0001179110-15-013747.txt : 20151002
0001179110-15-013747.hdr.sgml : 20151002
20151002195941
ACCESSION NUMBER: 0001179110-15-013747
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151002
FILED AS OF DATE: 20151002
DATE AS OF CHANGE: 20151002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIQUIDITY SERVICES INC
CENTRAL INDEX KEY: 0001235468
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1920 L STREET, N.W.
STREET 2: 6TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20036
BUSINESS PHONE: 2024676868
MAIL ADDRESS:
STREET 1: 1920 L STREET, N.W.
STREET 2: 6TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DOMINO KATHRYN ANN
CENTRAL INDEX KEY: 0001600172
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51813
FILM NUMBER: 151141880
MAIL ADDRESS:
STREET 1: C/O LIQUIDITY SERVICES, INC.
STREET 2: 1920 L STREET, N.W., 6TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20036
4
1
edgar.xml
FORM 4 -
X0306
4
2015-10-02
0
0001235468
LIQUIDITY SERVICES INC
LQDT
0001600172
DOMINO KATHRYN ANN
C/O LIQUIDITY SERVICES, INC.
1920 L STREET, N.W., 6TH FLOOR
WASHINGTON
DC
20036
0
1
0
0
Chief Accounting Officer
Common Stock
2015-10-02
4
S
0
5042
7.23
D
13637
D
Employee Stock Option
13.48
2017-10-05
Common Stock
4757
4757
D
Employee Stock Option
7.48
2018-12-29
Common Stock
5417
5417
D
Employee Stock Option
9.05
2019-12-01
Common Stock
5626
5626
D
Employee Stock Grant
15.47
2020-11-30
Common Stock
2765
2765
D
Employee Stock Grant
15.47
2020-11-30
Common Stock
3802
3802
D
Employee Stock Option
15.47
2020-11-30
Common Stock
1198
1198
D
Employee Stock Option
31.37
2021-11-22
Common Stock
4560
4560
D
Employee Stock Option
31.37
2021-11-22
Common Stock
750
750
D
Employee Stock Grant
38.09
2022-11-16
Common Stock
506
506
D
Employee Stock Grant
21.99
2023-11-27
Common Stock
1750
1750
D
Employee Stock Grant
21.99
2023-11-27
Common Stock
3500
3500
D
Employee Stock Option
21.99
2023-11-27
Common Stock
3519
3519
D
Employee Stock Option
21.99
2023-11-27
Common Stock
3519
3519
D
Employee Stock Grant
18.00
2024-04-17
Common Stock
3000
3000
D
Employee Stock Grant
18.00
2024-04-17
Common Stock
4000
4000
D
Employee Stock Grant
9.35
2024-10-01
Common Stock
8684
8684
D
Employee Stock Option
9.35
2024-10-01
Common Stock
6752
6752
D
These options became fully vested on October 1, 2011.
These options became fully vested on October 1, 2012.
These options became fully vested on October 1, 2013.
These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
These options became fully vested on October 1, 2014.
These options became fully vested on December 1, 2011.
These options became fully vested on October 1, 2015.
These options became fully vested on December 1, 2012.
Twenty-five percent of this restricted stock grant vested on October 1, 2013 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this option grant vested on October 1, 2014 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this restricted stock grant vested on April 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on April 1 of each year for three years.
These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
Twenty-five percent of this option grant vested on October 1, 2015 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
/s/ James E. Williams, by power of attorney
2015-10-02