0001179110-11-017044.txt : 20111222 0001179110-11-017044.hdr.sgml : 20111222 20111222172821 ACCESSION NUMBER: 0001179110-11-017044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111220 FILED AS OF DATE: 20111222 DATE AS OF CHANGE: 20111222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams James Edwin CENTRAL INDEX KEY: 0001352872 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51813 FILM NUMBER: 111278402 MAIL ADDRESS: STREET 1: C/O LIQUIDITY SERVICES, INC. STREET 2: 1920 L STREET, N.W., 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIQUIDITY SERVICES INC CENTRAL INDEX KEY: 0001235468 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1920 L STREET, N.W. STREET 2: 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20036 BUSINESS PHONE: 2024676868 MAIL ADDRESS: STREET 1: 1920 L STREET, N.W. STREET 2: 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20036 4 1 edgar.xml FORM 4 - X0304 4 2011-12-20 0 0001235468 LIQUIDITY SERVICES INC LQDT 0001352872 Williams James Edwin C/O LIQUIDITY SERVICES, INC. 1920 L STREET, N.W., 6TH FLOOR WASHINGTON DC 20036 0 1 0 0 VP, Gen. Counsel & Secretary Common Stock 2011-12-20 4 S 0 625 37.65 D 700 D Employee Stock Option 7.48 2018-10-01 Common Stock 5626 5626 D Restricted Stock Grant 9.05 2019-10-01 Common Stock 3889 3889 D Employee Stock Option 9.05 2019-10-01 Common Stock 11155 11155 D Employee Stock Grant 15.47 2020-10-01 Common Stock 5070 5070 D Employee Stock Option 15.47 2020-10-01 Common Stock 7075 7075 D Employee Stock Grant 15.47 2020-10-01 Common Stock 4375 4375 D Twenty-five percent of this option grant vested on October 1, 2009 and thereafter 1/48th of the option grant will vest each month for thirty-six months. Twenty-five percent of this restricted stock grant vested on October 1, 2010 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years. Twenty-five percent of this option grant vested on October 1, 2010 and thereafter 1/48th of the option grant will vest each month for thirty-six months. Twenty-five percent of this restricted stock grant vested on October 1, 2011 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years. Twenty-five percent of this option grant vested on October 1, 2011 and thereafter 1/48th of the option grant will vest each month for thirty-six months. These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones. /s/ James E. Williams 2011-12-22