0001179110-15-013747.txt : 20151002 0001179110-15-013747.hdr.sgml : 20151002 20151002195941 ACCESSION NUMBER: 0001179110-15-013747 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151002 FILED AS OF DATE: 20151002 DATE AS OF CHANGE: 20151002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIQUIDITY SERVICES INC CENTRAL INDEX KEY: 0001235468 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1920 L STREET, N.W. STREET 2: 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20036 BUSINESS PHONE: 2024676868 MAIL ADDRESS: STREET 1: 1920 L STREET, N.W. STREET 2: 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOMINO KATHRYN ANN CENTRAL INDEX KEY: 0001600172 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51813 FILM NUMBER: 151141880 MAIL ADDRESS: STREET 1: C/O LIQUIDITY SERVICES, INC. STREET 2: 1920 L STREET, N.W., 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20036 4 1 edgar.xml FORM 4 - X0306 4 2015-10-02 0 0001235468 LIQUIDITY SERVICES INC LQDT 0001600172 DOMINO KATHRYN ANN C/O LIQUIDITY SERVICES, INC. 1920 L STREET, N.W., 6TH FLOOR WASHINGTON DC 20036 0 1 0 0 Chief Accounting Officer Common Stock 2015-10-02 4 S 0 5042 7.23 D 13637 D Employee Stock Option 13.48 2017-10-05 Common Stock 4757 4757 D Employee Stock Option 7.48 2018-12-29 Common Stock 5417 5417 D Employee Stock Option 9.05 2019-12-01 Common Stock 5626 5626 D Employee Stock Grant 15.47 2020-11-30 Common Stock 2765 2765 D Employee Stock Grant 15.47 2020-11-30 Common Stock 3802 3802 D Employee Stock Option 15.47 2020-11-30 Common Stock 1198 1198 D Employee Stock Option 31.37 2021-11-22 Common Stock 4560 4560 D Employee Stock Option 31.37 2021-11-22 Common Stock 750 750 D Employee Stock Grant 38.09 2022-11-16 Common Stock 506 506 D Employee Stock Grant 21.99 2023-11-27 Common Stock 1750 1750 D Employee Stock Grant 21.99 2023-11-27 Common Stock 3500 3500 D Employee Stock Option 21.99 2023-11-27 Common Stock 3519 3519 D Employee Stock Option 21.99 2023-11-27 Common Stock 3519 3519 D Employee Stock Grant 18.00 2024-04-17 Common Stock 3000 3000 D Employee Stock Grant 18.00 2024-04-17 Common Stock 4000 4000 D Employee Stock Grant 9.35 2024-10-01 Common Stock 8684 8684 D Employee Stock Option 9.35 2024-10-01 Common Stock 6752 6752 D These options became fully vested on October 1, 2011. These options became fully vested on October 1, 2012. These options became fully vested on October 1, 2013. These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones. These options became fully vested on October 1, 2014. These options became fully vested on December 1, 2011. These options became fully vested on October 1, 2015. These options became fully vested on December 1, 2012. Twenty-five percent of this restricted stock grant vested on October 1, 2013 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years. Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years. These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones. Twenty-five percent of this option grant vested on October 1, 2014 and thereafter 1/48th of the option grant will vest each month for thirty-six months. This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones. Twenty-five percent of this restricted stock grant vested on April 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on April 1 of each year for three years. These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones. Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years. Twenty-five percent of this option grant vested on October 1, 2015 and thereafter 1/48th of the option grant will vest each month for thirty-six months. /s/ James E. Williams, by power of attorney 2015-10-02