0001179110-11-017045.txt : 20111222
0001179110-11-017045.hdr.sgml : 20111222
20111222172838
ACCESSION NUMBER: 0001179110-11-017045
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111220
FILED AS OF DATE: 20111222
DATE AS OF CHANGE: 20111222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dean Eric C.
CENTRAL INDEX KEY: 0001415732
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51813
FILM NUMBER: 111278403
MAIL ADDRESS:
STREET 1: C/O LIQUIDITY SERVICES INC.
STREET 2: 1920 L ST., NW, 6TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIQUIDITY SERVICES INC
CENTRAL INDEX KEY: 0001235468
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1920 L STREET, N.W.
STREET 2: 6TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20036
BUSINESS PHONE: 2024676868
MAIL ADDRESS:
STREET 1: 1920 L STREET, N.W.
STREET 2: 6TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20036
4
1
edgar.xml
FORM 4 -
X0304
4
2011-12-20
0
0001235468
LIQUIDITY SERVICES INC
LQDT
0001415732
Dean Eric C.
C/O LIQUIDITY SERVICES, INC.
1920 L STREET, N.W., 6TH FLOOR
WASHINGTON
DC
20036
0
1
0
0
Chief Information Officer
Common Stock
2011-12-20
4
S
0
1875
37.65
D
0
D
Employee Stock Grant
15.47
2020-10-01
Common Stock
7569
7569
D
Employee Stock Option
15.47
2020-10-01
Common Stock
14911
14911
D
Employee Stock Grant
15.47
2020-10-01
Common Stock
13125
13125
D
Employee Stock Option
7.48
2018-10-01
Common Stock
44006
44006
D
Employee Stock Option
13.56
2017-10-15
Common Stock
200000
200000
D
Twenty-five percent of this restricted stock grant vested on October 1, 2011 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
Twenty-five percent of this option grant vested on October 1, 2011 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
These restricted shares will vest, if at all, based on the Issuer's achivement of certain financial milestones.
Twenty percent of this option grant vested on October 1, 2009 and thereafter 1/60th of the option grant will vest each month for forty-eight months.
Twenty-five percent of this option grant vested on 10/15/2008, and thereafter, 1/48th of the option grant will vest each month for thirty-six months.
/s/ James E. Williams, by power of attorney
2011-12-22