0001179110-11-017044.txt : 20111222
0001179110-11-017044.hdr.sgml : 20111222
20111222172821
ACCESSION NUMBER: 0001179110-11-017044
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111220
FILED AS OF DATE: 20111222
DATE AS OF CHANGE: 20111222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Williams James Edwin
CENTRAL INDEX KEY: 0001352872
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51813
FILM NUMBER: 111278402
MAIL ADDRESS:
STREET 1: C/O LIQUIDITY SERVICES, INC.
STREET 2: 1920 L STREET, N.W., 6TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIQUIDITY SERVICES INC
CENTRAL INDEX KEY: 0001235468
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1920 L STREET, N.W.
STREET 2: 6TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20036
BUSINESS PHONE: 2024676868
MAIL ADDRESS:
STREET 1: 1920 L STREET, N.W.
STREET 2: 6TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20036
4
1
edgar.xml
FORM 4 -
X0304
4
2011-12-20
0
0001235468
LIQUIDITY SERVICES INC
LQDT
0001352872
Williams James Edwin
C/O LIQUIDITY SERVICES, INC.
1920 L STREET, N.W., 6TH FLOOR
WASHINGTON
DC
20036
0
1
0
0
VP, Gen. Counsel & Secretary
Common Stock
2011-12-20
4
S
0
625
37.65
D
700
D
Employee Stock Option
7.48
2018-10-01
Common Stock
5626
5626
D
Restricted Stock Grant
9.05
2019-10-01
Common Stock
3889
3889
D
Employee Stock Option
9.05
2019-10-01
Common Stock
11155
11155
D
Employee Stock Grant
15.47
2020-10-01
Common Stock
5070
5070
D
Employee Stock Option
15.47
2020-10-01
Common Stock
7075
7075
D
Employee Stock Grant
15.47
2020-10-01
Common Stock
4375
4375
D
Twenty-five percent of this option grant vested on October 1, 2009 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
Twenty-five percent of this restricted stock grant vested on October 1, 2010 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
Twenty-five percent of this option grant vested on October 1, 2010 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
Twenty-five percent of this restricted stock grant vested on October 1, 2011 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
Twenty-five percent of this option grant vested on October 1, 2011 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
/s/ James E. Williams
2011-12-22