0001179110-11-013080.txt : 20110908 0001179110-11-013080.hdr.sgml : 20110908 20110908184728 ACCESSION NUMBER: 0001179110-11-013080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110906 FILED AS OF DATE: 20110908 DATE AS OF CHANGE: 20110908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dean Eric C. CENTRAL INDEX KEY: 0001415732 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51813 FILM NUMBER: 111081979 MAIL ADDRESS: STREET 1: C/O LIQUIDITY SERVICES INC. STREET 2: 1920 L ST., NW, 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIQUIDITY SERVICES INC CENTRAL INDEX KEY: 0001235468 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1920 L STREET, N.W. STREET 2: 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20036 BUSINESS PHONE: 2024676868 MAIL ADDRESS: STREET 1: 1920 L STREET, N.W. STREET 2: 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20036 4 1 edgar.xml FORM 4 - X0304 4 2011-09-06 0 0001235468 LIQUIDITY SERVICES INC LQDT 0001415732 Dean Eric C. C/O LIQUIDITY SERVICES, INC. 1920 L STREET, N.W., 6TH FLOOR WASHINGTON DC 20036 0 1 0 0 Chief Information Officer Common Stock 2011-09-06 4 S 0 3000 30.43 D 0 D Common Stock 2011-09-06 4 M 0 22000 7.48 A 22000 D Common Stock 2011-09-06 4 S 0 22000 31.13 D 0 D Common Stock 2011-09-07 4 M 0 25000 7.48 A 25000 D Common Stock 2011-09-06 4 S 0 25000 30.71 D 0 D Employee Stock Grant 15.47 2020-10-01 Common Stock 10091 10091 D Employee Stock Option 15.47 2020-10-01 Common Stock 14911 14911 D Employee Stock Grant 15.47 2020-10-01 Common Stock 15000 15000 D Employee Stock Option 7.48 2011-09-06 4 M 0 22000 7.48 D 2018-10-01 Common Stock 120000 98000 D Employee Stock Option 7.48 2011-09-07 4 M 0 25000 7.48 D 2018-10-01 Common Stock 98000 73000 D Employee Stock Option 13.56 2017-10-15 Common Stock 250000 250000 D Twenty-five percent of this restricted stock grant will vest on October 1, 2011 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years. Twenty-five percent of this option will vest on October 1, 2011 and thereafter 1/48th of the option grant will vest each month for thirty-six months. These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones. Twenty percent of this option grant vested on October 1, 2009 and thereafter 1/60th of the option grant will vest each month for forty-eight months. Twenty-five percent of this option grant vested on 10/15/2008, and thereafter, 1/48th of the option grant will vest each month for thirty-six months. /s/ James E. Williams, by power of attorney 2011-09-08