0001179110-14-015070.txt : 20141003
0001179110-14-015070.hdr.sgml : 20141003
20141003174035
ACCESSION NUMBER: 0001179110-14-015070
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141001
FILED AS OF DATE: 20141003
DATE AS OF CHANGE: 20141003
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIQUIDITY SERVICES INC
CENTRAL INDEX KEY: 0001235468
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1920 L STREET, N.W.
STREET 2: 6TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20036
BUSINESS PHONE: 2024676868
MAIL ADDRESS:
STREET 1: 1920 L STREET, N.W.
STREET 2: 6TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Williams James Edwin
CENTRAL INDEX KEY: 0001352872
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51813
FILM NUMBER: 141141118
MAIL ADDRESS:
STREET 1: C/O LIQUIDITY SERVICES, INC.
STREET 2: 1920 L STREET, N.W., 6TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20036
4
1
edgar.xml
FORM 4 -
X0306
4
2014-10-01
0
0001235468
LIQUIDITY SERVICES INC
LQDT
0001352872
Williams James Edwin
C/O LIQUIDITY SERVICES, INC.
1920 L STREET, N.W., 6TH FLOOR
WASHINGTON
DC
20036
0
1
0
0
VP, Gen. Counsel & Secretary
Common Stock
2014-10-01
4
S
0
4216
12.88
D
700
D
Employee Stock Option
9.05
2019-10-01
Common Stock
508
508
D
Employee Stock Option
15.47
2020-10-01
Common Stock
2706
2706
D
Employee Stock Grant
15.47
2020-10-01
Common Stock
2764
2764
D
Employee Stock Grant
31.11
2021-10-01
Common Stock
897
897
D
Employee Stock Option
31.11
2021-10-01
Common Stock
5950
5950
D
Employee Stock Grant
38.09
2022-10-01
Common Stock
1377
1377
D
Employee Stock Grant
38.09
2022-10-01
Common Stock
2753
2753
D
Employee Stock Option
38.09
2022-10-01
Common Stock
1835
1835
D
Employee Stock Option
38.09
2022-10-01
Common Stock
1835
1835
D
Employee Stock Grant
21.99
2023-10-01
Common Stock
2828
2828
D
Employee Stock Grant
21.99
2023-10-01
Common Stock
3769
3769
D
Employee Stock Option
21.99
2023-10-01
Common Stock
7985
7985
D
Employee Stock Option
21.99
2023-10-01
Common Stock
7985
7985
D
These options became fully vested on October 1, 2013.
These options became fully vested on October 1, 2014.
These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this restricted stock grant vested on October 1, 2012 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
Twenty-five percent of this option grant vested on October 1, 2012 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
Twenty-five percent of this restricted stock grant vested on October 1, 2013 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this option grant vested on October 1, 2013 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this option grant vested on October 1, 2014 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
/s/ James E. Williams
2014-10-03