-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SJn+/i5tAMC9ZO09McMgawXF9+hLshjPleZJdoWsGmWqrSl/Yt+IAfgmfEOVlo5o aabyxUoNgqmNAIgIFfVvRg== 0001181431-09-017828.txt : 20090331 0001181431-09-017828.hdr.sgml : 20090331 20090331171128 ACCESSION NUMBER: 0001181431-09-017828 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090327 FILED AS OF DATE: 20090331 DATE AS OF CHANGE: 20090331 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIQUIDITY SERVICES INC CENTRAL INDEX KEY: 0001235468 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1920 L STREET, N.W. STREET 2: 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20036 BUSINESS PHONE: 2024676868 MAIL ADDRESS: STREET 1: 1920 L STREET, N.W. STREET 2: 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLOUGH PHILLIP A CENTRAL INDEX KEY: 0001207712 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51813 FILM NUMBER: 09720063 MAIL ADDRESS: STREET 1: 400 EAST PRATT STREET STREET 2: SUITE 910 CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 rrd238680.xml LQDT_FORM 4_033109 X0303 4 2009-03-27 0 0001235468 LIQUIDITY SERVICES INC LQDT 0001207712 CLOUGH PHILLIP A 400 EAST PRATT STREET SUITE 910 BALTIMORE MD 21202-3116 1 0 0 0 Common Stock 2009-03-27 4 P 0 100000 6.976 A 1126690 I See Footnote Common Stock 2009-03-30 4 P 0 100000 6.6869 A 1226690 I See Footnote Common Stock 2009-03-31 4 P 0 100000 6.9348 A 1326690 I See Footnote Common Stock 2917 D Employee Stock Option 12.89 2016-04-03 Common Stock 20000 20000 D Employee Stock Option 14.75 2016-10-02 Common Stock 9393 9393 D Employee Stock Option 11.19 2017-10-01 Common Stock 8560 8560 D Employee Stock Option 11.66 2018-06-03 Common Stock 2573 2573 D Employee Stock Option 11.66 2018-06-03 Common Stock 15082 15082 D Consists of the following shares purchased by the following entities: (a) 87,880 shares purchased by ABS Capital Partners VI, LP ("ABS VI"); (b) 1,674 shares purchased by ABS Capital Partners VI-A, LP ("ABS VI-A"); and (c) 10,446 shares purchased by ABS Capital Partners VI Offshore, LP ("ABS Capital Partners VI Offshore," and together with ABS VI and ABS VI-A, the "ABS Entities"). ABS Partners VI, LLC is the general partner of the ABS Entities and has voting and dispositive powers over these shares. The address for these entities affiliated with ABS Capital Partners is 400 East Pratt Street, Suite 910, Baltimore, MD 21202-3116. Mr. Phillip Clough is a managing member of ABS Partners VI, LLC, the general partner of the ABS Entities. ABS Partners VI, LLC exercises voting and dispositive power over the shares held by the ABS Entities. Mr. Clough disclaims beneficial ownership of these shares except to the extent of his pecuniary interest. The address for these entities affiliated with ABS Capital Partners is 400 East Pratt Street, Suite 910, Baltimore, MD 21202-3116. These options became fully vested on April 3, 2008. These options became fully vested on October 2, 2007. These options became fully vested on October 1, 2008. These restricted shares vest on April 29, 2009. These options vest on April 29, 2009. Phillip A. Clough 2009-03-31 -----END PRIVACY-ENHANCED MESSAGE-----