0001179110-15-003701.txt : 20150228
0001179110-15-003701.hdr.sgml : 20150227
20150227170926
ACCESSION NUMBER: 0001179110-15-003701
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150225
FILED AS OF DATE: 20150227
DATE AS OF CHANGE: 20150227
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIQUIDITY SERVICES INC
CENTRAL INDEX KEY: 0001235468
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1920 L STREET, N.W.
STREET 2: 6TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20036
BUSINESS PHONE: 2024676868
MAIL ADDRESS:
STREET 1: 1920 L STREET, N.W.
STREET 2: 6TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rallo James M
CENTRAL INDEX KEY: 0001352659
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51813
FILM NUMBER: 15660387
MAIL ADDRESS:
STREET 1: C/O LIQUIDITY SERVICES INC.
STREET 2: 1920 L STREET, N.W., 6TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20036
4
1
edgar.xml
FORM 4 -
X0306
4
2015-02-25
0
0001235468
LIQUIDITY SERVICES INC
LQDT
0001352659
Rallo James M
C/O LIQUIDITY SERVICES, INC.
1920 L STREET, N.W., 6TH FLOOR
WASHINGTON
DC
20036
0
1
0
0
CFO, Treasurer, President RSCG
Common Stock
2015-02-25
4
S
0
10014
10.00
D
1497
D
Common Stock
2015-02-26
4
S
0
1497
10.00
D
0
D
Common Stock
15039
I
By James M. Rallo 401k
Common Stock
8000
I
By James M. Rallo IRA
Common Stock
7885
I
By Kimberly Rallo IRA
Common Stock
4625
I
By Kimberly Rallo SIMPLE IRA
Common Stock
685
I
By James M. Rallo Cust. Michael Rallo MD UTMA
Common Stock
460
I
By James M. Rallo Cust. Melissa Rallo MD UTMA
Employee Stock Option
7.48
2018-10-01
Common Stock
2338
2338
D
Employee Stock Option
15.47
2020-10-01
Common Stock
6678
6678
D
Employee Stock Grant
15.47
2020-10-01
Common Stock
5527
5527
D
Employee Stock Grant
31.11
2021-10-01
Common Stock
1862
1862
D
Employee Stock Option
31.11
2021-10-01
Common Stock
12358
12358
D
Employee Stock Grant
38.09
2022-10-01
Common Stock
2502
2502
D
Employee Stock Option
38.09
2022-10-01
Common Stock
3335
3335
D
Employee Stock Grant
29.47
2023-07-18
Common Stock
9162
9162
D
Employee Stock Option
29.47
2023-07-18
Common Stock
24871
24871
D
Employee Stock Grant
21.99
2023-10-01
Common Stock
3519
3519
D
Employee Stock Grant
21.99
2023-10-01
Common Stock
4691
4691
D
Employee Stock Option
21.99
2023-10-01
Common Stock
9938
9938
D
Employee Stock Option
21.99
2023-10-01
Common Stock
9938
9938
D
Employee Stock Grant
13.57
2024-05-14
Common Stock
44215
44215
D
The number of securities shown as being held in Issuer's 401(k) account for the Reporting Person's benefit is the approximate number of shares of common stock. De minimis fractional interests reported by the Issuer's 401(k) Plan trustee/administrator and held indirectly through the Plan's stock purchase account are not reflected.
Mr. Rallo disclaims beneficial ownership of these shares.
These options became fully vested on October 1, 2013.
These options became fully vested on October 1, 2014.
These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this restricted stock grant vested on October 1, 2012 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
Twenty-five percent of this option grant vested on October 1, 2012 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
Twenty-five percent of this restricted stock grant vested on October 1, 2013 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
Twenty-five percent of this option grant vested on October 1, 2013 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
Twenty-five percent of this restricted stock grant vested on July 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on July 1 of each year for three years.
Twenty-five percent of this option grant vested on July 18, 2014 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this option grant vested on October 1, 2014 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
Fifty percent of this restricted stock grant will vest on November 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on November 1 of each year for two years.
/s/ James E. Williams, by power of attorney
2015-02-27