORPORATION: L2
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 70 SIR JOHN ROGERSON'S QUAY
CITY: DUBLIN
STATE: L2
ZIP: 2
BUSINESS PHONE: 35312322000
MAIL ADDRESS:
STREET 1: 70 SIR JOHN ROGERSON'S QUAY
CITY: DUBLIN
STATE: L2
ZIP: 2
FORMER COMPANY:
FORMER CONFORMED NAME: STERIS Ltd
DATE OF NAME CHANGE: 20181101
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-10-08
0
0001757898
STERIS plc
STE
0001235611
TOKICH MICHAEL J
C/O 70 SIR JOHN ROGERSON'S QUAY
DUBLIN
L2
2
IRELAND
0
1
0
0
Sr. Vice Pres., CFO
Ordinary Shares
2020-10-08
4
M
0
80
53.52
A
45602
D
Ordinary Shares
2020-10-08
4
S
0
80
187.00
D
45522
D
Ordinary Shares
2020-10-09
4
M
0
27920
53.52
A
73442
D
Ordinary Shares
2020-10-09
4
S
0
6000
187.17
D
67442
D
Ordinary Shares
2020-10-09
4
S
0
15677
188.24
D
51765
D
Ordinary Shares
2020-10-09
4
S
0
6243
189.00
D
45522
D
Ordinary Shares
3453
I
See Footnote Below
Employee Stock Option (right to buy)
53.52
2020-10-08
4
M
0
80
0.00
A
2024-05-30
Ordinary Shares
80
27920
D
Employee Stock Option (right to buy)
53.52
2020-10-09
4
M
0
27920
0.00
A
2024-05-30
Ordinary Shares
27920
0
D
15,472 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 6,000 on June 1, 2021; 4,240 on May 31, 2022; 2,780 on May 31, 2023 and 2,452 on June 3, 2024.
This exercise of stock options and sale of a total of 80 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on June 2, 2020.
This exercise of stock options and sale of a total of 6,000 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on June 2, 2020.
Price reflects a weighted average sale price for multiple transactions ranging from $186.61 to $187.59 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
This exercise of stock options and sale of a total of 15,677 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on June 2, 2020.
Price reflects a weighted average sale price for multiple transactions ranging from $187.6950 to $188.68 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
This exercise of stock options and sale of a total of 6,243 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on June 2, 2020.
Price reflects a weighted average sale price for multiple transactions ranging from $188.6950 to $189.2850 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Units representing 3,453 ordinary share equivalents are held on behalf of the Reporting Person under the STERIS 401(k) Plan as of October, 2020.
This option to purchase 28,000 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 28,000 Old STERIS ordinary shares for $53.52 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.
/s/ Ronald E. Snyder, Authorized Representative under Power of Attorney
2020-10-13